WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2023

Hedge fundSEC filingsCompare with another fundHoldings as of 2023-12-31, filed 2024-11-14

D. E. Shaw & Co., Inc. disclosed 3021 US equity positions worth $69.3bn in its Q4 2023 13F filing. Its largest position is MSFT at 3.7% of the reported book, followed by AAPL and NVDA. Versus Q3 2023 it opened 444 new positions, added to 1071, reduced 1158 and exited 405.

$69.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
3,021
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
3.7%
Largest position
The largest single position as a share of the reported equity book.
19.2%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
159
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2023: 444 new, 1071 added, 1158 reduced, 405 exited

50 of 3,021
MSFT MICROSOFT CORPTechnology3.7%$2.6bn6.83m−12%reduced
AAPL APPLE INCTechnology2.9%$2.0bn10.32m+8.8%added
NVDA NVIDIA CORPORATIONTechnology2.7%$1.9bn3.76m+13%added
AMD ADVANCED MICRO DEVICES INCTechnology2.0%$1.4bn9.28m+219%added
AMZN AMAZON COM INCConsumer Cyclical2.0%$1.4bn8.98m+25%added
META META PLATFORMS INCCommunication Services1.4%$994m2.81m+3.8%added
NFLX NETFLIX INC.Communication Services1.4%$964m1.98m+667%added
UBER UBER TECHNOLOGIES INCTechnology1.3%$886m14.39m+30%added
BKNG BOOKING HOLDINGS INCConsumer Cyclical1.0%$676m190,569−28%reduced
RCL ROYAL CARIBBEAN CRUISES LTDConsumer Cyclical0.9%$632m4.88m+1.5%added
GOOGL ALPHABET INCCommunication Services0.8%$586m4.20m+16%added
TSLA TESLA INCConsumer Cyclical0.8%$544m2.19m−23%reduced
EXMOC EXXON MOBIL CORP–0.7%$507m5.07m+200%added
MU MICRON TECHNOLOGY INCTechnology0.7%$504m5.90m+3567%added
AFRM AFFIRM HLDGS INCFinancial Services0.7%$461m9.38m+945%added
LQD ISHARES TR–0.7%$457m4.13m+119%added
C CITIGROUP INCFinancial Services0.6%$439m8.54m+4.8%added
CMG CHIPOTLE MEXICAN GRILL INCConsumer Cyclical0.6%$439m191,976+989%added
ROYAL CARIBBEAN GROUP no ticker–0.6%$425m159.50m+25%added
SHW SHERWIN WILLIAMS COBasic Materials0.6%$423m1.36m−8.6%reduced
NU NU HLDGS LTDFinancial Services0.6%$419m50.33m+3.5%added
PFE PFIZER INCHealthcare0.6%$418m14.52m+10%added
AERCAP HOLDINGS NV no ticker–0.6%$397m5.35m+7.2%added
RIVN RIVIAN AUTOMOTIVE INCConsumer Cyclical0.6%$395m16.85m+245%added
HD HOME DEPOT INCConsumer Cyclical0.6%$383m1.11m−18%reduced
SNAP SNAP INCCommunication Services0.5%$367m217.35m+3.9%added
ZS ZSCALER INCTechnology0.5%$366m65.17m−19%reduced
PLTR PALANTIR TECHNOLOGIES INCTechnology0.5%$356m20.76m−14%reduced
ADP AUTOMATIC DATA PROCESSING INTechnology0.5%$340m1.46m+18%added
ROKU ROKU INCCommunication Services0.5%$332m3.62m+241%added
REGN REGENERON PHARMACEUTICALSHealthcare0.5%$320m364,058−1.7%reduced
LNG CHENIERE ENERGY INCEnergy0.4%$309m1.81m+35%added
EL LAUDER ESTEE COS INCConsumer Defensive0.4%$308m2.11m−31%reduced
EMB ISHARES TR–0.4%$307m3.45m+13%added
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.4%$307m600,389−0.1%held
W WAYFAIR INCConsumer Cyclical0.4%$302m198.99m+1.2%added
ROST ROSS STORES INCConsumer Cyclical0.4%$291m2.10m+2289%added
FISV FISERV INC–0.4%$286m2.15m+2.6%added
WMT WALMART INCConsumer Defensive0.4%$280m1.78m−2.5%reduced
CRWD CROWDSTRIKE HLDGS INCTechnology0.4%$279m1.09m+2500%added
FICO FAIR ISAAC CORPTechnology0.4%$277m238,039+134%added
PG PROCTER & GAMBLE COConsumer Defensive0.4%$277m1.89m+39%added
ON ON SEMICONDUCTOR CORPTechnology0.4%$268m14.98m+61%added
MRK MERCK & CO. INCHealthcare0.4%$266m2.44m+44%added
PXDEUR PIONEER NAT RES CO–0.4%$266m1.18m+43%added
V VISA INCFinancial Services0.4%$256m984,501−49%reduced
DLTR DOLLAR TREE INCConsumer Defensive0.4%$255m1.80m+27%added
XLE SELECT SECTOR SPDR TR–0.4%$253m3.02m+24%added
SPY SPDR S&P 500 ETF Trust–0.3%$233m489,157+101%added
DVN DEVON ENERGY CORP NEWEnergy0.3%$230m5.08m+135%added

Exited since Q3 2023

405 rows
HORIZON THERAPEUTICS PUB L no ticker0.9%$546m
ATVIEUR ACTIVISION BLIZZARD INC0.8%$485m
VMWEUR VMWARE INC0.7%$393m
SGENUSD SEAGEN INC0.3%$186m
CARNIVAL CORP no ticker0.2%$149m
KBR INC no ticker0.2%$96.2m
HELIX ENERGY SOLUTIONS GRP I no ticker0.1%$88.2m
DENUSD DENBURY INC0.1%$72.7m
NISOURCE INC no ticker0.09%$52.6m
AMBRX BIOPHARMA INC no ticker0.08%$46.1m
REPLIGEN CORP no ticker0.07%$43.1m
REALOGY GRP LLC/REALOGY CO no ticker0.07%$41.2m
ABCAM PLC no ticker0.06%$36.8m
XEL XCEL ENERGY INC0.05%$33.0m
ROYAL CARIBBEAN GROUP no ticker0.05%$32.0m
GMED GLOBUS MED INC0.04%$27.1m
DEXCOM INC no ticker0.04%$23.4m
OMEROS CORP no ticker0.04%$21.9m
BN BROOKFIELD CORP0.03%$16.1m
APOLLO GLOBAL MGMT INC no ticker0.03%$15.9m
APPLIED OPTOELECTRONICS INC no ticker0.03%$15.7m
ICPTUSD INTERCEPT PHARMACEUTICALS IN0.02%$14.7m
AMCR AMCOR PLC0.02%$14.4m
MERCADOLIBRE no ticker0.02%$13.7m
LIBERTY GLOBAL PLC no ticker0.02%$13.7m
2XY SCIPLAY CORPORATION0.02%$13.4m
SLAM CORP no ticker0.02%$11.3m
CNXC CONCENTRIX CORP0.02%$11.0m
EBAY EBAY INC.0.02%$10.6m
USB US BANCORP0.02%$9.9m
APOLLO STRATEGIC GRWT CPTL I no ticker0.01%$8.9m
DEO DIAGEO PLC0.01%$8.8m
HDB HDFC BANK LTD0.01%$8.7m
RIO RIO TINTO PLC0.01%$8.7m
SCI SERVICE CORP INTL0.01%$8.4m
COLM COLUMBIA SPORTSWEAR CO0.01%$7.6m
EBIXEUR EBIX INC0.01%$7.3m
BHP BHP BILLITON LIMITED0.01%$7.2m
CSL CARLISLE COS INC0.01%$7.1m
TECH BIO-TECHNE CORP0.01%$6.7m
TWNKEUR HOSTESS BRANDS INC0.01%$6.3m
CNMD CONMED CORP0.01%$6.2m
HIW HIGHWOODS PPTYS INC0.01%$6.1m
BALL BALL CORP0.01%$6.0m
WERN WERNER ENTERPRISES INC0.01%$5.9m
PEARL HOLDINGS ACQUISITN COR no ticker0.01%$5.9m
FRT FEDERAL RLTY INVT TR NEW0.01%$5.8m
AVBC AVALONBAY CMNTYS INC0.01%$5.8m
THO THOR INDS INC0.01%$5.7m
CHURCHILL CAPITAL CORP VII no ticker0.01%$5.4m

Sector mix

  • Technology28.0%
  • Consumer Cyclical15.8%
  • Unclassified15.3%
  • Healthcare9.1%
  • Financial Services8.7%
  • Communication Services7.8%
  • Industrials4.6%
  • Consumer Defensive4.1%
  • Energy2.7%
  • Basic Materials2.4%
  • Real Estate1.0%
  • Utilities0.7%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters