WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2017

Hedge fundSEC filingsCompare with another fundHoldings as of 2017-03-31, filed 2017-05-15

D. E. Shaw & Co., Inc. disclosed 2388 US equity positions worth $47.4bn in its Q1 2017 13F filing. Its largest position is AAPL at 2.0% of the reported book, followed by MCD and TWXCHF. Versus Q4 2016 it opened 271 new positions, added to 904, reduced 1139 and exited 340.

$47.4bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,388
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.0%
Largest position
The largest single position as a share of the reported equity book.
11.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
270
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2016: 271 new, 904 added, 1139 reduced, 340 exited

50 of 2,388
AAPL APPLE INCTechnology2.0%$966m6.73m+43%added
MCD MCDONALDS CORPConsumer Cyclical1.5%$709m5.47m−6.6%reduced
TWXCHF TIME WARNER INC–1.1%$546m5.58m+44%added
NFLX NETFLIX INC.Communication Services1.1%$543m3.67m−2.6%reduced
SPY SPDR S&P 500 ETF Trust–1.1%$533m2.26m+559%added
DELL DELL TECHNOLOGIES INCTechnology1.0%$457m7.14m+56%added
JAMES RIV GROUP LTD no ticker–1.0%$454m10.60m0.0%held
JNJ JOHNSON & JOHNSONHealthcare0.9%$443m3.56m+134%added
GILD GILEAD SCIENCES INCHealthcare0.9%$434m6.38m+38%added
NXPI NXP SEMICONDUCTORS N VTechnology0.9%$427m4.12m+49%added
BIIB BIOGEN INCHealthcare0.9%$426m1.56m−14%reduced
SPGI S&P GLOBAL INCFinancial Services0.9%$409m3.13m+23%added
TJX TJX COS INC NEWConsumer Cyclical0.8%$378m4.79m+141%added
V VISA INCFinancial Services0.8%$369m4.15m−27%reduced
VRSN VERISIGN INCTechnology0.8%$361m4.15m+26%added
HPE HEWLETT PACKARD ENTERPRISE CTechnology0.7%$354m14.94m+27%added
DIS DISNEY WALT COCommunication Services0.7%$337m2.97m−48%reduced
GOOG ALPHABET INCCommunication Services0.7%$330m397,400−37%reduced
TMUS T-MOBILE US INCCommunication Services0.7%$319m4.94m+9.0%added
CMCSA COMCAST CORP NEWCommunication Services0.6%$306m8.13m+87%added
T AT&T INCCommunication Services0.6%$304m7.31m+79%added
C CITIGROUP INCFinancial Services0.6%$302m5.05m+2.0%added
AMGN AMGEN INCHealthcare0.6%$285m1.74m+26%added
UTXZ UNITED TECHNOLOGIES CORP–0.6%$280m2.50m+2.2%added
WMT WALMART INCConsumer Defensive0.6%$275m3.81m−26%reduced
SLB SLB LIMITEDEnergy0.6%$271m3.47m+3574%added
APC3EUR ANADARKO PETE CORP–0.6%$270m4.36m+30%added
YUM YUM BRANDS INCConsumer Cyclical0.6%$262m4.10m+32%added
SYF SYNCHRONY FINANCIALFinancial Services0.5%$259m7.56m−9.1%reduced
LIBERTY MEDIA CORP DEL no ticker–0.5%$259m6.67m+4.6%added
GOOGL ALPHABET INCCommunication Services0.5%$251m295,557−45%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology0.5%$244m1.40m+12%added
CIGNA CORPORATION no ticker–0.5%$228m1.56m+90%added
T MOBILE US INC no ticker–0.5%$226m2.15m+19%added
ORCL ORACLE CORPTechnology0.5%$225m5.03m+68%added
ABBV ABBVIE INCHealthcare0.5%$222m3.41m+270%added
AMAT APPLIED MATLS INCTechnology0.5%$221m5.68m+14%added
AMT AMERICAN TOWER CORPReal Estate0.5%$218m2.00m+40%added
PRICELINE GRP INC no ticker–0.5%$217m121,756+174%added
YAHOO INC no ticker–0.5%$215m4.63m−57%reduced
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$209m2.62m−11%reduced
HOUSEUR ANYWHERE REAL ESTATE INC–0.4%$198m6.63m−2.0%reduced
WBA WALGREENS BOOTS ALLIANCE INC–0.4%$197m2.38m+26%added
BRK/B BERKSHIRE HATHAWAY INC DEL–0.4%$194m1.17m−42%reduced
LIBERTY MEDIA CORP DEL no ticker–0.4%$193m4.96m+7.1%added
PSX PHILLIPS 66Energy0.4%$191m2.41m+39%added
QCOM QUALCOMM INCTechnology0.4%$187m3.26m+14%added
PYPL PAYPAL HLDGS INCFinancial Services0.4%$187m4.34m−12%reduced
LIBERTY INTERACTIVE CORP no ticker–0.4%$186m4.19m+14%added
A AGILENT TECHNOLOGIES INCHealthcare0.4%$184m3.48m−20%reduced

Exited since Q4 2016

340 rows
NVIDIA CORP no ticker0.6%$269m
FMC TECHNOLOGIES INC no ticker0.4%$197m
DKS DICKS SPORTING GOODS INC0.1%$65.3m
PPG PPG INDS INC0.1%$47.5m
MRO* MARATHON OIL CORP0.10%$42.6m
AMERICAN CAP LTD no ticker0.08%$36.3m
APOLLO ED GROUP INC no ticker0.06%$27.9m
LULU LULULEMON ATHLETICA INC0.06%$26.3m
XEROX CORP no ticker0.06%$25.4m
MENTOR GRAPHICS CORP no ticker0.06%$25.2m
RDS/A ROYAL DUTCH SHELL PLC0.06%$24.6m
MEDICINES CO no ticker0.05%$22.9m
TESSERA HLDG CORP no ticker0.05%$22.3m
UA UNDER ARMOUR INC0.04%$19.7m
COMERICA INC no ticker0.04%$19.4m
HFCUSD HOLLYFRONTIER CORP0.04%$18.6m
HARMAN INTL INDS INC no ticker0.04%$16.5m
XLV SELECT SECTOR SPDR TR0.04%$16.3m
COACH INC no ticker0.04%$16.2m
SPECTRA ENERGY CORP no ticker0.03%$15.2m
HEALTHWAYS INC no ticker0.03%$15.2m
AGNC AGNC INVT CORP0.03%$14.3m
HBAN HUNTINGTON BANCSHARES INC0.03%$14.0m
BMCH BMC STK HLDGS INC0.03%$13.6m
LIBERTY GLOBAL PLC no ticker0.03%$13.0m
PPL PPL CORP0.03%$12.5m
SHAK SHAKE SHACK INC0.03%$11.1m
THC TENET HEALTHCARE CORP0.03%$11.1m
EQUITY ONE no ticker0.02%$10.7m
INTEROIL CORP no ticker0.02%$9.2m
ES EVERSOURCE ENERGY0.02%$9.2m
YY INC no ticker0.02%$9.0m
NRG NRG ENERGY INC0.02%$8.9m
PROOFPOINT INC no ticker0.02%$8.9m
ALV AUTOLIV INC0.02%$8.6m
VEEV VEEVA SYS INC0.02%$8.5m
CCOI COGENT COMMUNICATIONS HLDGS0.02%$8.3m
TTMCHF TATA MTRS LTD0.01%$6.6m
INTRALINKS HLDGS INC no ticker0.01%$6.6m
NUS NU SKIN ENTERPRISES INC0.01%$6.2m
ISIS PHARMACEUTICALS INC DEL no ticker0.01%$6.1m
HL HECLA MINING COMPANY0.01%$5.8m
PFPT PROOFPOINT INC0.01%$5.8m
STT STATE STR CORP0.01%$5.8m
CYEUR CYPRESS SEMICONDUCTOR CORP0.01%$5.3m
NORTHSTAR RLTY FIN CORP no ticker0.01%$5.1m
NCLH NORWEGIAN CRUISE LINE HLDGS0.01%$4.9m
MELI MERCADOLIBRE0.01%$4.8m
SYNERGY RES CORP no ticker0.01%$4.7m
ASTORIA FINL CORP no ticker0.01%$4.5m

Sector mix

  • Unclassified32.6%
  • Technology15.1%
  • Healthcare9.3%
  • Financial Services8.7%
  • Consumer Cyclical8.5%
  • Communication Services6.9%
  • Industrials5.7%
  • Consumer Defensive4.7%
  • Energy3.9%
  • Basic Materials2.1%
  • Real Estate1.6%
  • Utilities1.1%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters