WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2020

Hedge fundSEC filingsCompare with another fundHoldings as of 2020-03-31, filed 2020-05-15

D. E. Shaw & Co., Inc. disclosed 2625 US equity positions worth $51.2bn in its Q1 2020 13F filing. Its largest position is MSFT at 2.7% of the reported book, followed by AAPL and AMZN. Versus Q4 2019 it opened 377 new positions, added to 1051, reduced 1154 and exited 361.

$51.2bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,625
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.7%
Largest position
The largest single position as a share of the reported equity book.
14.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
218
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2019: 377 new, 1051 added, 1154 reduced, 361 exited

50 of 2,625
MSFT MICROSOFT CORPTechnology2.7%$1.4bn8.91m+23%added
AAPL APPLE INCTechnology2.7%$1.4bn5.41m+30%added
AMZN AMAZON COM INCConsumer Cyclical1.6%$830m425,524−29%reduced
JNJ JOHNSON & JOHNSONHealthcare1.4%$692m5.28m−14%reduced
LOW LOWES COS INCConsumer Cyclical1.2%$628m7.30m−16%reduced
VZ VERIZON COMMUNICATIONS INCCommunication Services1.1%$563m10.48m+106%added
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive1.1%$554m1.94m+27%added
VRSN VERISIGN INCTechnology1.0%$521m2.89m−14%reduced
PG PROCTER & GAMBLE COConsumer Defensive1.0%$500m4.55m+135%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.8%$428m2.20m+17%added
MRK MERCK & CO. INCHealthcare0.8%$402m5.22m+125%added
PFE PFIZER INCHealthcare0.7%$383m11.75m+245%added
C CITIGROUP INCFinancial Services0.7%$371m8.82m+35%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.7%$369m4.57m+30%added
DOCU DOCUSIGN INCTechnology0.7%$368m3.98m−18%reduced
ADBE ADOBE INCTechnology0.7%$367m1.15m−41%reduced
A AGILENT TECHNOLOGIES INCHealthcare0.7%$350m4.89m−2.3%reduced
EXMOC EXXON MOBIL CORP–0.7%$341m8.99m+1077%added
NVDA NVIDIA CORPORATIONTechnology0.7%$335m1.27m+100%added
GOOGL ALPHABET INCCommunication Services0.7%$334m287,242+32%added
V VISA INCFinancial Services0.7%$334m2.07m−24%reduced
SBUX STARBUCKS CORPConsumer Cyclical0.6%$326m4.97m+32%added
AMD ADVANCED MICRO DEVICES INCTechnology0.6%$324m7.13m+18%added
MA MASTERCARD INCFinancial Services0.6%$322m1.33m+24%added
COP CONOCOPHILLIPSEnergy0.6%$322m10.45m+8.7%added
SHOP SHOPIFY INCTechnology0.6%$297m711,146+37%added
CL COLGATE PALMOLIVE COConsumer Defensive0.6%$289m4.35m−25%reduced
ABBV ABBVIE INCHealthcare0.6%$288m3.79m−7.6%reduced
JPM JPMORGAN CHASE & COFinancial Services0.5%$276m3.06m+250%added
HD HOME DEPOT INCConsumer Cyclical0.5%$271m1.45m+125%added
HONGBP HONEYWELL INTL INC–0.5%$259m1.94m+6.2%added
CVS CVS HEALTH CORPHealthcare0.5%$237m4.00m+389%added
PEP PEPSICO INCConsumer Defensive0.5%$237m1.98m−20%reduced
UNH UNITEDHEALTH GROUP INCHealthcare0.5%$234m936,883+163%added
TJX TJX COS INC NEWConsumer Cyclical0.4%$229m4.78m+22%added
QCOM QUALCOMM INCTechnology0.4%$223m3.29m+165%added
BRK/B BERKSHIRE HATHAWAY INC DEL–0.4%$217m1.19m+7.9%added
CHTR CHARTER COMMUNICATIONS INCCommunication Services0.4%$215m491,792+2082%added
DUK DUKE ENERGY CORP NEWUtilities0.4%$212m2.63m+74%added
DIS DISNEY WALT COCommunication Services0.4%$212m2.20m−2.3%reduced
EA ELECTRONIC ARTS INCCommunication Services0.4%$204m2.04m−18%reduced
DD DUPONT DE NEMOURS INCBasic Materials0.4%$204m5.98m+24%added
IQV IQVIA HLDGS INCHealthcare0.4%$197m1.83m−12%reduced
META META PLATFORMS INCCommunication Services0.4%$192m1.15m−52%reduced
ADSK AUTODESK INCTechnology0.4%$190m1.21m+31%added
PANW PALO ALTO NETWORKS INCTechnology0.4%$189m1.16m+45%added
AMGN AMGEN INCHealthcare0.4%$189m931,980+256%added
WFC WELLS FARGO & COFinancial Services0.4%$187m6.53m+57%added
MU MICRON TECHNOLOGY INCTechnology0.4%$187m4.43m−32%reduced
TESLA INC no ticker–0.4%$186m108.16m+646%added

Exited since Q4 2019

361 rows
PCG PG&E CORP0.10%$64.6m
MEDICINES CO no ticker0.10%$63.6m
BOLDEUR AUDENTES THERAPEUTICS INC0.08%$49.3m
PAGS PAGSEGURO DIGITAL LTD0.06%$41.1m
IVV ISHARES TR0.06%$40.4m
MEDICINES CO no ticker0.06%$35.9m
XOPUSD SPDR SERIES TRUST0.05%$34.9m
CECO1EUR CAREER EDUCATION CORP0.05%$34.8m
DISCKUSD DISCOVERY INC0.05%$31.2m
ZAYOEUR ZAYO GROUP HLDGS INC0.04%$25.5m
MGM MGM RESORTS INTERNATIONAL0.04%$24.8m
AXA EQUITABLE HLDGS INC no ticker0.04%$24.2m
EXPE EXPEDIA GROUP INC0.04%$23.6m
CBPXEUR CONTINENTAL BLDG PRODS INC0.04%$22.8m
CTSH COGNIZANT TECHNOLOGY SOLUTIO0.03%$20.0m
IDXX IDEXX LABS INC0.03%$19.0m
M Macy's, Inc0.03%$18.2m
EMB ISHARES TR0.03%$18.2m
SRCIEUR SRC ENERGY INC0.03%$17.9m
VIRTUS INVT PARTNERS INC no ticker0.03%$16.5m
COUPA SOFTWARE INC no ticker0.03%$16.4m
PBA PEMBINA PIPELINE CORP0.02%$15.6m
SYF SYNCHRONY FINANCIAL0.02%$15.5m
DISCAUSD DISCOVERY INC0.02%$13.7m
ZION ZIONS BANCORPORATION NATL AS0.02%$12.0m
BBBYEUR BED BATH & BEYOND INC0.02%$11.3m
SAVEEUR SPIRIT AIRLS INC0.02%$10.8m
VIAVI SOLUTIONS INC no ticker0.02%$10.8m
IVZ INVESCO LTD0.02%$10.4m
XYL XYLEM INC0.02%$10.4m
OC Owens Corning Inc0.02%$10.4m
BROOKFIELD PROPERTY REIT INC no ticker0.02%$9.8m
CRAFT BREW ALLIANCE INC no ticker0.02%$9.7m
COR CENCORA INC0.01%$9.1m
CEMEX SAB DE CV no ticker0.01%$9.0m
INTERXION HOLDING N.V no ticker0.01%$8.9m
BCBEUR COTT CORP QUE0.01%$8.8m
VERASTEM INC no ticker0.01%$8.7m
WRKUSD WESTROCK CO0.01%$8.2m
CEMEX SAB DE CV no ticker0.01%$8.1m
PB PROSPERITY BANCSHARES INC0.01%$7.7m
TKK SYMPHONY ACQUISITION COR no ticker0.01%$7.5m
SKAA SKECHERS U S A INC0.01%$7.4m
CRCMGBP CARE COM INC0.01%$7.4m
MDCOUSD MEDICINES CO0.01%$7.3m
SBNY SIGNATURE BK NEW YORK N Y0.01%$7.2m
AVPUSD AVON PRODS INC0.01%$7.0m
SLM SLM CORP0.01%$7.0m
TCF TCF FINANCIAL CORPORATION NE0.01%$6.9m
OSI SYSTEMS INC no ticker0.01%$6.7m

Sector mix

  • Technology20.7%
  • Unclassified20.5%
  • Healthcare12.4%
  • Consumer Cyclical10.7%
  • Financial Services8.5%
  • Consumer Defensive6.6%
  • Communication Services6.2%
  • Industrials4.5%
  • Utilities3.3%
  • Energy2.4%
  • Real Estate2.2%
  • Basic Materials2.0%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters