WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2018

Hedge fundSEC filingsCompare with another fundHoldings as of 2018-03-31, filed 2018-05-15

D. E. Shaw & Co., Inc. disclosed 2472 US equity positions worth $59.3bn in its Q1 2018 13F filing. Its largest position is NXPI at 1.7% of the reported book, followed by AAPL and MRK. Versus Q4 2017 it opened 278 new positions, added to 1031, reduced 1090 and exited 296.

$59.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,472
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.7%
Largest position
The largest single position as a share of the reported equity book.
11.8%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
266
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2017: 278 new, 1031 added, 1090 reduced, 296 exited

50 of 2,472
NXPI NXP SEMICONDUCTORS N VTechnology1.7%$1.0bn8.77m+24%added
AAPL APPLE INCTechnology1.6%$942m5.61m+3.5%added
MRK MERCK & CO. INCHealthcare1.5%$895m16.43m+19%added
LOW LOWES COS INCConsumer Cyclical1.3%$758m8.64m+354%added
TWXCHF TIME WARNER INC–1.1%$648m6.86m−23%reduced
GOOGL ALPHABET INCCommunication Services1.1%$642m619,483−2.6%reduced
NVDA NVIDIA CORPORATIONTechnology1.0%$582m2.51m+355%added
V VISA INCFinancial Services0.9%$518m4.33m+13%added
VRSN VERISIGN INCTechnology0.8%$498m4.20m−4.7%reduced
C CITIGROUP INCFinancial Services0.8%$495m7.34m+203%added
BMY BRISTOL-MYERS SQUIBB COHealthcare0.8%$485m7.67m+68%added
SPGI S&P GLOBAL INCFinancial Services0.8%$470m2.46m−13%reduced
EQT EQT CORPORATIONEnergy0.8%$467m9.82m+340%added
AVGO BROADCOM LTDTechnology0.7%$426m1.81m+51%added
GE GENERAL ELECTRIC COIndustrials0.7%$425m31.56m+8.4%added
TMUS T-MOBILE US INCCommunication Services0.7%$412m6.74m+10%added
BKNG BOOKING HOLDINGS INCConsumer Cyclical0.7%$405m194,767–new
AMAT APPLIED MATLS INCTechnology0.7%$402m7.23m+63%added
AMT AMERICAN TOWER CORPReal Estate0.7%$398m3.41m+35%added
GOOG ALPHABET INCCommunication Services0.7%$385m373,358−28%reduced
MSFT MICROSOFT CORPTechnology0.6%$383m4.20m+50%added
CELG CELGENE CORP–0.6%$382m4.29m+467%added
TJX TJX COS INC NEWConsumer Cyclical0.6%$381m4.68m−15%reduced
MPC Marathon Petroleum CorpEnergy0.6%$381m5.21m−7.4%reduced
PCG PG&E CORPUtilities0.6%$375m8.54m+63%added
VMWEUR VMWARE INC–0.6%$374m3.09m+115%added
AETNA INC NEW no ticker–0.6%$370m2.19m+288%added
NFLX NETFLIX INC.Communication Services0.6%$361m1.22m+21%added
APC3EUR ANADARKO PETE CORP–0.6%$355m5.88m+16%added
EBAY EBAY INC.Consumer Cyclical0.6%$354m8.79m+124%added
YUM YUM BRANDS INCConsumer Cyclical0.6%$343m4.03m−7.6%reduced
AMZN AMAZON COM INCConsumer Cyclical0.6%$338m233,544+55%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.6%$331m4.56m+2.0%added
A AGILENT TECHNOLOGIES INCHealthcare0.5%$314m4.70m+22%added
SPY SPDR S&P 500 ETF Trust–0.5%$307m1.17m−1.0%reduced
PVH PVH CORPORATIONConsumer Cyclical0.5%$304m2.01m+24%added
TWTRUSD TWITTER INC–0.5%$297m10.24m+273%added
LIBERTY MEDIA CORP DEL no ticker–0.5%$295m7.22m+0.1%held
MDLZ MONDELEZ INTL INCConsumer Defensive0.5%$273m6.55m+65%added
MDT Medtronic PlcHealthcare0.5%$272m3.39m−22%reduced
ADBE ADOBE INCTechnology0.4%$263m1.22m+45%added
BIIB BIOGEN INCHealthcare0.4%$261m954,925+101%added
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$249m2.59m+5.1%added
EMB ISHARES TR–0.4%$249m2.20m+82%added
S9Q SPIRIT AEROSYSTEMS HLDGS INC–0.4%$247m2.96m+14%added
RTN1USD RAYTHEON CO–0.4%$247m1.14m+0.9%added
OPLN OPENLANE INCConsumer Cyclical0.4%$245m4.53m+5.9%added
CL COLGATE PALMOLIVE COConsumer Defensive0.4%$241m3.36m−14%reduced
ADP AUTOMATIC DATA PROCESSING INTechnology0.4%$237m2.09m+59%added
BAC BANK OF AMER CORPFinancial Services0.4%$234m7.82m+146%added

Exited since Q4 2017

296 rows
PRICELINE GRP INC no ticker0.4%$228m
INTEL CORP no ticker0.3%$151m
LIBERTY INTERACTIVE CORP no ticker0.3%$141m
BIVV BIOVERATIV INC0.2%$104m
BARCLAYS BK PLC no ticker0.2%$88.8m
SERVICENOW INC no ticker0.1%$81.3m
SOUTHWESTERN ENERGY CO no ticker0.09%$49.1m
POT1EUR POTASH CORP SASK INC0.09%$48.0m
VANTIV INC no ticker0.07%$39.2m
BROADSOFT INC no ticker0.05%$29.4m
SYNHEUR INC RESH HLDGS INC0.05%$28.0m
PPG PPG INDS INC0.04%$24.7m
LIBERTY GLOBAL PLC no ticker0.04%$22.6m
RYLAND GROUP INC no ticker0.04%$20.2m
OMC OMNICOM GROUP INC0.03%$18.3m
SAP SAP SE0.03%$17.4m
DOMINION ENERGY INC no ticker0.02%$13.5m
JUNO THERAPEUTICS INC no ticker0.02%$13.2m
HSN INC no ticker0.02%$12.9m
XLE SELECT SECTOR SPDR TR0.02%$12.6m
SUNTRUST BKS INC no ticker0.02%$12.4m
GSK PLC no ticker0.02%$11.7m
SJM SMUCKER J M CO0.02%$11.2m
CLEVELAND CLIFFS INC no ticker0.02%$10.9m
CALATLANTIC GROUP INC no ticker0.02%$10.9m
KONINKLIJKE PHILIPS N V no ticker0.02%$10.8m
HSY HERSHEY CO0.02%$10.8m
IGNYTA INC no ticker0.02%$10.7m
INTERDIGITAL INC no ticker0.02%$9.9m
FINISAR CORP no ticker0.02%$9.3m
AMAG PHARMACEUTICALS INC no ticker0.02%$9.1m
ELECTRO SCIENTIFIC INDS no ticker0.02%$9.0m
GREENBRIER COS INC no ticker0.01%$8.3m
VMC VULCAN MATLS CO0.01%$8.3m
OM ASSET MGMT PLC no ticker0.01%$7.6m
IVZ INVESCO LTD0.01%$7.1m
SCANA CORP NEW no ticker0.01%$7.0m
HBAN HUNTINGTON BANCSHARES INC0.01%$7.0m
ICLR ICON PLC0.01%$6.8m
BP BP PLC0.01%$6.7m
NXST NEXSTAR MEDIA GROUP INC0.01%$6.7m
BROADSOFT INC no ticker0.01%$6.6m
IP INTERNATIONAL PAPER CO0.01%$6.3m
BUFFALO WILD WINGS INC no ticker0.01%$6.1m
HEALTHSOUTH CORP no ticker0.01%$6.0m
NEWREUR NEW RELIC INC0.01%$6.0m
HRG GROUP INC no ticker0.01%$5.9m
TPR TAPESTRY INC0.01%$5.2m
FRCB FIRST REP BK SAN FRANCISCO C0.01%$5.1m
SENSATA TECHNOLOGIES HLDG NV no ticker0.01%$5.0m

Sector mix

  • Unclassified28.6%
  • Technology15.9%
  • Consumer Cyclical11.1%
  • Healthcare10.0%
  • Financial Services8.3%
  • Industrials5.9%
  • Communication Services5.7%
  • Consumer Defensive4.6%
  • Energy3.7%
  • Basic Materials2.3%
  • Real Estate1.9%
  • Utilities1.7%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters