WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q2 2014

Hedge fundSEC filingsCompare with another fundHoldings as of 2014-06-30, filed 2014-08-14

D. E. Shaw & Co., Inc. disclosed 2315 US equity positions worth $49.1bn in its Q2 2014 13F filing. Its largest position is AAPL at 2.3% of the reported book, followed by BRK/B and PSX. Versus Q1 2014 it opened 435 new positions, added to 883, reduced 947 and exited 405.

$49.1bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,315
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.3%
Largest position
The largest single position as a share of the reported equity book.
14.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
209
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q1 2014: 435 new, 883 added, 947 reduced, 405 exited

50 of 2,315
AAPL APPLE INCTechnology2.3%$1.1bn11.89m+1061%added
BRK/B BERKSHIRE HATHAWAY INC DEL–1.9%$925m7.31m−16%reduced
PSX PHILLIPS 66Energy1.6%$800m9.95m+32%added
TIME WARNER CABLE INC no ticker–1.6%$765m5.19m+61%added
LYONDELLBASELL INDUSTRIES NV no ticker–1.4%$670m6.86m+12%added
MPC Marathon Petroleum CorpEnergy1.2%$608m7.79m+71%added
FOREST LABS INC no ticker–1.2%$602m6.08m+109%added
LIBERTY MEDIA CORP DELAWARE no ticker–1.2%$585m4.28m−8.7%reduced
YAHOO INC no ticker–1.2%$569m16.19m+47%added
C CITIGROUP INCFinancial Services1.1%$548m11.63m+140%added
LIBERTY GLOBAL PLC no ticker–1.1%$535m12.65m−14%reduced
VLO VALERO ENERGY CORPEnergy1.1%$524m10.47m+33%added
TESORO CORP no ticker–1.0%$497m8.46m+9.9%added
GE GENERAL ELECTRIC COIndustrials1.0%$492m18.71m−18%reduced
AIG American International GroupFinancial Services0.9%$456m8.36m−25%reduced
EBAY EBAY INC.Consumer Cyclical0.8%$402m8.03m+163%added
OXY OCCIDENTAL PETE CORPEnergy0.8%$383m3.73m+21%added
STZ CONSTELLATION BRANDS INCConsumer Defensive0.8%$382m4.34m+27%added
MU MICRON TECHNOLOGY INCTechnology0.8%$374m11.35m−32%reduced
ABBV ABBVIE INCHealthcare0.7%$365m6.47m+10%added
PRICELINE GRP INC no ticker–0.7%$362m300,805−30%reduced
TWENTY FIRST CENTY FOX INC no ticker–0.7%$359m10.50m−30%reduced
ALSN ALLISON TRANSMISSION HLDGS IConsumer Cyclical0.6%$300m9.66m+28%added
MGM MGM RESORTS INTERNATIONALConsumer Cyclical0.6%$295m11.16m−25%reduced
WMT WALMART INCConsumer Defensive0.6%$290m3.86m+31%added
APC3EUR ANADARKO PETE CORP–0.6%$288m2.63m−20%reduced
NFLX NETFLIX INC.Communication Services0.6%$283m643,381−58%reduced
DIRECTV no ticker–0.6%$283m3.33m−13%reduced
MSFT MICROSOFT CORPTechnology0.6%$282m6.76m−18%reduced
SNDK SANDISK CORPTechnology0.6%$277m2.65m+135%added
DVA DAVITA INCHealthcare0.6%$273m3.78m−21%reduced
TMO THERMO FISHER SCIENTIFIC INCHealthcare0.5%$267m2.26m+7.1%added
CNI CANADIAN NATL RY COIndustrials0.5%$252m3.87m−1.8%reduced
HERTZ GLOBAL HOLDINGS INC no ticker–0.5%$248m8.86m+36%added
CF CF Industries Holdings IncBasic Materials0.5%$248m1.03m+10%added
KO COCA COLA COConsumer Defensive0.5%$243m5.73m+3.5%added
LVS LAS VEGAS SANDS CORPConsumer Cyclical0.5%$237m3.11m+35%added
MONSANTO CO NEW no ticker–0.5%$231m1.85m+71%added
MRK MERCK & CO. INCHealthcare0.5%$228m3.94m−30%reduced
VALEANT PHARMACEUTICALS INTL no ticker–0.5%$227m1.80m−18%reduced
UNP UNION PACIFIC CORPIndustrials0.5%$222m2.23m+128%added
CHARTER COMMUNICATIONS INC D no ticker–0.5%$221m1.40m−15%reduced
MSI MOTOROLA SOLUTIONS INCTechnology0.4%$209m3.14m−4.9%reduced
NAVI NAVIENT CORPORATIONFinancial Services0.4%$205m11.56m–new
JNJ JOHNSON & JOHNSONHealthcare0.4%$204m1.95m−29%reduced
TYCO INTERNATIONAL LTD no ticker–0.4%$204m4.47m+28%added
PBI PITNEY BOWES INCIndustrials0.4%$202m7.30m+7.0%added
MCGRAW HILL FINL INC no ticker–0.4%$194m2.34m−26%reduced
PG PROCTER & GAMBLE COConsumer Defensive0.4%$193m2.46m−44%reduced
KEURIG GREEN MTN INC no ticker–0.4%$191m1.54m−25%reduced

Exited since Q1 2014

405 rows
ALLIANCE DATA SYSTEMS CORP no ticker0.4%$179m
BEAM INC no ticker0.3%$129m
CBS CORP NEW no ticker0.2%$79.2m
LSI CORPORATION no ticker0.1%$63.1m
AVBC AVALONBAY CMNTYS INC0.1%$47.8m
BFH BREAD FINANCIAL HOLDINGS INC0.09%$41.7m
EWW ISHARES INC0.07%$32.0m
COR CENCORA INC0.07%$31.9m
DATA TABLEAU SOFTWARE INC0.06%$30.8m
AVAGO TECHNOLOGIES LTD no ticker0.06%$29.8m
EXTERRAN HLDGS INC no ticker0.06%$28.9m
AGCO CORP no ticker0.06%$28.4m
EXPRESS SCRIPTS HLDG CO no ticker0.06%$27.3m
AZO AUTOZONE INC0.05%$24.7m
LEVEL 3 COMMUNICATIONS INC no ticker0.05%$23.0m
SRE SEMPRA0.05%$22.7m
EWZ ISHARES INC0.05%$22.5m
MMM 3M CO0.04%$20.0m
SM SM ENERGY COMPANY0.04%$18.7m
TESLA MTRS INC no ticker0.04%$18.2m
ENERSYS no ticker0.03%$16.1m
AMERICAN AIRLS GROUP INC no ticker0.03%$15.1m
XPO LOGISTICS INC no ticker0.03%$13.1m
ICE INTERCONTINENTAL EXCHANGE IN0.02%$11.8m
MDT MEDTRONIC INC0.02%$11.6m
DEPOMED INC no ticker0.02%$10.3m
ANF ABERCROMBIE & FITCH CO0.02%$10.0m
RYN RAYONIER INC0.02%$9.5m
LN5 LANNET INC0.02%$9.1m
PKG PACKAGING CORP AMER0.02%$8.4m
MGM RESORTS INTERNATIONAL no ticker0.02%$8.0m
P5Y BRF SA0.02%$8.0m
SODASTREAM INTERNATIONAL LTD no ticker0.02%$7.9m
OUTERWALL INC no ticker0.02%$7.6m
BKE BUCKLE INC0.02%$7.4m
WALTER INVT MGMT CORP no ticker0.02%$7.2m
GEO GEO GROUP INC0.02%$7.2m
LNC LINCOLN NATL CORP IND0.01%$7.1m
JOS A BANK CLOTHIERS INC no ticker0.01%$6.9m
ERIC TELEFONAKTIEBOLAGET LM ERICS0.01%$6.8m
FDS FACTSET RESH SYS INC0.01%$6.8m
NLYEUR ANNALY CAPITAL MANAGEMENT IN0.01%$6.8m
DREAMWORKS ANIMATION SKG INC no ticker0.01%$6.7m
GATX GATX CORP0.01%$6.7m
LOGI LOGITECH INTL S A0.01%$6.7m
CRAY CRAY INC0.01%$6.7m
ARMK ARAMARK0.01%$6.6m
INSYEUR INSYS THERAPEUTICS INC NEW0.01%$6.3m
PBR/A PETROLEO BRASILEIRO S A0.01%$6.1m
SIXEUR SIX FLAGS ENTMT CORP NEW0.01%$6.0m

Sector mix

  • Unclassified44.4%
  • Technology9.1%
  • Consumer Cyclical7.8%
  • Energy7.5%
  • Healthcare7.1%
  • Industrials7.0%
  • Financial Services6.6%
  • Consumer Defensive3.8%
  • Communication Services2.7%
  • Basic Materials2.3%
  • Real Estate1.1%
  • Utilities0.6%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters