WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2014

Hedge fundSEC filingsCompare with another fundHoldings as of 2014-03-31, filed 2014-05-15

D. E. Shaw & Co., Inc. disclosed 2285 US equity positions worth $47.8bn in its Q1 2014 13F filing. Its largest position is BRK/B at 2.3% of the reported book, followed by GOOGLE INC and LIBERTY MEDIA CORP DELAWARE. Versus Q4 2013 it opened 300 new positions, added to 879, reduced 1047 and exited 443.

$47.8bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,285
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.3%
Largest position
The largest single position as a share of the reported equity book.
13.4%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
217
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2013: 300 new, 879 added, 1047 reduced, 443 exited

50 of 2,285
BRK/B BERKSHIRE HATHAWAY INC DEL–2.3%$1.1bn8.74m+5.3%added
GOOGLE INC no ticker–1.5%$716m642,056+77%added
LIBERTY MEDIA CORP DELAWARE no ticker–1.3%$613m4.69m+51%added
LIBERTY GLOBAL PLC no ticker–1.2%$596m14.65m+501%added
GE GENERAL ELECTRIC COIndustrials1.2%$592m22.85m+58%added
PSX PHILLIPS 66Energy1.2%$583m7.56m+8.8%added
AIG American International GroupFinancial Services1.2%$561m11.21m+7.6%added
AAPL APPLE INCTechnology1.2%$550m1.02m−45%reduced
LYONDELLBASELL INDUSTRIES NV no ticker–1.1%$545m6.13m+14%added
META META PLATFORMS INCCommunication Services1.1%$544m9.03m+52%added
NFLX NETFLIX INC.Communication Services1.1%$534m1.52m+89%added
PRICELINE GRP INC no ticker–1.1%$515m432,388−0.8%reduced
TWENTY FIRST CENTY FOX INC no ticker–1.0%$466m14.97m+8.3%added
TIME WARNER CABLE INC no ticker–0.9%$442m3.23m+452%added
VLO VALERO ENERGY CORPEnergy0.9%$417m7.84m+75%added
MU MICRON TECHNOLOGY INCTechnology0.8%$397m16.78m+181%added
MPC Marathon Petroleum CorpEnergy0.8%$396m4.55m+8.4%added
YAHOO INC no ticker–0.8%$394m10.98m+4.7%added
TESORO CORP no ticker–0.8%$389m7.70m+20%added
MGM MGM RESORTS INTERNATIONALConsumer Cyclical0.8%$386m14.91m+37%added
PG PROCTER & GAMBLE COConsumer Defensive0.7%$356m4.41m+905%added
MSFT MICROSOFT CORPTechnology0.7%$337m8.23m+13%added
DVA DAVITA INCHealthcare0.7%$329m4.77m+6.0%added
MRK MERCK & CO. INCHealthcare0.7%$319m5.62m−20%reduced
ABBV ABBVIE INCHealthcare0.6%$301m5.86m+63%added
OXY OCCIDENTAL PETE CORPEnergy0.6%$294m3.09m+18%added
V VISA INCFinancial Services0.6%$293m1.36m+141%added
DIRECTV no ticker–0.6%$291m3.81m+63%added
STZ CONSTELLATION BRANDS INCConsumer Defensive0.6%$290m3.41m+23%added
VALEANT PHARMACEUTICALS INTL no ticker–0.6%$289m2.19m+39%added
APC3EUR ANADARKO PETE CORP–0.6%$278m3.28m+46%added
FOREST LABS INC no ticker–0.6%$268m2.90m+225%added
JNJ JOHNSON & JOHNSONHealthcare0.6%$268m2.73m−41%reduced
WFC WELLS FARGO & COFinancial Services0.6%$263m5.28m−11%reduced
VZ VERIZON COMMUNICATIONS INCCommunication Services0.5%$257m5.41m+2831%added
TMO THERMO FISHER SCIENTIFIC INCHealthcare0.5%$254m2.11m+36%added
PFE PFIZER INCHealthcare0.5%$251m7.80m+162%added
CF CF Industries Holdings IncBasic Materials0.5%$244m935,291−1.7%reduced
MCGRAW HILL FINL INC no ticker–0.5%$242m3.18m+106%added
E M C CORP MASS no ticker–0.5%$240m8.75m+359%added
C CITIGROUP INCFinancial Services0.5%$230m4.84m−48%reduced
SLM SLM CORPFinancial Services0.5%$229m9.37m+28%added
CITUSD CIT GROUP INC–0.5%$227m4.63m+57%added
ALSN ALLISON TRANSMISSION HLDGS IConsumer Cyclical0.5%$227m7.57m+166%added
WMT WALMART INCConsumer Defensive0.5%$226m2.95m−18%reduced
ZTS ZOETIS INCHealthcare0.5%$224m7.73m−10%reduced
CNI CANADIAN NATL RY COIndustrials0.5%$221m3.94m+2.1%added
JPM JPMORGAN CHASE & COFinancial Services0.5%$217m3.58m−10%reduced
KEURIG GREEN MTN INC no ticker–0.5%$217m2.05m–new
KO COCA COLA COConsumer Defensive0.4%$214m5.54m+29%added

Exited since Q4 2013

443 rows
VODAFONE GROUP PLC NEW no ticker0.5%$238m
LIFE TECHNOLOGIES CORP no ticker0.5%$236m
FIFTH & PAC COS INC no ticker0.3%$111m
GREEN MTN COFFEE ROASTERS IN no ticker0.2%$71.8m
VIROPHARMA INC no ticker0.1%$56.9m
LENDER PROCESSING SVCS INC no ticker0.1%$56.6m
CVS CVS HEALTH CORP0.1%$49.2m
TESLA MTRS INC no ticker0.1%$48.5m
PNC PNC FINL SVCS GROUP INC0.1%$44.4m
DNREUR DENBURY RES INC0.08%$36.7m
NAVISTAR INTL CORP NEW no ticker0.08%$33.0m
COBALT INTL ENERGY INC no ticker0.07%$29.8m
NORTHEAST UTILS no ticker0.06%$25.0m
URBN URBAN OUTFITTERS INC0.05%$20.7m
TER TERADYNE INC0.04%$18.6m
IVZ INVESCO LTD0.04%$16.3m
STARWOOD HOTELS&RESORTS WRLD no ticker0.04%$15.4m
BRO BROWN & BROWN INC0.03%$14.8m
WCC WESCO INTL INC0.03%$14.0m
PGR PROGRESSIVE CORP0.03%$13.2m
QIHOO 360 TECHNOLOGY CO LTD no ticker0.03%$12.5m
CTB COOPER TIRE & RUBR CO0.03%$12.3m
ALGN ALIGN TECHNOLOGY INC0.03%$11.4m
ROK ROCKWELL AUTOMATION INC0.02%$10.4m
CLNE CLEAN ENERGY FUELS CORP0.02%$10.1m
NOK NOKIA CORP0.02%$9.7m
HUBB HUBBELL INC0.02%$9.3m
SANTARUS INC no ticker0.02%$9.1m
SO SOUTHERN CO0.02%$9.0m
PPL PPL CORP0.02%$8.6m
POST PPTYS INC no ticker0.02%$8.2m
GROUPE CGI INC no ticker0.02%$7.9m
PALL CORP no ticker0.02%$7.8m
VALUECLICK INC no ticker0.02%$7.5m
NTRS NORTHERN TR CORP0.02%$7.1m
SLCAUSD U S SILICA HLDGS INC0.02%$6.7m
CMC COMMERCIAL METALS CO0.01%$6.4m
MDPUSD MEREDITH CORP0.01%$5.9m
PNW PINNACLE WEST CAP CORP0.01%$5.8m
L LOEWS CORP0.01%$5.6m
FAF FIRST AMERN FINL CORP0.01%$5.5m
LEAP WIRELESS INTL INC no ticker0.01%$5.4m
TCBI TEXAS CAP BANCSHARES INC0.01%$5.1m
JECUSD JACOBS ENGR GROUP INC0.01%$5.1m
AXIS CAP HLDGS LTD no ticker0.01%$5.0m
PENN PENN ENTERTAINMENT INC0.01%$5.0m
ARCELORMITTAL SA LUXEMBOURG no ticker0.01%$5.0m
OPENTABLE INC no ticker0.01%$4.9m
BONTQ BON-TON STORES INC0.01%$4.7m
RENAISSANCERE HLDGS LTD no ticker0.01%$4.5m

Sector mix

  • Unclassified43.9%
  • Healthcare8.2%
  • Consumer Cyclical7.5%
  • Technology7.3%
  • Industrials7.2%
  • Financial Services6.9%
  • Energy6.4%
  • Communication Services4.4%
  • Consumer Defensive3.9%
  • Basic Materials2.3%
  • Real Estate1.5%
  • Utilities0.5%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters