WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2023

Hedge fundSEC filingsCompare with another fundHoldings as of 2023-09-30, filed 2023-11-14

D. E. Shaw & Co., Inc. disclosed 2982 US equity positions worth $60.5bn in its Q3 2023 13F filing. Its largest position is MSFT at 4.1% of the reported book, followed by AAPL and NVDA. Versus Q2 2023 it opened 344 new positions, added to 1063, reduced 1168 and exited 384.

$60.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,982
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
4.1%
Largest position
The largest single position as a share of the reported equity book.
17.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
174
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2023: 344 new, 1063 added, 1168 reduced, 384 exited

50 of 2,982
MSFT MICROSOFT CORPTechnology4.1%$2.5bn7.78m+23%added
AAPL APPLE INCTechnology2.7%$1.6bn9.48m+6.7%added
NVDA NVIDIA CORPORATIONTechnology2.4%$1.4bn3.31m−23%reduced
AMZN AMAZON COM INCConsumer Cyclical1.5%$910m7.16m+117%added
BKNG BOOKING HOLDINGS INCConsumer Cyclical1.3%$814m264,045−5.3%reduced
META META PLATFORMS INCCommunication Services1.3%$812m2.70m−14%reduced
TSLA TESLA INCConsumer Cyclical1.2%$710m2.84m−40%reduced
HORIZON THERAPEUTICS PUB L no ticker–0.9%$546m4.72m+28%added
UBER UBER TECHNOLOGIES INCTechnology0.8%$511m11.11m−2.4%reduced
ATVIEUR ACTIVISION BLIZZARD INC–0.8%$485m5.18m+47%added
UNH UNITEDHEALTH GROUP INCHealthcare0.8%$482m955,343+8.0%added
GOOGL ALPHABET INCCommunication Services0.8%$472m3.61m+43%added
V VISA INCFinancial Services0.7%$447m1.94m+33%added
RCL ROYAL CARIBBEAN CRUISES LTDConsumer Cyclical0.7%$443m4.81m+26%added
EL LAUDER ESTEE COS INCConsumer Defensive0.7%$442m3.06m+2102%added
PFE PFIZER INCHealthcare0.7%$436m13.15m+103%added
HD HOME DEPOT INCConsumer Cyclical0.7%$408m1.35m+35%added
VMWEUR VMWARE INC–0.7%$393m2.36m+146%added
PLTR PALANTIR TECHNOLOGIES INCTechnology0.6%$388m24.24m−18%reduced
SHW SHERWIN WILLIAMS COBasic Materials0.6%$379m1.48m+17%added
W WAYFAIR INCConsumer Cyclical0.6%$362m196.60m+71%added
JNJ JOHNSON & JOHNSONHealthcare0.6%$361m2.32m+97%added
NU NU HLDGS LTDFinancial Services0.6%$353m48.64m+31%added
C CITIGROUP INCFinancial Services0.6%$335m8.15m+219%added
TJX TJX COS INC NEWConsumer Cyclical0.5%$315m3.54m+22%added
AERCAP HOLDINGS NV no ticker–0.5%$313m4.99m+57%added
TXN TEXAS INSTRS INCTechnology0.5%$305m1.92m+76%added
REGN REGENERON PHARMACEUTICALSHealthcare0.5%$305m370,421+29%added
AMD ADVANCED MICRO DEVICES INCTechnology0.5%$299m2.91m+101%added
ADP AUTOMATIC DATA PROCESSING INTechnology0.5%$298m1.24m−38%reduced
WMT WALMART INCConsumer Defensive0.5%$292m1.82m−67%reduced
ADSK AUTODESK INCTechnology0.5%$277m1.34m+74%added
NKE NIKE INCConsumer Cyclical0.4%$262m2.74m+839%added
SNAP SNAP INCCommunication Services0.4%$262m209.18m+1.9%added
LMT LOCKHEED MARTIN CORPIndustrials0.4%$260m635,802+0.5%held
EMB ISHARES TR–0.4%$252m3.06m+1771%added
ROYAL CARIBBEAN GROUP no ticker–0.4%$252m127.50m–new
VRSK VERISK ANALYTICS INCIndustrials0.4%$250m1.06m−35%reduced
ABNB AIRBNB INCConsumer Cyclical0.4%$249m1.81m+231%added
ZS ZSCALER INCTechnology0.4%$242m80.54m−5.9%reduced
EQT EQT CORPORATIONEnergy0.4%$238m83.10m−0.6%reduced
FISV FISERV INC–0.4%$237m2.10m+678%added
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.4%$232m601,097−31%reduced
LNG CHENIERE ENERGY INCEnergy0.4%$222m1.34m−5.9%reduced
T AT&T INCCommunication Services0.4%$222m14.79m+4.5%added
ADBE ADOBE INCTechnology0.4%$220m431,454+98%added
XLE SELECT SECTOR SPDR TR–0.4%$220m2.43m+102%added
AMGN AMGEN INCHealthcare0.4%$219m816,566+4.6%added
MCD MCDONALDS CORPConsumer Cyclical0.4%$219m829,466−1.6%reduced
JCI JOHNSON CONTROLS INTERNATIONIndustrials0.4%$216m4.06m+81%added

Exited since Q2 2023

384 rows
XLP SELECT SECTOR SPDR TR0.3%$174m
LIBERTY MEDIA CORP DEL no ticker0.3%$171m
SPLUNK INC no ticker0.2%$130m
XLV SELECT SECTOR SPDR TR0.2%$122m
LIBERTY MEDIA CORP DEL no ticker0.2%$98.8m
PG&E CORP no ticker0.1%$87.1m
BKIEUR BLACK KNIGHT INC0.1%$71.9m
8IN SYNEOS HEALTH INC0.09%$56.8m
ON HLDG AG no ticker0.08%$52.5m
LIBERTY MEDIA CORP DEL no ticker0.07%$42.6m
CTRA COTERRA ENERGY INC0.07%$42.4m
WWEUSD WORLD WRESTLING ENTMT INC0.06%$36.5m
KEY KEYCORP0.05%$34.8m
PDCEUSD PDC ENERGY INC0.05%$30.6m
TMDX TRANSMEDICS GROUP INC0.04%$27.0m
FTI CONSULTING INC no ticker0.04%$26.6m
HYG ISHARES TR0.03%$20.8m
WAVERLEY CAPITAL ACQUIS CORP no ticker0.03%$20.5m
BILL HOLDINGS INC no ticker0.03%$19.4m
SILVERSPAC INC no ticker0.03%$18.9m
SHIFT4 PMTS INC no ticker0.03%$16.3m
RAPID7 INC no ticker0.02%$16.0m
GPN GLOBAL PMTS INC0.02%$15.8m
BYNORDIC ACQUISITION CORP no ticker0.02%$15.7m
ZALATORIS ACQUISITION CORP no ticker0.02%$15.4m
DICE THERAPEUTICS INC no ticker0.02%$15.0m
GOGREEN INVESTMENTS CORP no ticker0.02%$14.0m
XLI SELECT SECTOR SPDR TR0.02%$13.2m
NOV NOV INC0.02%$13.0m
SOCIAL CAP SUVRETTA HLDS CRP no ticker0.02%$12.8m
NEWREUR NEW RELIC INC0.02%$12.5m
LIBERTY MEDIA CORP DELAWARE no ticker0.02%$12.3m
SOCIAL CAP SUVRETTA HLDS CP no ticker0.02%$12.3m
RADIGUSD RADIUS GLOBAL INFRASTRCTRE I0.02%$11.8m
KENSINGTON CAPITAL ACQUISITI no ticker0.02%$11.8m
OPHTEUR IVERIC BIO INC0.02%$11.2m
PI IMPINJ INC0.02%$11.2m
290A CHINOOK THERAPEUTICS INC0.02%$10.8m
CTLTEUR CATALENT INC0.02%$10.6m
JNK SPDR SERIES TRUST0.02%$10.5m
BLUE WHALE ACQUISITION CORP no ticker0.02%$10.4m
99803EUR LABORATORY CORP AMER HLDGS0.02%$10.2m
INFINITE ACQUISITION CORP no ticker0.02%$10.0m
XHB SPDR SERIES TRUST0.01%$9.1m
VAHANNA TECH EDGE ACQSTN I C no ticker0.01%$8.7m
MASI* MASIMO CORP0.01%$8.5m
EQNR EQUINOR ASA0.01%$8.4m
FIVE FIVE BELOW INC0.01%$8.4m
CRH PLC no ticker0.01%$8.1m
MGY MAGNOLIA OIL & GAS CORP0.01%$7.9m

Sector mix

  • Technology24.6%
  • Unclassified16.5%
  • Consumer Cyclical15.0%
  • Healthcare10.6%
  • Financial Services8.4%
  • Industrials6.2%
  • Communication Services6.2%
  • Consumer Defensive4.7%
  • Energy3.4%
  • Basic Materials2.5%
  • Real Estate1.2%
  • Utilities0.7%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters