WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2017

Hedge fundSEC filingsCompare with another fundHoldings as of 2017-12-31, filed 2018-02-14

D. E. Shaw & Co., Inc. disclosed 2490 US equity positions worth $56.0bn in its Q4 2017 13F filing. Its largest position is AAPL at 1.6% of the reported book, followed by NXPI and TWXCHF. Versus Q3 2017 it opened 326 new positions, added to 1098, reduced 1004 and exited 288.

$56.0bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,490
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.6%
Largest position
The largest single position as a share of the reported equity book.
12.4%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
264
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2017: 326 new, 1098 added, 1004 reduced, 288 exited

50 of 2,490
AAPL APPLE INCTechnology1.6%$918m5.42m−32%reduced
NXPI NXP SEMICONDUCTORS N VTechnology1.5%$829m7.08m+22%added
TWXCHF TIME WARNER INC–1.5%$813m8.89m+69%added
META META PLATFORMS INCCommunication Services1.4%$803m4.55m+139%added
MRK MERCK & CO. INCHealthcare1.4%$775m13.77m+67%added
GOOGL ALPHABET INCCommunication Services1.2%$670m635,907+15%added
DELL DELL TECHNOLOGIES INCTechnology1.0%$544m6.70m−4.6%reduced
GOOG ALPHABET INCCommunication Services1.0%$543m519,168+29%added
IBM INTERNATIONAL BUSINESS MACHSTechnology0.9%$531m3.46m+50%added
GE GENERAL ELECTRIC COIndustrials0.9%$508m29.13m+5671%added
VRSN VERISIGN INCTechnology0.9%$504m4.41m+5.8%added
CMCSA COMCAST CORP NEWCommunication Services0.9%$483m12.06m−21%reduced
SPGI S&P GLOBAL INCFinancial Services0.9%$482m2.84m−9.3%reduced
JNJ JOHNSON & JOHNSONHealthcare0.8%$450m3.22m−16%reduced
V VISA INCFinancial Services0.8%$437m3.84m−18%reduced
AMGN AMGEN INCHealthcare0.8%$429m2.47m+50%added
TJX TJX COS INC NEWConsumer Cyclical0.7%$418m5.47m−30%reduced
QCOM QUALCOMM INCTechnology0.7%$407m6.36m−12%reduced
TMUS T-MOBILE US INCCommunication Services0.7%$388m6.11m+0.3%held
MPC Marathon Petroleum CorpEnergy0.7%$371m5.62m−15%reduced
YUM YUM BRANDS INCConsumer Cyclical0.6%$356m4.36m+25%added
MDT Medtronic PlcHealthcare0.6%$350m4.33m+184%added
WBA WALGREENS BOOTS ALLIANCE INC–0.6%$334m4.60m+60%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.6%$316m4.48m+36%added
SPY SPDR S&P 500 ETF Trust–0.6%$315m1.18m−32%reduced
MONSANTO CO NEW no ticker–0.6%$309m2.64m+381%added
AVGO BROADCOM LTDTechnology0.5%$308m1.20m+201%added
AMT TD AMERITRADE HLDG CORPReal Estate0.5%$303m2.53m+77%added
CL COLGATE PALMOLIVE COConsumer Defensive0.5%$295m3.91m+55%added
LIBERTY MEDIA CORP DEL no ticker–0.5%$286m7.21m+9.3%added
UTXZ UNITED TECHNOLOGIES CORP–0.5%$281m2.20m+88%added
BMY BRISTOL-MYERS SQUIBB COHealthcare0.5%$280m4.57m+90%added
DLTR DOLLAR TREE INCConsumer Defensive0.5%$277m2.58m+17%added
APC3EUR ANADARKO PETE CORP–0.5%$272m5.07m−8.2%reduced
WMT WALMART INCConsumer Defensive0.5%$268m2.72m−17%reduced
MCD MCDONALDS CORPConsumer Cyclical0.5%$258m1.50m−33%reduced
A AGILENT TECHNOLOGIES INCHealthcare0.5%$257m3.84m−1.8%reduced
CIGNA CORPORATION no ticker–0.4%$242m1.19m+82%added
MSFT MICROSOFT CORPTechnology0.4%$239m2.80m+181%added
PYPL PAYPAL HLDGS INCFinancial Services0.4%$239m3.24m−14%reduced
PCG PG&E CORPUtilities0.4%$235m5.25m+174%added
HLF HERBALIFE LTDConsumer Defensive0.4%$234m3.46m+26%added
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$231m2.46m+8.5%added
PRICELINE GRP INC no ticker–0.4%$228m131,326+24%added
S9Q SPIRIT AEROSYSTEMS HLDGS INC–0.4%$227m2.60m−15%reduced
AMAT APPLIED MATLS INCTechnology0.4%$226m4.43m−11%reduced
PVH PVH CORPORATIONConsumer Cyclical0.4%$223m1.63m−3.3%reduced
OPLN OPENLANE INCConsumer Cyclical0.4%$216m4.28m+12%added
RTN1USD RAYTHEON CO–0.4%$213m1.13m−3.9%reduced
LIBERTY MEDIA CORP DEL no ticker–0.4%$202m5.08m+5.1%added

Exited since Q3 2017

288 rows
TSLA TESLA INC0.5%$241m
T MOBILE US INC no ticker0.4%$230m
RICEEUR RICE ENERGY INC0.3%$154m
DELPHI AUTOMOTIVE PLC no ticker0.2%$91.0m
TERRAFORM PWR INC no ticker0.2%$78.6m
PRICELINE GRP INC no ticker0.1%$76.2m
LEVEL 3 COMMUNICATIONS INC no ticker0.1%$69.7m
DIGITALGLOBE INC no ticker0.08%$43.0m
QUINTILES IMS HOLDINGS INC no ticker0.07%$38.3m
EMERGENT BIOSOLUTIONS INC no ticker0.07%$35.3m
CONSOL ENERGY INC no ticker0.06%$29.6m
BANKRATE INC DEL no ticker0.05%$25.9m
CROWN CASTLE INTL CORP NEW no ticker0.05%$25.4m
ASML ASML HLDG NV0.05%$25.1m
GPRO GOPRO INC0.04%$19.0m
SELECT COMFORT CORP no ticker0.04%$19.0m
VWR CORP no ticker0.04%$18.3m
GIGAMON INC no ticker0.03%$15.1m
PROS HOLDINGS INC no ticker0.03%$14.2m
ALERE INC no ticker0.03%$14.0m
STMP STAMPS COM INC0.02%$12.5m
CITUSD CIT GROUP INC0.02%$11.8m
JAZZ US HLDGS INC no ticker0.02%$10.9m
BIOMARIN PHARMACEUTICAL INC no ticker0.02%$10.2m
NVS NOVARTIS AG0.02%$10.1m
ALERE INC no ticker0.02%$10.1m
PHARMERICA CORP no ticker0.02%$9.6m
IYT ISHARES TR0.02%$9.1m
SONUS NETWORKS INC no ticker0.02%$8.9m
CAKE CHEESECAKE FACTORY INC0.02%$8.2m
OMEGA PROTEIN CORP no ticker0.01%$7.2m
QUANTUM CORP no ticker0.01%$7.1m
KITE PHARMA INC no ticker0.01%$7.0m
DYNEGY INC NEW DEL no ticker0.01%$6.4m
TSU TIM PARTICIPACOES S A0.01%$6.3m
ENB ENBRIDGE INC0.01%$6.2m
QUIDEL CORP no ticker0.01%$6.1m
XRT SPDR SERIES TRUST0.01%$6.0m
ANGIES LIST INC no ticker0.01%$5.8m
SIXEUR SIX FLAGS ENTMT CORP NEW0.01%$5.8m
XLI SELECT SECTOR SPDR TR0.01%$5.8m
NUVASIVE INC no ticker0.01%$5.7m
XLY SELECT SECTOR SPDR TR0.01%$5.7m
CPB THE CAMPBELLS COMPANY0.01%$5.7m
CALAMP CORP no ticker0.01%$5.4m
FIZZ NATIONAL BEVERAGE CORP0.01%$5.2m
JBGS JBG SMITH PPTYS0.01%$4.7m
HUBS HUBSPOT INC0.01%$4.7m
WEST CORP no ticker0.01%$4.6m
LJPC LA JOLLA PHARMACEUTICAL CO0.01%$4.5m

Sector mix

  • Unclassified29.8%
  • Technology15.0%
  • Healthcare10.7%
  • Consumer Cyclical9.2%
  • Financial Services7.8%
  • Communication Services7.3%
  • Industrials5.8%
  • Consumer Defensive5.1%
  • Energy3.7%
  • Basic Materials2.7%
  • Real Estate1.5%
  • Utilities1.4%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters