WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2013

Hedge fundSEC filingsCompare with another fundHoldings as of 2013-09-30, filed 2013-11-20

D. E. Shaw & Co., Inc. disclosed 2354 US equity positions worth $37.4bn in its Q3 2013 13F filing. Its largest position is AAPL at 2.4% of the reported book, followed by BRK/B and DELL INC.

$37.4bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,354
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.4%
Largest position
The largest single position as a share of the reported equity book.
14.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
219
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

50 of 2,354
AAPL APPLE INCTechnology2.4%$916m1.92m–
BRK/B BERKSHIRE HATHAWAY INC DEL–1.9%$727m6.40m–
DELL INC no ticker–1.5%$558m40.52m–
META META PLATFORMS INCCommunication Services1.5%$551m10.96m–
AIG American International GroupFinancial Services1.4%$538m11.06m–
TWENTY FIRST CENTY FOX INC no ticker–1.3%$473m14.17m–
PRICELINE GRP INC no ticker–1.2%$461m455,705–
JNJ JOHNSON & JOHNSONHealthcare1.2%$447m5.16m–
WMT WALMART INCConsumer Defensive1.1%$417m5.64m–
IBM INTERNATIONAL BUSINESS MACHSTechnology1.0%$366m1.97m–
LYONDELLBASELL INDUSTRIES NV no ticker–0.9%$344m4.69m–
JPM JPMORGAN CHASE & COFinancial Services0.9%$333m6.45m–
LIBERTY MEDIA CORP DELAWARE no ticker–0.8%$307m2.09m–
PSX PHILLIPS 66Energy0.8%$293m5.06m–
GOOGLE INC no ticker–0.7%$278m316,972–
SPY SPDR S&P 500 ETF Trust–0.7%$276m1.64m–
LIBERTY GLOBAL PLC no ticker–0.7%$269m3.39m–
ONYX PHARMACEUTICALS INC no ticker–0.7%$259m2.08m–
MSFT MICROSOFT CORPTechnology0.7%$248m7.45m–
C CITIGROUP INCFinancial Services0.7%$246m5.06m–
WFC WELLS FARGO & COFinancial Services0.6%$240m5.81m–
ZTS ZOETIS INCHealthcare0.6%$239m7.69m–
LIFE TECHNOLOGIES CORP no ticker–0.6%$238m3.18m–
CHARTER COMMUNICATIONS INC D no ticker–0.6%$236m1.75m–
MPC Marathon Petroleum CorpEnergy0.6%$235m3.66m–
TESORO CORP no ticker–0.6%$228m5.17m–
APC3EUR ANADARKO PETE CORP–0.6%$225m2.42m–
GE GENERAL ELECTRIC COIndustrials0.6%$224m9.39m–
ADSK AUTODESK INCTechnology0.6%$220m5.35m–
EXMOC EXXON MOBIL CORP–0.6%$214m2.48m–
DVA DAVITA INCHealthcare0.6%$212m3.73m–
VODAFONE GROUP PLC NEW no ticker–0.5%$200m5.70m–
AMT AMERICAN TOWER CORPReal Estate0.5%$199m2.86m–
YAHOO INC no ticker–0.5%$195m5.87m–
GM General Motors CorpConsumer Cyclical0.5%$191m5.31m–
CNI CANADIAN NATL RY COIndustrials0.5%$190m1.87m–
AMZN AMAZON COM INCConsumer Cyclical0.5%$185m590,271–
BSX BOSTON SCIENTIFIC CORPHealthcare0.5%$181m15.41m–
UNP UNION PACIFIC CORPIndustrials0.5%$176m1.13m–
SBUX STARBUCKS CORPConsumer Cyclical0.5%$176m2.28m–
BAC BANK OF AMER CORPFinancial Services0.4%$159m11.52m–
IR INGERSOLL-RAND PLCIndustrials0.4%$158m2.44m–
PM PHILIP MORRIS INTL INCConsumer Defensive0.4%$152m1.76m–
CITUSD CIT GROUP INC–0.4%$144m2.96m–
WYNEUR WYNDHAM DESTINATIONS INC–0.4%$143m2.34m–
STZ CONSTELLATION BRANDS INCConsumer Defensive0.4%$143m2.49m–
VRSN VERISIGN INCTechnology0.4%$142m2.80m–
FCX FREEPORT MCMORAN INCBasic Materials0.4%$142m4.30m–
KMI KINDER MORGAN INC DELEnergy0.4%$140m3.94m–
VALEANT PHARMACEUTICALS INTL no ticker–0.4%$140m1.34m–

Sector mix

  • Unclassified45.3%
  • Technology8.6%
  • Financial Services7.9%
  • Healthcare7.8%
  • Consumer Cyclical7.7%
  • Industrials5.2%
  • Energy4.3%
  • Consumer Defensive4.0%
  • Communication Services3.1%
  • Real Estate2.7%
  • Basic Materials2.4%
  • Utilities0.9%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters