WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2019

Hedge fundSEC filingsCompare with another fundHoldings as of 2019-09-30, filed 2019-11-14

D. E. Shaw & Co., Inc. disclosed 2517 US equity positions worth $62.1bn in its Q3 2019 13F filing. Its largest position is MSFT at 1.9% of the reported book, followed by BABA and LOW. Versus Q2 2019 it opened 291 new positions, added to 1003, reduced 1158 and exited 338.

$62.1bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,517
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.9%
Largest position
The largest single position as a share of the reported equity book.
13.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
263
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2019: 291 new, 1003 added, 1158 reduced, 338 exited

50 of 2,517
MSFT MICROSOFT CORPTechnology1.9%$1.2bn8.33m+37%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical1.7%$1.1bn6.33m+2.2%added
LOW LOWES COS INCConsumer Cyclical1.6%$1.0bn9.31m+23%added
JNJ JOHNSON & JOHNSONHealthcare1.6%$965m7.46m+23%added
COP CONOCOPHILLIPSEnergy1.4%$850m14.91m+15%added
AAPL APPLE INCTechnology1.2%$714m3.19m−8.8%reduced
BIIB BIOGEN INCHealthcare1.0%$621m2.67m+3.7%added
VRSN VERISIGN INCTechnology1.0%$609m3.23m0.0%held
V VISA INCFinancial Services0.9%$549m3.19m+20%added
AMZN AMAZON COM INCConsumer Cyclical0.9%$537m309,152−34%reduced
NVDA NVIDIA CORPORATIONTechnology0.8%$469m2.70m−31%reduced
C CITIGROUP INCFinancial Services0.8%$468m6.78m+119%added
CELG CELGENE CORP–0.7%$460m4.63m+26%added
WMT WALMART INCConsumer Defensive0.7%$459m3.87m+60%added
INTC INTEL CORPTechnology0.7%$442m8.57m+45%added
MCD MCDONALDS CORPConsumer Cyclical0.7%$425m1.98m+5.9%added
PYPL PAYPAL HLDGS INCFinancial Services0.7%$409m3.95m+434%added
BKNG BOOKING HOLDINGS INCConsumer Cyclical0.7%$406m207,102+15%added
META META PLATFORMS INCCommunication Services0.6%$400m2.25m+19%added
ABBV ABBVIE INCHealthcare0.6%$399m5.27m−18%reduced
A AGILENT TECHNOLOGIES INCHealthcare0.6%$386m5.04m+2.7%added
ADP AUTOMATIC DATA PROCESSING INTechnology0.6%$379m2.35m+217%added
SBUX STARBUCKS CORPConsumer Cyclical0.6%$363m4.11m−14%reduced
PEP PEPSICO INCConsumer Defensive0.6%$358m2.61m+33%added
GILD GILEAD SCIENCES INCHealthcare0.6%$350m5.52m−11%reduced
RCL ROYAL CARIBBEAN CRUISES LTDConsumer Cyclical0.5%$341m3.15m+46%added
TWTRUSD TWITTER INC–0.5%$341m8.27m+0.8%added
MRK MERCK & CO. INCHealthcare0.5%$338m4.01m−19%reduced
WFC WELLS FARGO & COFinancial Services0.5%$317m6.29m−44%reduced
CL COLGATE PALMOLIVE COConsumer Defensive0.5%$311m4.23m−28%reduced
HYG ISHARES TR–0.5%$310m3.55m–new
IQV IQVIA HLDGS INCHealthcare0.5%$309m2.07m−2.5%reduced
PG PROCTER & GAMBLE COConsumer Defensive0.5%$304m2.45m−12%reduced
HONGBP HONEYWELL INTL INC–0.5%$304m1.80m−18%reduced
BAC BANK OF AMER CORPFinancial Services0.5%$283m9.71m+73%added
MU MICRON TECHNOLOGY INCTechnology0.5%$280m6.53m+64%added
TJX TJX COS INC NEWConsumer Cyclical0.4%$276m4.95m−15%reduced
ARNCCHF ARCONIC INC–0.4%$274m10.53m+15%added
UNP UNION PACIFIC CORPIndustrials0.4%$261m1.61m−12%reduced
GOOGL ALPHABET INCCommunication Services0.4%$259m211,965+1.0%added
VZ VERIZON COMMUNICATIONS INCCommunication Services0.4%$256m4.24m+105%added
MELI MERCADOLIBREConsumer Cyclical0.4%$253m459,116−33%reduced
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.4%$252m873,670+50%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.4%$251m2.72m−24%reduced
ADBE ADOBE INCTechnology0.4%$250m905,977+266%added
AMGN AMGEN INCHealthcare0.4%$241m1.24m−6.0%reduced
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.4%$228m1.18m+6.4%added
UNH UNITEDHEALTH GROUP INCHealthcare0.4%$224m1.03m+357%added
DOCU DOCUSIGN INCTechnology0.4%$222m3.59m+234%added
NXPI NXP SEMICONDUCTORS N VTechnology0.3%$215m1.97m−49%reduced

Exited since Q2 2019

338 rows
APC3EUR ANADARKO PETE CORP0.9%$567m
WP WORLDPAY INC0.2%$119m
RHT1EUR RED HAT INC0.2%$102m
LYFT LYFT INC0.2%$101m
AABAUSD ALTABA INC0.1%$77.2m
HERBALIFE LTD no ticker0.1%$66.5m
DOMINION ENERGY INC no ticker0.1%$65.3m
WTWEUR WEIGHT WATCHERS INTL INC NEW0.07%$47.8m
LEXEA LIBERTY EXPEDIA HLDGS INC0.06%$42.0m
UBNTEUR UBIQUITI NETWORKS INC0.06%$36.3m
ITUB ITAU UNIBANCO HLDG S A0.05%$32.1m
SMH VANECK ETF TRUST0.05%$32.0m
ROKU ROKU INC0.04%$28.5m
TESLA INC no ticker0.04%$25.5m
ARRYEUR ARRAY BIOPHARMA INC0.04%$25.1m
CLOVIS ONCOLOGY INC no ticker0.04%$24.9m
TESLA INC no ticker0.03%$19.9m
SFLY SHUTTERFLY INC0.03%$19.8m
WAGE WAGEWORKS INC0.03%$19.0m
MUR MURPHY OIL CORP0.03%$18.7m
WY WEYERHAEUSER CO0.03%$18.6m
OKE ONEOK INC NEW0.02%$14.6m
EMB ISHARES TR0.02%$14.0m
RF REGIONS FINANCIAL CORP NEW0.02%$13.2m
PROS HOLDINGS INC no ticker0.02%$12.4m
AZN ASTRAZENECA PLC0.02%$10.8m
SFIX STITCH FIX INC0.02%$10.2m
FMC FMC CORP0.02%$10.0m
SRPT SAREPTA THERAPEUTICS INC0.02%$9.8m
AJG GALLAGHER ARTHUR J & CO0.01%$9.5m
IHS MARKIT LTD no ticker0.01%$9.1m
ROK ROCKWELL AUTOMATION INC0.01%$8.7m
HERTZ GLOBAL HLDGS INC no ticker0.01%$8.6m
TREE LENDINGTREE INC0.01%$8.4m
HARMONIC INC no ticker0.01%$8.0m
BTI BRITISH AMERN TOB PLC0.01%$7.9m
TCF FINL CORP no ticker0.01%$7.8m
DELL DELL TECHNOLOGIES INC0.01%$7.3m
SUPERIOR ENERGY SVCS INC no ticker0.01%$7.3m
CAPITOL INVT CORP IV no ticker0.01%$7.0m
EG EVEREST GROUP LTD0.01%$6.9m
TSS TOTAL SYS SVCS INC0.01%$6.8m
NLYEUR ANNALY CAPITAL MANAGEMENT IN0.01%$6.5m
P5Y BRF SA0.01%$6.3m
ETR ENTERGY CORP NEW0.01%$6.3m
LNC LINCOLN NATL CORP IND0.01%$6.1m
SUI SUN CMNTYS INC0.01%$6.0m
HGV HILTON GRAND VACATIONS INC0.01%$5.9m
OSVEUR VANECK VECTORS ETF TR0.01%$5.8m
ABEV AMBEV SA0.01%$5.5m

Sector mix

  • Unclassified21.4%
  • Technology16.4%
  • Consumer Cyclical15.3%
  • Healthcare11.9%
  • Financial Services9.3%
  • Consumer Defensive6.4%
  • Industrials5.4%
  • Communication Services5.2%
  • Energy3.7%
  • Basic Materials1.7%
  • Utilities1.7%
  • Real Estate1.6%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters