WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2021

Hedge fundSEC filingsCompare with another fundHoldings as of 2021-12-31, filed 2022-02-14

D. E. Shaw & Co., Inc. disclosed 3904 US equity positions worth $82.0bn in its Q4 2021 13F filing. Its largest position is MSFT at 1.9% of the reported book, followed by TSLA and AAPL. Versus Q3 2021 it opened 810 new positions, added to 1463, reduced 1256 and exited 478.

$82.0bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
3,904
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.9%
Largest position
The largest single position as a share of the reported equity book.
12.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
304
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2021: 810 new, 1463 added, 1256 reduced, 478 exited

50 of 3,904
MSFT MICROSOFT CORPTechnology1.9%$1.6bn4.63m−28%reduced
TSLA TESLA INCConsumer Cyclical1.6%$1.3bn1.25m−6.5%reduced
AAPL APPLE INCTechnology1.4%$1.2bn6.68m−33%reduced
AMZN AMAZON COM INCConsumer Cyclical1.3%$1.1bn323,305+38%added
IVV ISHARES TR–1.2%$1.0bn2.14m–new
NFLX NETFLIX INC.Communication Services1.1%$867m1.44m+28%added
NVDA NVIDIA CORPORATIONTechnology0.9%$766m2.60m−29%reduced
XLNXEUR XILINX INC–0.9%$732m3.45m−18%reduced
ZS ZSCALER INCTechnology0.8%$643m160.05m+19%added
AMD ADVANCED MICRO DEVICES INCTechnology0.8%$639m4.44m+16%added
F FORD MTR COConsumer Cyclical0.7%$590m28.41m−4.8%reduced
BKNG BOOKING HOLDINGS INCConsumer Cyclical0.7%$569m236,972−42%reduced
C CITIGROUP INCFinancial Services0.7%$553m9.16m+225%added
QCOM QUALCOMM INCTechnology0.7%$547m2.99m−12%reduced
GOOGL ALPHABET INCCommunication Services0.7%$543m187,413−20%reduced
META META PLATFORMS INCCommunication Services0.7%$539m1.60m+148%added
WMT WALMART INCConsumer Defensive0.6%$525m3.63m−18%reduced
SE SEA LTDConsumer Cyclical0.6%$517m16.26m−60%reduced
MPC Marathon Petroleum CorpEnergy0.6%$487m7.60m−26%reduced
SNOW SNOWFLAKE INCTechnology0.6%$483m1.43m+796%added
T AT&T INCCommunication Services0.6%$453m18.41m+189%added
SNAP SNAP INCCommunication Services0.5%$449m117.81m+18%added
ATVIEUR ACTIVISION BLIZZARD INC–0.5%$441m6.63m−33%reduced
EXMOC EXXON MOBIL CORP–0.5%$439m7.18m+40%added
SPY SPDR S&P 500 ETF Trust–0.5%$433m911,600+195%added
ORCL ORACLE CORPTechnology0.5%$421m4.83m+646%added
INTC INTEL CORPTechnology0.5%$397m7.71m−23%reduced
MDT Medtronic PlcHealthcare0.5%$389m3.76m+200%added
DICKS SPORTING GOODS INC no ticker–0.5%$370m104.64m0.0%held
W WAYFAIR INCConsumer Cyclical0.5%$369m247.04m+34%added
CMCSA COMCAST CORP NEWCommunication Services0.4%$367m7.29m+120%added
TMO THERMO FISHER SCIENTIFIC INCHealthcare0.4%$350m524,811−0.8%reduced
PYPL PAYPAL HLDGS INCFinancial Services0.4%$347m1.84m+1254%added
HONGBP HONEYWELL INTL INC–0.4%$342m1.64m+277%added
EXE EXPAND ENERGY CORPORATIONEnergy0.4%$338m5.23m−6.1%reduced
LIBERTY MEDIA CORP DEL no ticker–0.4%$333m6.56m−1.9%reduced
AMGN AMGEN INCHealthcare0.4%$332m1.47m+17%added
FDX FEDEX CORPIndustrials0.4%$324m1.25m+27%added
LOW LOWES COS INCConsumer Cyclical0.4%$320m1.24m+91%added
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$319m2.92m+84%added
DEXCOM INC no ticker–0.4%$318m97.40m0.0%held
PALO ALTO NETWORKS INC no ticker–0.4%$299m142.65m+1.9%added
GOOG ALPHABET INCCommunication Services0.4%$299m103,251−47%reduced
EQT EQT CORPEnergy0.4%$294m96.05m+3.4%added
NKE NIKE INCConsumer Cyclical0.3%$286m1.72m+428%added
KO COCA COLA COConsumer Defensive0.3%$285m4.81m−36%reduced
NET CLOUDFLARE INCTechnology0.3%$282m2.14m+127%added
JPM JPMORGAN CHASE & COFinancial Services0.3%$279m1.76m+142%added
LVS LAS VEGAS SANDS CORPConsumer Cyclical0.3%$279m7.40m−17%reduced
IHS MARKIT LTD no ticker–0.3%$277m2.09m−13%reduced

Exited since Q3 2021

478 rows
AON AON PLC0.2%$171m
KSUEUR KANSAS CITY SOUTHERN0.2%$131m
MICROCHIP TECHNOLOGY INC. no ticker0.09%$67.4m
XECEUR CIMAREX ENERGY CO0.06%$47.8m
XLRN ACCELERON PHARMA INC0.06%$46.7m
MNDY MONDAY COM LTD0.05%$38.6m
TWITTER INC no ticker0.05%$37.0m
VFC V F CORP0.05%$37.0m
PROSHARES TR II no ticker0.05%$36.7m
REINVENT TECHNOLOGY PARTNERS no ticker0.05%$36.7m
Decarbonization Plus Acqu Ii no ticker0.04%$33.9m
SYF SYNCHRONY FINANCIAL0.04%$32.7m
XLV SELECT SECTOR SPDR TR0.04%$30.2m
HENNESSY CAPITAL INVST CORP no ticker0.04%$29.6m
FEYECHF FIREEYE INC0.04%$29.1m
LQD ISHARES TR0.04%$28.6m
RAPID7 INC no ticker0.03%$24.9m
DIGITAL WORLD ACQUISITION CO no ticker0.03%$24.6m
SILVERSPAC INC no ticker0.03%$24.6m
LIBERTY MEDIA CORP DEL no ticker0.03%$23.9m
IQIYI INC no ticker0.03%$23.6m
SPIRIT AIRLS INC no ticker0.03%$21.1m
PIONEER NAT RES CO no ticker0.03%$20.0m
WAVERLEY CAPITAL ACQUIS CORP no ticker0.02%$19.5m
CREE INC no ticker0.02%$17.6m
RVTY REVVITY INC0.02%$17.1m
VOLTA INC no ticker0.02%$15.1m
JUPITER ACQUISITION CORP no ticker0.02%$14.6m
AAP ADVANCE AUTO PARTS INC0.02%$14.6m
BROADSTONE ACQUISITION CORP no ticker0.02%$13.9m
NVAX NOVAVAX INC0.02%$13.5m
STMP STAMPS COM INC0.02%$13.5m
GS ACQUISITION HLDGS CORP II no ticker0.02%$13.4m
OPEN OPENDOOR TECHNOLOGIES INC0.02%$13.3m
MDPUSD MEREDITH CORP0.02%$13.3m
JAMF JAMF HLDG CORP0.02%$13.1m
LIBERTY MEDIA CORP DEL no ticker0.02%$12.9m
INTERNATIONAL MEDIA ACQUISIT no ticker0.02%$12.7m
CM LIFE SCIENCES III INC no ticker0.02%$12.4m
LIBERTY MEDIA CORP DEL no ticker0.02%$12.2m
DELL DELL TECHNOLOGIES INC0.02%$12.0m
STX SEAGATE TECHNOLOGY HLDNGS PL0.01%$11.4m
GLOBAL CONSUMER ACQUISITN CO no ticker0.01%$11.3m
NVO NOVO-NORDISK A S0.01%$10.6m
DECARBONIZATION PLUS ACQUISI no ticker0.01%$10.1m
GO ACQUISITION CORP no ticker0.01%$10.0m
BLUE WHALE ACQUISITION CORP no ticker0.01%$10.0m
VUZI VUZIX CORP0.01%$9.9m
NVCR NOVOCURE LTD0.01%$9.9m
FREYR BATTERY no ticker0.01%$9.9m

Sector mix

  • Unclassified27.0%
  • Technology18.9%
  • Consumer Cyclical13.7%
  • Healthcare8.9%
  • Communication Services7.2%
  • Financial Services6.9%
  • Industrials6.0%
  • Energy3.9%
  • Consumer Defensive3.6%
  • Real Estate1.6%
  • Basic Materials1.4%
  • Utilities1.0%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters