WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2016

Hedge fundSEC filingsCompare with another fundHoldings as of 2016-12-31, filed 2017-02-14

D. E. Shaw & Co., Inc. disclosed 2457 US equity positions worth $44.3bn in its Q4 2016 13F filing. Its largest position is MCD at 1.6% of the reported book, followed by DIS and AAPL. Versus Q3 2016 it opened 333 new positions, added to 1082, reduced 979 and exited 338.

$44.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,457
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.6%
Largest position
The largest single position as a share of the reported equity book.
11.4%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
286
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2016: 333 new, 1082 added, 979 reduced, 338 exited

50 of 2,457
MCD MCDONALDS CORPConsumer Cyclical1.6%$713m5.86m+24%added
DIS DISNEY WALT COCommunication Services1.3%$598m5.73m+29%added
AAPL APPLE INCTechnology1.2%$545m4.70m−30%reduced
BIIB BIOGEN INCHealthcare1.2%$514m1.81m+12%added
GOOG ALPHABET INCCommunication Services1.1%$487m631,248+53%added
NFLX NETFLIX INC.Communication Services1.1%$467m3.77m+1052%added
V VISA INCFinancial Services1.0%$444m5.69m−6.3%reduced
JAMES RIV GROUP LTD no ticker–1.0%$440m10.60m−25%reduced
GOOGL ALPHABET INCCommunication Services1.0%$426m537,909+49%added
YAHOO INC no ticker–0.9%$416m10.77m+32%added
AMZN AMAZON COM INCConsumer Cyclical0.9%$405m539,476−50%reduced
TWXCHF TIME WARNER INC–0.8%$374m3.87m+35%added
WMT WALMART INCConsumer Defensive0.8%$356m5.16m−25%reduced
GILD GILEAD SCIENCES INCHealthcare0.7%$331m4.63m+279%added
BRK/B BERKSHIRE HATHAWAY INC DEL–0.7%$327m2.00m−14%reduced
SYF SYNCHRONY FINANCIALFinancial Services0.7%$302m8.32m+3.3%added
CMCSA COMCAST CORP NEWCommunication Services0.7%$300m4.35m+17%added
C CITIGROUP INCFinancial Services0.7%$294m4.95m+7.5%added
SPGI S&P GLOBAL INCFinancial Services0.6%$274m2.55m+73%added
HPE HEWLETT PACKARD ENTERPRISE CTechnology0.6%$272m11.76m+360%added
NXPI NXP SEMICONDUCTORS N VTechnology0.6%$272m2.77m+5213%added
NVIDIA CORP no ticker–0.6%$269m50.80m0.0%held
UTXZ UNITED TECHNOLOGIES CORP–0.6%$268m2.44m−24%reduced
TMUS T-MOBILE US INCCommunication Services0.6%$261m4.54m+416%added
MDT Medtronic PlcHealthcare0.6%$260m3.65m+1714%added
BMY BRISTOL-MYERS SQUIBB COHealthcare0.6%$259m4.43m−39%reduced
PEP PEPSICO INCConsumer Defensive0.6%$254m2.43m+49%added
DELL DELL TECHNOLOGIES INCTechnology0.6%$251m4.57m+18%added
VRSN VERISIGN INCTechnology0.6%$250m3.29m−9.4%reduced
KO COCA COLA COConsumer Defensive0.5%$240m5.79m+27%added
APC3EUR ANADARKO PETE CORP–0.5%$234m3.36m+1.3%added
HUM HUMANA INCHealthcare0.5%$234m1.15m−53%reduced
GE GENERAL ELECTRIC COIndustrials0.5%$229m7.24m−3.0%reduced
FIS FIDELITY NATL INFORMATION SVTechnology0.5%$223m2.95m+40%added
LIBERTY MEDIA CORP DEL no ticker–0.5%$216m6.38m0.0%held
IBM INTERNATIONAL BUSINESS MACHSTechnology0.5%$207m1.25m+95%added
LLY ELI LILLY & COHealthcare0.5%$203m2.76m−7.3%reduced
AMGN AMGEN INCHealthcare0.5%$201m1.37m+259%added
A AGILENT TECHNOLOGIES INCHealthcare0.4%$199m4.36m+28%added
S9Q SPIRIT AEROSYSTEMS HLDGS INC–0.4%$198m3.40m+1.1%added
FMC TECHNOLOGIES INC no ticker–0.4%$197m5.55m−5.7%reduced
YUM YUM BRANDS INCConsumer Cyclical0.4%$196m3.10m+150%added
PYPL PAYPAL HLDGS INCFinancial Services0.4%$195m4.94m+61%added
QCOM QUALCOMM INCTechnology0.4%$187m2.87m−5.8%reduced
PFE PFIZER INCHealthcare0.4%$187m5.76m−18%reduced
JNJ JOHNSON & JOHNSONHealthcare0.4%$175m1.52m+126%added
HOUSEUR ANYWHERE REAL ESTATE INC–0.4%$174m6.76m+26%added
T AT&T INCCommunication Services0.4%$173m4.08m+96%added
T MOBILE US INC no ticker–0.4%$171m1.81m+26%added
CVS CVS HEALTH CORPHealthcare0.4%$166m2.10m−70%reduced

Exited since Q3 2016

338 rows
LINKEDIN CORP no ticker0.7%$323m
LIBERTY INTERACTIVE CORP no ticker0.4%$179m
TYSON FOODS INC no ticker0.3%$148m
FIAT CHRYSLER AUTOMOBILES N no ticker0.2%$94.6m
INGRAM MICRO INC no ticker0.2%$85.7m
TAKE-TWO INTERACTIVE SOFTWAR no ticker0.1%$59.7m
WHITING PETE CORP NEW no ticker0.1%$50.2m
NWL NEWELL BRANDS INC0.1%$47.4m
LUV Southwest Airlines Co.0.10%$43.1m
URBN URBAN OUTFITTERS INC0.08%$36.3m
BA BOEING CO0.08%$34.3m
ITC HLDGS CORP no ticker0.08%$32.6m
POST PPTYS INC no ticker0.06%$27.0m
ENVISION HEALTHCARE HLDGS IN no ticker0.05%$22.4m
TESSERA TECHNOLOGIES INC no ticker0.05%$21.1m
AVG TECHNOLOGIES N V no ticker0.05%$20.7m
PLAINS GP HLDGS L P no ticker0.05%$20.7m
CONE1EUR CYRUSONE INC0.04%$19.4m
RACKSPACE HOSTING INC no ticker0.04%$19.3m
LXKEUR LEXMARK INTL INC0.04%$19.0m
AMERICAN CAPITAL AGENCY CORP no ticker0.04%$18.6m
URI UNITED RENTALS INC0.04%$18.2m
B/E AEROSPACE INC no ticker0.04%$16.1m
PALO ALTO NETWORKS INC no ticker0.04%$16.0m
N2EUR NETSUITE INC0.04%$15.5m
AMSURG CORP no ticker0.03%$15.2m
XLK SELECT SECTOR SPDR TR0.03%$14.8m
RYLAND GROUP INC no ticker0.03%$14.8m
DONNELLEY R R & SONS CO no ticker0.03%$12.9m
NTAP NETAPP INC0.03%$11.9m
CSX CSX CORP0.03%$11.6m
XL GROUP LTD no ticker0.03%$11.5m
IMS HEALTH HLDGS INC no ticker0.03%$11.2m
MONSTER WORLDWIDE INC no ticker0.03%$11.2m
DG DOLLAR GEN CORP0.02%$10.6m
CALM CAL MAINE FOODS INC0.02%$10.0m
IPHI INPHI CORP0.02%$9.8m
INCONTACT INC no ticker0.02%$9.5m
PH PARKER-HANNIFIN CORP0.02%$8.7m
ILMN ILLUMINA INC0.02%$8.6m
RAPTOR PHARMACEUTICAL CORP no ticker0.02%$8.4m
MSCC MICROSEMI CORP0.02%$8.4m
VFC V F CORP0.02%$8.3m
ALLERGAN PLC no ticker0.02%$8.2m
BMRN BIOMARIN PHARMACEUTICAL INC0.02%$8.0m
INTEGRA LIFESCIENCES HLDGS C no ticker0.02%$7.8m
LECO LINCOLN ELEC HLDGS INC0.02%$7.8m
COWEN GROUP INC NEW no ticker0.02%$7.7m
CVENT INC no ticker0.02%$7.6m
SGI SOMNIGROUP INTERNATIONAL INC0.02%$7.4m

Sector mix

  • Unclassified34.3%
  • Technology11.9%
  • Healthcare10.4%
  • Financial Services8.7%
  • Consumer Cyclical8.4%
  • Communication Services7.3%
  • Industrials5.5%
  • Consumer Defensive5.3%
  • Energy2.9%
  • Basic Materials2.2%
  • Real Estate1.8%
  • Utilities1.3%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters