WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q1 2021

Hedge fundSEC filingsCompare with another fundHoldings as of 2021-03-31, filed 2021-05-17

D. E. Shaw & Co., Inc. disclosed 2904 US equity positions worth $81.5bn in its Q1 2021 13F filing. Its largest position is MSFT at 2.5% of the reported book, followed by AAPL and AMZN. Versus Q4 2020 it opened 633 new positions, added to 904, reduced 1275 and exited 406.

$81.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,904
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.5%
Largest position
The largest single position as a share of the reported equity book.
12.5%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
270
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2020: 633 new, 904 added, 1275 reduced, 406 exited

50 of 2,904
MSFT MICROSOFT CORPTechnology2.5%$2.0bn8.50m−0.6%reduced
AAPL APPLE INCTechnology2.0%$1.7bn13.56m+21%added
AMZN AMAZON COM INCConsumer Cyclical1.3%$1.0bn337,714−48%reduced
TSLA TESLA INCConsumer Cyclical1.2%$1.0bn1.53m+301%added
DIS DISNEY WALT COCommunication Services1.0%$823m4.46m−22%reduced
SNAP SNAP INCCommunication Services1.0%$820m113.45m+9.5%added
MRK MERCK & CO. INCHealthcare0.9%$756m9.80m−1.1%reduced
KO COCA COLA COConsumer Defensive0.9%$718m13.63m+162%added
META META PLATFORMS INCCommunication Services0.8%$673m2.28m+1.2%added
NVDA NVIDIA CORPORATIONTechnology0.8%$660m1.24m+135%added
MU MICRON TECHNOLOGY INCTechnology0.8%$641m7.27m−1.9%reduced
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.8%$635m1.80m+61%added
BIDU BAIDU INCCommunication Services0.8%$627m2.88m–new
GOOGL ALPHABET INCCommunication Services0.7%$588m285,255−8.4%reduced
PG PROCTER & GAMBLE COConsumer Defensive0.7%$536m3.95m−7.1%reduced
SEA LTD no ticker–0.6%$475m106.87m0.0%held
MA MASTERCARD INCFinancial Services0.6%$474m1.33m−21%reduced
ADBE ADOBE INCTechnology0.6%$466m980,917+190%added
MCD MCDONALDS CORPConsumer Cyclical0.6%$457m2.04m−20%reduced
MDT Medtronic PlcHealthcare0.5%$447m3.78m+54%added
SHOP SHOPIFY INCTechnology0.5%$446m403,468+57%added
NIO NIO INCConsumer Cyclical0.5%$444m11.39m−26%reduced
W WAYFAIR INCConsumer Cyclical0.5%$435m124.34m−0.5%reduced
PLUG PLUG POWER INCIndustrials0.5%$434m12.11m−21%reduced
AMT AMERICAN TOWER CORPReal Estate0.5%$428m1.79m−8.8%reduced
XYZ BLOCK INCTechnology0.5%$420m1.85m−21%reduced
VRSN VERISIGN INCTechnology0.5%$412m2.07m−6.2%reduced
CSCO CISCO SYS INCTechnology0.5%$411m7.95m−38%reduced
T AT&T INCCommunication Services0.5%$390m12.89m+92%added
TWILIO INC no ticker–0.5%$387m80.46m0.0%held
BRK/B BERKSHIRE HATHAWAY INC DEL–0.5%$385m1.51m−61%reduced
ZTS ZOETIS INCHealthcare0.5%$379m2.40m+60%added
JNJ JOHNSON & JOHNSONHealthcare0.5%$375m2.28m−19%reduced
ROKU ROKU INCCommunication Services0.5%$371m1.14m+25%added
TGT TARGET CORPConsumer Defensive0.5%$368m1.86m+76%added
WFC WELLS FARGO & COFinancial Services0.4%$364m9.32m−67%reduced
EXPE EXPEDIA GROUP INCConsumer Cyclical0.4%$362m2.11m+399%added
LMT LOCKHEED MARTIN CORPIndustrials0.4%$355m959,470−16%reduced
CL COLGATE PALMOLIVE COConsumer Defensive0.4%$353m4.48m+139%added
TME TENCENT MUSIC ENTMT GROUPCommunication Services0.4%$351m17.13m+5223%added
NFLX NETFLIX INC.Communication Services0.4%$347m665,301+11%added
V VISA INCFinancial Services0.4%$346m1.63m+0.6%added
LIBERTY MEDIA CORP DEL no ticker–0.4%$337m7.64m+4.4%added
IHS MARKIT LTD no ticker–0.4%$333m3.44m+23%added
EXMOC EXXON MOBIL CORP–0.4%$316m5.66m+39%added
CRWD CROWDSTRIKE HLDGS INCTechnology0.4%$313m1.72m−13%reduced
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.4%$311m1.37m+8.6%added
UBER UBER TECHNOLOGIES INCTechnology0.4%$307m5.63m+1126%added
TWLO TWILIO INCTechnology0.4%$301m883,614+263%added
CVX CHEVRON CORPORATIONEnergy0.4%$301m2.87m+671%added

Exited since Q4 2020

406 rows
TESLA INC no ticker2.0%$1.7bn
PINDUODUO INC no ticker0.6%$480m
DOCUSIGN INC no ticker0.3%$231m
AZN ASTRAZENECA PLC0.3%$214m
RINGCENTRAL INC no ticker0.2%$158m
SNOW SNOWFLAKE INC0.2%$147m
9990302D APACHE CORP0.2%$137m
WAB WABTEC0.2%$129m
LLY ELI LILLY & CO0.1%$86.8m
CXOEUR CONCHO RES INC0.1%$85.0m
BLACKLINE INC no ticker0.08%$64.7m
FUBO FUBOTV INC0.07%$57.8m
ACIA ACACIA COMMUNICATIONS INC0.05%$42.3m
WYNEUR WYNDHAM DESTINATIONS INC0.05%$40.8m
ENVESTNET INC no ticker0.05%$38.4m
NOVEUR NATIONAL OILWELL VARCO INC0.04%$35.9m
HYLN HYLIION HOLDINGS CORP0.04%$35.8m
CANOO INC no ticker0.04%$34.5m
NUVASIVE INC no ticker0.04%$32.8m
BWA BORGWARNER INC0.03%$21.2m
STIC/U NORTHERN STAR ACQUISITION CO0.02%$19.2m
CM LIFE SCIENCES INC no ticker0.02%$17.3m
D0A DADA NEXUS LTD0.02%$17.3m
RENAISSANCERE HLDGS LTD no ticker0.02%$15.0m
SOCIAL CAPITAL HEDOSOPHA HLD no ticker0.02%$14.5m
ED CONSOLIDATED EDISON INC0.02%$14.5m
BROADSTONE ACQUISITION CORP no ticker0.02%$14.2m
SLF SUN LIFE FINANCIAL INC.0.02%$13.9m
AKAM AKAMAI TECHNOLOGIES INC0.02%$13.4m
ONC BEIGENE LTD0.02%$13.2m
SAVEEUR SPIRIT AIRLS INC0.02%$13.1m
NABORS INDS INC NEW no ticker0.01%$12.4m
OSBCAD NORBORD INC0.01%$12.2m
PERIPHAS CAPITAL PARTNERING no ticker0.01%$11.8m
CONX CORP no ticker0.01%$10.4m
SWCHEUR SWITCH INC0.01%$9.7m
ZANITE ACQUISITION CORP no ticker0.01%$9.6m
MFC MANULIFE FINL CORP0.01%$9.5m
CONCORD ACQUISITION CORP no ticker0.01%$9.0m
SPRING VY ACQUISITION CORP no ticker0.01%$9.0m
TFII TFI INTERNATIONAL INC0.01%$8.8m
RADEUR RITE AID CORP0.01%$8.7m
FXI ISHARES TR0.01%$8.4m
SILICON LABORATORIES INC no ticker0.01%$8.4m
NNOX NANO X IMAGING LTD0.01%$8.0m
FEDERAL RLTY INVT TR no ticker0.01%$7.9m
EIGIEUR ENDURANCE INTL GROUP HLDGS I0.01%$7.7m
ANET ARISTA NETWORKS INC0.01%$7.5m
WPXUSD WPX ENERGY INC0.01%$7.4m
AZPNUSD ASPEN TECHNOLOGY INC0.01%$7.2m

Sector mix

  • Unclassified22.8%
  • Technology18.7%
  • Consumer Cyclical13.3%
  • Communication Services9.3%
  • Healthcare9.1%
  • Financial Services6.8%
  • Industrials5.8%
  • Consumer Defensive5.4%
  • Energy2.4%
  • Real Estate2.4%
  • Utilities2.1%
  • Basic Materials1.9%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters