WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2020

Hedge fundSEC filingsCompare with another fundHoldings as of 2020-09-30, filed 2020-11-16

D. E. Shaw & Co., Inc. disclosed 2535 US equity positions worth $74.5bn in its Q3 2020 13F filing. Its largest position is MSFT at 2.8% of the reported book, followed by AMZN and AAPL. Versus Q2 2020 it opened 303 new positions, added to 973, reduced 1174 and exited 355.

$74.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,535
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.8%
Largest position
The largest single position as a share of the reported equity book.
15.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
199
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2020: 303 new, 973 added, 1174 reduced, 355 exited

50 of 2,535
MSFT MICROSOFT CORPTechnology2.8%$2.1bn10.08m−4.2%reduced
AMZN AMAZON COM INCConsumer Cyclical2.7%$2.0bn650,317−18%reduced
AAPL APPLE INCTechnology1.7%$1.3bn10.81m+104%added
LOW LOWES COS INCConsumer Cyclical1.5%$1.1bn6.57m−20%reduced
AMD ADVANCED MICRO DEVICES INCTechnology1.4%$1.0bn12.81m+47%added
TESLA INC no ticker–1.4%$1.0bn145.52m−0.3%held
DIS DISNEY WALT COCommunication Services1.1%$817m6.59m+353%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical1.1%$817m2.78m+75%added
TESLA INC no ticker–1.0%$736m112.68m−1.7%reduced
W WAYFAIR INCConsumer Cyclical1.0%$718m120.45m+118%added
PG PROCTER & GAMBLE COConsumer Defensive0.9%$674m4.85m−36%reduced
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.9%$649m1.83m−33%reduced
WFC WELLS FARGO & COFinancial Services0.9%$648m27.55m+18%added
JNJ JOHNSON & JOHNSONHealthcare0.9%$640m4.30m−9.4%reduced
TSLA TESLA INCConsumer Cyclical0.8%$632m1.47m+240%added
TESLA INC no ticker–0.8%$622m104.40m0.0%held
NVDA NVIDIA CORPORATIONTechnology0.8%$559m1.03m+6.7%added
META META PLATFORMS INCCommunication Services0.7%$554m2.12m−20%reduced
NFLX NETFLIX INC.Communication Services0.7%$539m1.08m+12%added
VRSN VERISIGN INCTechnology0.7%$526m2.57m−2.2%reduced
XYZ BLOCK INCTechnology0.7%$500m3.07m+32%added
BA BOEING COIndustrials0.7%$493m2.98m+540%added
CVNA CARVANA COConsumer Cyclical0.7%$493m2.21m+19%added
MRK MERCK & CO. INCHealthcare0.7%$489m5.90m−32%reduced
BRK/B BERKSHIRE HATHAWAY INC DEL–0.6%$481m2.26m−6.9%reduced
DD DUPONT DE NEMOURS INCBasic Materials0.6%$463m8.34m+16%added
VZ VERIZON COMMUNICATIONS INCCommunication Services0.6%$439m7.38m−4.4%reduced
GOOGL ALPHABET INCCommunication Services0.6%$438m298,526+27%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.6%$432m4.32m−18%reduced
MA MASTERCARD INCFinancial Services0.6%$415m1.23m+29%added
ZM ZOOM COMMUNICATIONS INCTechnology0.5%$388m826,301+133%added
V VISA INCFinancial Services0.5%$371m1.85m+58%added
MCD MCDONALDS CORPConsumer Cyclical0.5%$357m1.63m+46%added
JD JD.COM INCConsumer Cyclical0.5%$355m4.58m+640%added
SHOP SHOPIFY INCTechnology0.5%$345m336,944+110%added
T AT&T INCCommunication Services0.4%$310m10.86m+183%added
ADP AUTOMATIC DATA PROCESSING INTechnology0.4%$309m2.22m+8.8%added
CME CME GROUP INCFinancial Services0.4%$300m1.79m+8.5%added
MELI MERCADOLIBREConsumer Cyclical0.4%$288m265,730+15%added
GOOG ALPHABET INCCommunication Services0.4%$286m194,787+134%added
CVS CVS HEALTH CORPHealthcare0.4%$285m4.88m+45%added
TWILIO INC no ticker–0.4%$278m79.97m0.0%held
INTC INTEL CORPTechnology0.4%$274m5.29m−1.4%reduced
NKE NIKE INCConsumer Cyclical0.4%$270m2.15m+543%added
A AGILENT TECHNOLOGIES INCHealthcare0.4%$264m2.61m−24%reduced
MDT Medtronic PlcHealthcare0.4%$261m2.51m−19%reduced
CCI CROWN CASTLE INCReal Estate0.3%$259m1.56m+51%added
AMT AMERICAN TOWER CORPReal Estate0.3%$256m1.31m+1.4%added
ROKU ROKU INCCommunication Services0.3%$252m1.33m+542%added
CRM SALESFORCE INCTechnology0.3%$249m991,309+440%added

Exited since Q2 2020

355 rows
AAL AMERICAN AIRLINES GROUP INC0.2%$110m
RESTORATION HARDWARE HLDGS I no ticker0.2%$110m
CHEGG INC no ticker0.2%$103m
WAYFAIR INC no ticker0.08%$55.5m
SERVICENOW INC no ticker0.06%$39.8m
CROWN CASTLE INTL CORP NEW no ticker0.06%$39.1m
PCG PG&E CORP0.06%$38.4m
NIKOLA CORP no ticker0.06%$38.1m
ZILLOW GROUP INC no ticker0.06%$37.2m
AEROJET ROCKETDYNE HLDGS INC no ticker0.05%$34.9m
AKAMAI TECHNOLOGIES INC no ticker0.05%$33.3m
SOUTHWEST AIRLS CO no ticker0.05%$31.8m
CZREUR CAESARS ENTMT CORP0.04%$29.3m
BCE BCE INC0.04%$28.2m
ETSY INC no ticker0.04%$26.4m
ARCC ARES CAPITAL CORP0.04%$26.3m
POL4EUR POLYONE CORP0.04%$24.4m
HELIX ENERGY SOLUTIONS GRP I no ticker0.03%$20.4m
FSCTEUR FORESCOUT TECHNOLOGIES INC0.03%$19.7m
AES AES CORP0.03%$18.9m
APOEUR APOLLO GLOBAL MGMT INC0.03%$18.3m
TERPEUR TERRAFORM PWR INC0.03%$17.8m
TDOC TELADOC HEALTH INC0.03%$16.8m
SYF SYNCHRONY FINANCIAL0.02%$16.1m
IACIEUR IAC INTERACTIVECORP0.02%$14.3m
AXIS CAP HLDGS LTD no ticker0.02%$12.1m
XLP SELECT SECTOR SPDR TR0.02%$11.4m
INFY INFOSYS LTD0.02%$11.2m
SOCIAL CAP HEDSPIA HLDG CO I no ticker0.02%$10.7m
HELIX ENERGY SOLUTIONS GRP I no ticker0.02%$10.4m
BENEFYTT TECHNOLOGIES INC no ticker0.02%$10.3m
HDB HDFC BANK LTD0.02%$10.2m
AMP AMERIPRISE FINL INC0.02%$10.2m
CHD CHURCH & DWIGHT CO INC0.02%$10.2m
EURONET WORLDWIDE INC no ticker0.02%$10.0m
WUBAUSD 58 COM INC0.01%$9.0m
SOCIAL CAP HDOSPHIA HLDG CO no ticker0.01%$8.8m
FDX FEDEX CORP0.01%$7.3m
TECD1USD TECH DATA CORP0.01%$6.8m
CBRE CBRE GROUP INC0.01%$6.3m
SYU1 SYNOVUS FINL CORP0.01%$6.0m
UBS UBS GROUP AG0.01%$5.4m
REALPAGE INC no ticker0.01%$5.4m
FORTRESS VALUE ACQUISITION C no ticker0.01%$5.2m
ZYNGA INC no ticker0.01%$4.8m
GTX GARRETT MOTION INC0.01%$4.5m
0VVB PARAMOUNT GLOBAL0.01%$4.5m
LVGO LIVONGO HEALTH INC0.01%$3.9m
BRX BRIXMOR PPTY GROUP INC0.01%$3.8m
XLY SELECT SECTOR SPDR TR0.01%$3.6m

Sector mix

  • Unclassified23.3%
  • Technology18.7%
  • Consumer Cyclical15.7%
  • Healthcare9.1%
  • Financial Services7.4%
  • Communication Services7.0%
  • Industrials5.2%
  • Consumer Defensive4.9%
  • Utilities2.7%
  • Real Estate2.6%
  • Basic Materials2.3%
  • Energy1.2%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters