WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2023

Hedge fundSEC filingsCompare with another fundHoldings as of 2023-03-31, filed 2023-05-15

D. E. Shaw & Co., Inc. disclosed 3234 US equity positions worth $62.1bn in its Q1 2023 13F filing. Its largest position is AAPL at 3.0% of the reported book, followed by MSFT and TSLA. Versus Q4 2022 it opened 290 new positions, added to 1112, reduced 1275 and exited 592.

$62.1bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
3,234
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
3.0%
Largest position
The largest single position as a share of the reported equity book.
14.4%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
234
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2022: 290 new, 1112 added, 1275 reduced, 592 exited

50 of 3,234
AAPL APPLE INCTechnology3.0%$1.9bn11.39m+16%added
MSFT MICROSOFT CORPTechnology2.2%$1.4bn4.78m−28%reduced
TSLA TESLA INCConsumer Cyclical2.1%$1.3bn6.24m−2.1%reduced
V VISA INCFinancial Services1.4%$867m3.85m+86%added
WMT WALMART INCConsumer Defensive1.1%$710m4.81m+146%added
BKNG BOOKING HOLDINGS INCConsumer Cyclical1.1%$688m259,526+1166%added
SCHW SCHWAB CHARLES CORPFinancial Services1.0%$643m12.27m+203%added
JNJ JOHNSON & JOHNSONHealthcare1.0%$609m3.93m+112%added
AMZN AMAZON COM INCConsumer Cyclical0.7%$447m4.33m−35%reduced
LQD ISHARES TR–0.7%$442m4.04m+73%added
SNAP SNAP INCCommunication Services0.7%$437m195.72m+32%added
ADP AUTOMATIC DATA PROCESSING INTechnology0.7%$437m1.96m+230%added
PYPL PAYPAL HLDGS INCFinancial Services0.7%$426m5.61m+84%added
AXP AMERICAN EXPRESS COFinancial Services0.7%$421m2.55m+30%added
PALO ALTO NETWORKS INC no ticker–0.7%$408m181.90m+4.3%added
ACCENTURE PLC IRELAND no ticker–0.7%$406m1.42m+157%added
PANW PALO ALTO NETWORKS INCTechnology0.6%$403m2.02m+107%added
BIIB BIOGEN INCHealthcare0.6%$371m1.33m−24%reduced
SPY SPDR S&P 500 ETF Trust–0.6%$366m894,770−2.8%reduced
NVDA NVIDIA CORPORATIONTechnology0.6%$361m1.30m+15%added
PFE PFIZER INCHealthcare0.5%$311m7.62m+5.0%added
TJX TJX COS INC NEWConsumer Cyclical0.5%$308m3.93m+82%added
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.5%$301m826,070+802%added
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.5%$291m586,650−11%reduced
INTC INTEL CORPTechnology0.5%$283m8.66m−35%reduced
CL COLGATE PALMOLIVE COConsumer Defensive0.4%$277m3.68m−54%reduced
DEXCOM INC no ticker–0.4%$276m97.40m0.0%held
MA MASTERCARD INCFinancial Services0.4%$273m750,265+896%added
GOOGL ALPHABET INCCommunication Services0.4%$273m2.63m−57%reduced
SEDG SOLAREDGE TECHNOLOGIES INCTechnology0.4%$272m895,709+126592%added
PG PROCTER & GAMBLE COConsumer Defensive0.4%$265m1.78m−16%reduced
ADBE ADOBE INCTechnology0.4%$261m676,228−41%reduced
BRK/B BERKSHIRE HATHAWAY INC DEL–0.4%$259m837,266+37%added
CVX CHEVRON CORPORATIONEnergy0.4%$258m1.58m+175%added
EW EDWARDS LIFESCIENCES CORPHealthcare0.4%$251m3.03m+7.8%added
LMT LOCKHEED MARTIN CORPIndustrials0.4%$246m521,383−4.4%reduced
HORIZON THERAPEUTICS PUB L no ticker–0.4%$243m2.23m+2679%added
OKTA OKTA INCTechnology0.4%$242m185.09m−1.3%reduced
BURL BURLINGTON STORES INCConsumer Cyclical0.4%$241m1.19m+957%added
CME CME GROUP INCFinancial Services0.4%$239m1.25m−24%reduced
KO COCA COLA COConsumer Defensive0.4%$238m3.84m+29%added
AVGO BROADCOM INCTechnology0.4%$237m369,389+11%added
ON ON SEMICONDUCTOR CORPTechnology0.4%$237m10.22m+325%added
EQT EQT CORPORATIONEnergy0.4%$233m84.53m+3.5%added
PDD PDD HOLDINGS INCConsumer Cyclical0.4%$229m3.01m−48%reduced
ATVIEUR ACTIVISION BLIZZARD INC–0.4%$228m2.67m+418%added
MRK MERCK & CO. INCHealthcare0.4%$226m2.12m+59%added
VRSK VERISK ANALYTICS INCIndustrials0.4%$225m1.17m+89%added
UNH UNITEDHEALTH GROUP INCHealthcare0.4%$223m471,301+3.8%added
ROKU ROKU INCCommunication Services0.4%$221m3.36m+14%added

Exited since Q4 2022

592 rows
SIVBEUR SVB FINANCIAL GROUP0.3%$163m
LIVE NATION ENTERTAINMENT IN no ticker0.2%$115m
COUPA SOFTWARE INC no ticker0.2%$95.9m
VCLT VANGUARD SCOTTSDALE FDS0.1%$66.2m
XLI SELECT SECTOR SPDR TR0.1%$64.2m
IQIYI INC no ticker0.09%$54.6m
BLOCK INC no ticker0.09%$53.0m
SBNY SIGNATURE BK NEW YORK N Y0.08%$47.2m
XOP SPDR SERIES TRUST0.08%$46.3m
EXACT SCIENCES CORP no ticker0.08%$45.9m
COUPEUR COUPA SOFTWARE INC0.07%$40.3m
BX BLACKSTONE INC0.07%$38.6m
SOUTH JERSEY INDS INC no ticker0.06%$38.0m
CHURCHILL CAPITAL CORP V no ticker0.06%$36.9m
WORLD WRESTLING ENTMT INC no ticker0.06%$34.6m
EXACT SCIENCES CORP no ticker0.05%$32.5m
AFRM AFFIRM HLDGS INC0.05%$32.0m
AKAMAI TECHNOLOGIES INC no ticker0.05%$30.2m
GTLSGBP CHART INDS INC0.05%$27.2m
MACONDRAY CAP ACQUISITN CORP no ticker0.04%$23.5m
ARES ACQUISITION CORPORATION no ticker0.04%$23.0m
INTEGRATED RAIL AND RES ACQ no ticker0.04%$21.4m
1LIFE HEALTHCARE INC no ticker0.04%$21.0m
SQM SOCIEDAD QUIMICA Y MINERA DE0.03%$20.1m
AFRICAN GOLD ACQUISITION COR no ticker0.03%$20.1m
YUMC YUM CHINA HLDGS INC0.03%$19.9m
BHP BHP BILLITON LIMITED0.03%$19.7m
AGILE GROWTH CORP no ticker0.03%$18.8m
LEO HLDGS CORP II no ticker0.03%$18.7m
GFL ENVIRONMENTAL INC no ticker0.03%$18.2m
OXUS ACQUISITION CORP no ticker0.03%$17.6m
VYX NCR VOYIX CORPORATION0.03%$17.5m
TAILWIND INTERNATNAL ACQ COR no ticker0.03%$17.2m
PIONEER MERGER CORP no ticker0.03%$16.9m
ONYX ACQUISITION CO I no ticker0.03%$16.6m
NOG NORTHERN OIL & GAS INC0.03%$16.6m
NTES NETEASE COM INC0.03%$16.3m
SLAM CORP no ticker0.03%$16.3m
FORUM MERGER IV CORP no ticker0.03%$16.1m
PROSPECTOR CAPITAL CORP no ticker0.03%$16.0m
JAWS MUSTANG ACQUISITION COR no ticker0.03%$15.7m
BNFTEUR BENEFITFOCUS INC0.03%$15.6m
KERNEL GROUP HOLDINGS INC no ticker0.03%$15.2m
DATADOG INC no ticker0.03%$15.2m
ASCENDANT DIGITAL ACQ CORP I no ticker0.03%$15.2m
FAR PEAK ACQUISITION CORP no ticker0.03%$15.1m
ROSE HILL ACQUISITION CORP no ticker0.03%$14.9m
THRIVE ACQUISITION CORPORATI no ticker0.03%$14.8m
SAP SAP SE0.02%$14.7m
COUPA SOFTWARE INC no ticker0.02%$14.6m

Sector mix

  • Unclassified20.9%
  • Technology20.8%
  • Consumer Cyclical13.8%
  • Healthcare11.0%
  • Financial Services9.7%
  • Industrials5.8%
  • Consumer Defensive5.6%
  • Communication Services4.6%
  • Energy3.6%
  • Basic Materials1.9%
  • Real Estate1.6%
  • Utilities0.9%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters