WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2020

Hedge fundSEC filingsCompare with another fundHoldings as of 2020-12-31, filed 2021-02-16

D. E. Shaw & Co., Inc. disclosed 2677 US equity positions worth $83.0bn in its Q4 2020 13F filing. Its largest position is AMZN at 2.5% of the reported book, followed by MSFT and TESLA INC. Versus Q3 2020 it opened 450 new positions, added to 975, reduced 1152 and exited 308.

$83.0bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,677
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.5%
Largest position
The largest single position as a share of the reported equity book.
14.9%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
224
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2020: 450 new, 975 added, 1152 reduced, 308 exited

50 of 2,677
AMZN AMAZON COM INCConsumer Cyclical2.5%$2.1bn647,039−0.5%reduced
MSFT MICROSOFT CORPTechnology2.3%$1.9bn8.54m−15%reduced
TESLA INC no ticker–2.0%$1.7bn145.52m0.0%held
AAPL APPLE INCTechnology1.8%$1.5bn11.18m+3.4%added
DIS DISNEY WALT COCommunication Services1.3%$1.0bn5.74m−13%reduced
SNAP SNAP INCCommunication Services1.1%$904m103.62m+51%added
BRK/B BERKSHIRE HATHAWAY INC DEL–1.1%$897m3.87m+71%added
WFC WELLS FARGO & COFinancial Services1.0%$855m28.34m+2.9%added
MRK MERCK & CO. INCHealthcare1.0%$811m9.92m+68%added
NIO NIO INCConsumer Cyclical0.9%$751m15.42m+35%added
META META PLATFORMS INCCommunication Services0.7%$617m2.26m+6.6%added
MA MASTERCARD INCFinancial Services0.7%$604m1.69m+38%added
PG PROCTER & GAMBLE COConsumer Defensive0.7%$592m4.26m−12%reduced
AMD ADVANCED MICRO DEVICES INCTechnology0.7%$581m6.33m−51%reduced
CSCO CISCO SYS INCTechnology0.7%$571m12.77m+158%added
MU MICRON TECHNOLOGY INCTechnology0.7%$557m7.41m+152%added
MCD MCDONALDS CORPConsumer Cyclical0.7%$550m2.56m+58%added
GOOGL ALPHABET INCCommunication Services0.7%$546m311,251+4.3%added
LOW LOWES COS INCConsumer Cyclical0.6%$536m3.34m−49%reduced
PLUG PLUG POWER INCIndustrials0.6%$522m15.40m−16%reduced
DD DUPONT DE NEMOURS INCBasic Materials0.6%$512m7.20m−14%reduced
XYZ BLOCK INCTechnology0.6%$509m2.34m−24%reduced
PINDUODUO INC no ticker–0.6%$480m115.25m−0.5%reduced
VRSN VERISIGN INCTechnology0.6%$478m2.21m−14%reduced
W WAYFAIR INCConsumer Cyclical0.6%$467m124.99m+3.8%added
JNJ JOHNSON & JOHNSONHealthcare0.5%$443m2.82m−34%reduced
AMT AMERICAN TOWER CORPReal Estate0.5%$441m1.96m+50%added
SEA LTD no ticker–0.5%$424m106.87m–new
PTON PELOTON INTERACTIVE INCConsumer Cyclical0.5%$424m2.79m+53%added
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.5%$421m1.12m−39%reduced
CRWD CROWDSTRIKE HLDGS INCTechnology0.5%$420m1.98m+52%added
LMT LOCKHEED MARTIN CORPIndustrials0.5%$406m1.14m+600%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.5%$392m3.40m−21%reduced
VZ VERIZON COMMUNICATIONS INCCommunication Services0.5%$389m6.62m−10%reduced
TWILIO INC no ticker–0.5%$383m80.46m+0.6%added
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$367m2.59m+2184%added
CCL CARNIVAL CORPConsumer Cyclical0.4%$362m16.77m+4260%added
C CITIGROUP INCFinancial Services0.4%$360m5.84m+58%added
BSX BOSTON SCIENTIFIC CORPHealthcare0.4%$358m9.95m+1543%added
V VISA INCFinancial Services0.4%$355m1.62m−13%reduced
TTD THE TRADE DESK INCCommunication Services0.4%$351m438,364+62%added
PINS PINTEREST INCCommunication Services0.4%$331m5.02m+286%added
MRNA MODERNA INCHealthcare0.4%$325m3.11m+306%added
NFLX NETFLIX INC.Communication Services0.4%$324m599,165−44%reduced
CVNA CARVANA COConsumer Cyclical0.4%$324m1.35m−39%reduced
BAX BAXTER INTL INCHealthcare0.4%$320m3.99m+46%added
LIBERTY MEDIA CORP DEL no ticker–0.4%$318m7.31m+4.3%added
ROKU ROKU INCCommunication Services0.4%$302m908,937−32%reduced
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.4%$294m1.26m−54%reduced
SHOP SHOPIFY INCTechnology0.3%$290m256,207−24%reduced

Exited since Q3 2020

308 rows
TESLA INC no ticker1.0%$736m
TESLA INC no ticker0.8%$622m
IAU ISHARES GOLD TRUST0.3%$217m
GLIBAEUR GCI LIBERTY INC0.2%$161m
IMMU IMMUNOMEDICS INC0.2%$129m
ETRA E TRADE FINANCIAL CORP0.2%$122m
SCHW SCHWAB CHARLES CORP0.1%$111m
MYOKEUR MYOKARDIA INC0.1%$103m
SEMPRA ENERGY no ticker0.1%$91.2m
DANAHER CORPORATION no ticker0.1%$84.5m
HDSUSD HD SUPPLY HLDGS INC0.1%$82.9m
ON SEMICONDUCTOR CORP no ticker0.10%$74.3m
BIOMARIN PHARMACEUTICAL INC no ticker0.08%$61.0m
NBL2EUR NOBLE ENERGY INC0.06%$47.7m
Q2 HLDGS INC no ticker0.06%$45.8m
TCO TAUBMAN CTRS INC0.06%$43.3m
MICROCHIP TECHNOLOGY INC. no ticker0.05%$39.0m
WRIGHT MED GROUP N V no ticker0.05%$38.2m
HYG ISHARES TR0.05%$36.5m
AIVEUR APARTMENT INVT & MGMT CO0.05%$33.6m
MNTA MOMENTA PHARMACEUTICALS INC0.04%$32.6m
MYLAN NV no ticker0.04%$31.6m
SOCIAL CAP HDOSPHIA HLDG CO no ticker0.04%$31.2m
RTRXEUR RETROPHIN INC0.04%$30.5m
VRSK VERISK ANALYTICS INC0.03%$21.4m
CONYERS PK II ACQUISITION CO no ticker0.03%$21.3m
NIKOLA CORP no ticker0.03%$19.9m
ITUB ITAU UNIBANCO HLDG S A0.02%$17.9m
BIGGQ BIG LOTS INC0.02%$17.6m
SGENEUR SEATTLE GENETICS INC0.02%$17.3m
MKTX MARKETAXESS HLDGS INC0.02%$15.5m
JNK SPDR SERIES TRUST0.02%$15.3m
VIAVI SOLUTIONS INC no ticker0.02%$15.2m
INTERDIGITAL INC no ticker0.02%$14.2m
EVEUR EATON VANCE CORP0.02%$13.8m
NEUROCRINE BIOSCIENCES INC no ticker0.02%$13.8m
AANUSD AARONS INC0.02%$13.3m
RCI ROGERS COMMUNICATIONS INC0.02%$12.6m
DNKN DUNKIN BRANDS GROUP INC0.02%$12.0m
AMAG AMAG PHARMACEUTICALS INC0.01%$10.3m
TFX TELEFLEX INCORPORATED0.01%$10.3m
SOCIAL CAP HEDSPIA HLDG CO I no ticker0.01%$9.4m
ARE ALEXANDRIA REAL ESTATE EQ IN0.01%$9.2m
CC NEUBERGER PRIN HLDGS II no ticker0.01%$8.8m
CPT CAMDEN PPTY TR0.01%$8.7m
TOL TOLL BROTHERS INC0.01%$8.5m
HENNESSY CAP ACQUSTION CORP no ticker0.01%$8.2m
FORTRESS VALUE ACQUISITION I no ticker0.01%$8.2m
QTS QTS RLTY TR INC0.01%$8.1m
ACCUSD AMERICAN CAMPUS CMNTYS INC0.01%$7.7m

Sector mix

  • Unclassified23.9%
  • Technology17.8%
  • Consumer Cyclical13.8%
  • Healthcare10.0%
  • Communication Services8.1%
  • Financial Services7.5%
  • Industrials6.1%
  • Consumer Defensive4.2%
  • Real Estate2.6%
  • Utilities2.4%
  • Basic Materials2.3%
  • Energy1.2%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters