WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2013

Hedge fundSEC filingsCompare with another fundHoldings as of 2013-12-31, filed 2014-02-14

D. E. Shaw & Co., Inc. disclosed 2428 US equity positions worth $43.3bn in its Q4 2013 13F filing. Its largest position is AAPL at 2.4% of the reported book, followed by BRK/B and PSX. Versus Q3 2013 it opened 399 new positions, added to 1030, reduced 962 and exited 325.

$43.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,428
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.4%
Largest position
The largest single position as a share of the reported equity book.
13.8%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
218
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2013: 399 new, 1030 added, 962 reduced, 325 exited

50 of 2,428
AAPL APPLE INCTechnology2.4%$1.1bn1.88m−2.4%reduced
BRK/B BERKSHIRE HATHAWAY INC DEL–2.3%$984m8.30m+30%added
PSX PHILLIPS 66Energy1.2%$536m6.95m+37%added
AIG American International GroupFinancial Services1.2%$532m10.41m−5.9%reduced
BAC BANK OF AMER CORPFinancial Services1.2%$522m33.54m+191%added
PRICELINE GRP INC no ticker–1.2%$507m436,058−4.3%reduced
C CITIGROUP INCFinancial Services1.1%$482m9.24m+82%added
TWENTY FIRST CENTY FOX INC no ticker–1.1%$479m13.83m−2.4%reduced
LIBERTY MEDIA CORP DELAWARE no ticker–1.1%$456m3.11m+49%added
LYONDELLBASELL INDUSTRIES NV no ticker–1.0%$433m5.39m+15%added
JNJ JOHNSON & JOHNSONHealthcare1.0%$427m4.66m−9.7%reduced
YAHOO INC no ticker–1.0%$424m10.49m+79%added
GOOGLE INC no ticker–0.9%$406m362,105+14%added
GE GENERAL ELECTRIC COIndustrials0.9%$405m14.45m+54%added
MPC Marathon Petroleum CorpEnergy0.9%$385m4.20m+15%added
TESORO CORP no ticker–0.9%$375m6.40m+24%added
MRK MERCK & CO. INCHealthcare0.8%$351m7.01m+148%added
LIBERTY GLOBAL PLC no ticker–0.8%$334m3.76m+11%added
META META PLATFORMS INCCommunication Services0.7%$324m5.93m−46%reduced
NFLX NETFLIX INC.Communication Services0.7%$296m804,367+15482%added
DVA DAVITA INCHealthcare0.7%$285m4.50m+21%added
WMT WALMART INCConsumer Defensive0.7%$283m3.60m−36%reduced
ZTS ZOETIS INCHealthcare0.7%$282m8.62m+12%added
MSFT MICROSOFT CORPTechnology0.6%$273m7.29m−2.1%reduced
WFC WELLS FARGO & COFinancial Services0.6%$270m5.94m+2.3%added
MGM MGM RESORTS INTERNATIONALConsumer Cyclical0.6%$257m10.91m+70%added
PEP PEPSICO INCConsumer Defensive0.6%$253m3.05m+292%added
CHARTER COMMUNICATIONS INC D no ticker–0.6%$249m1.82m+4.1%added
OXY OCCIDENTAL PETE CORPEnergy0.6%$249m2.62m+79%added
VODAFONE GROUP PLC NEW no ticker–0.5%$238m6.04m+6.1%added
LIFE TECHNOLOGIES CORP no ticker–0.5%$236m3.11m−2.1%reduced
JPM JPMORGAN CHASE & COFinancial Services0.5%$234m3.99m−38%reduced
VLO VALERO ENERGY CORPEnergy0.5%$226m4.49m+50%added
CF CF Industries Holdings IncBasic Materials0.5%$222m951,192+61%added
CNI CANADIAN NATL RY COIndustrials0.5%$220m3.86m+106%added
VRSN VERISIGN INCTechnology0.5%$206m3.44m+23%added
LIBERTY GLOBAL PLC no ticker–0.5%$205m2.44m+42%added
MONSANTO CO NEW no ticker–0.5%$203m1.74m+44%added
SLB SLB LIMITEDEnergy0.5%$195m2.17m+140%added
STZ CONSTELLATION BRANDS INCConsumer Defensive0.4%$195m2.77m+11%added
SLM SLM CORPFinancial Services0.4%$192m7.31m+45%added
MA MASTERCARD INCFinancial Services0.4%$190m227,393+174%added
ABBV ABBVIE INCHealthcare0.4%$190m3.60m+84%added
AMZN AMAZON COM INCConsumer Cyclical0.4%$188m471,115−20%reduced
HFCUSD HOLLYFRONTIER CORP–0.4%$187m3.77m+35%added
GM General Motors CorpConsumer Cyclical0.4%$186m4.56m−14%reduced
VALEANT PHARMACEUTICALS INTL no ticker–0.4%$186m1.58m+18%added
ADT THE ADT CORPORATIONIndustrials0.4%$184m4.56m+164%added
WYNEUR WYNDHAM DESTINATIONS INC–0.4%$184m2.50m+6.6%added
MSI MOTOROLA SOLUTIONS INCTechnology0.4%$180m2.66m+44%added

Exited since Q3 2013

325 rows
DELL INC no ticker1.5%$558m
ONYX PHARMACEUTICALS INC no ticker0.7%$259m
ONYX PHARMACEUTICALS INC no ticker0.3%$114m
GILEAD SCIENCES INC no ticker0.3%$107m
ELAN PLC no ticker0.3%$105m
WARNER CHILCOTT PLC IRELAND no ticker0.2%$92.2m
ORCL ORACLE CORP0.2%$87.9m
NV ENERGY INC no ticker0.1%$42.1m
SOURCEFIRE INC no ticker0.1%$41.3m
RIG TRANSOCEAN LTD0.09%$32.4m
BERRY PETE CO no ticker0.07%$25.5m
NIELSEN N V no ticker0.07%$25.3m
NOBLE CORPORATION BAAR no ticker0.06%$23.0m
GME GAMESTOP CORP0.06%$22.4m
SPREADTRUM COMMUNICATIONS IN no ticker0.06%$21.6m
EEM ISHARES TR0.06%$20.6m
TSLA TESLA INC0.05%$19.5m
CX CEMEX SAB DE CV0.05%$17.4m
JAZZ JAZZ PHARMACEUTICALS PLC0.04%$16.1m
PCAR PACCAR INC0.04%$16.1m
ACTAVIS INC no ticker0.04%$14.6m
AMERICAN RLTY CAP PPTYS INC no ticker0.04%$14.2m
TROW PRICE T ROWE GROUP INC0.04%$13.6m
WASHINGTON POST CO no ticker0.03%$13.0m
GENERAL CABLE CORP DEL NEW no ticker0.03%$10.0m
ALXN ALEXION PHARMACEUTICALS INC0.03%$9.7m
VERISIGN INC no ticker0.02%$7.8m
RUE21 INC no ticker0.02%$7.4m
BIOMED REALTY TRUST INC no ticker0.02%$7.2m
BB BLACKBERRY LTD0.02%$6.8m
RDS/A ROYAL DUTCH SHELL PLC0.02%$6.8m
NYSE EURONEXT no ticker0.02%$6.4m
BSBR BANCO SANTANDER BRASIL S A0.02%$6.3m
GRUPO FINANCIERO SANTANDER M no ticker0.02%$6.3m
CAPLEASE INC no ticker0.02%$6.2m
AJG GALLAGHER ARTHUR J & CO0.02%$6.0m
PTLAEUR PORTOLA PHARMACEUTICALS INC0.02%$5.9m
VOLTERRA SEMICONDUCTOR CORP no ticker0.02%$5.7m
BTI BRITISH AMERN TOB PLC0.01%$4.9m
BUSD BARNES GROUP INC0.01%$4.8m
NTES NETEASE COM INC0.01%$4.8m
OSK OSHKOSH CORP0.01%$4.5m
OPTIMER PHARMACEUTICALS INC no ticker0.01%$4.4m
VANGUARD HEALTH SYS INC no ticker0.01%$4.3m
LINEAR TECHNOLOGY CORP no ticker0.01%$4.3m
U S AIRWAYS GROUP INC no ticker0.01%$4.2m
TELLABS INC no ticker0.01%$4.2m
ABG ASBURY AUTOMOTIVE GROUP INC0.01%$4.1m
PKG PACKAGING CORP AMER0.01%$3.9m
BOISE INC no ticker0.01%$3.8m

Sector mix

  • Unclassified43.2%
  • Financial Services8.7%
  • Technology8.1%
  • Healthcare8.0%
  • Consumer Cyclical7.3%
  • Industrials6.7%
  • Energy5.7%
  • Consumer Defensive3.7%
  • Communication Services3.0%
  • Basic Materials2.9%
  • Real Estate2.0%
  • Utilities0.7%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters