WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2014

Hedge fundSEC filingsCompare with another fundHoldings as of 2014-12-31, filed 2015-02-17

D. E. Shaw & Co., Inc. disclosed 2458 US equity positions worth $51.5bn in its Q4 2014 13F filing. Its largest position is PSX at 1.9% of the reported book, followed by MPC and LYONDELLBASELL INDUSTRIES NV. Versus Q3 2014 it opened 450 new positions, added to 1071, reduced 894 and exited 332.

$51.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,458
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.9%
Largest position
The largest single position as a share of the reported equity book.
13.5%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
227
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2014: 450 new, 1071 added, 894 reduced, 332 exited

50 of 2,458
PSX PHILLIPS 66Energy1.9%$990m13.81m+33%added
MPC Marathon Petroleum CorpEnergy1.8%$905m10.03m+37%added
LYONDELLBASELL INDUSTRIES NV no ticker–1.5%$770m9.70m+42%added
BRK/B BERKSHIRE HATHAWAY INC DEL–1.4%$698m4.65m−28%reduced
YAHOO INC no ticker–1.3%$684m13.54m−31%reduced
VLO VALERO ENERGY CORPEnergy1.2%$639m12.90m−1.4%reduced
TIME WARNER CABLE INC no ticker–1.2%$629m4.14m−29%reduced
AAPL APPLE INCTechnology1.1%$583m5.28m−55%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology1.0%$541m3.37m+153%added
LIBERTY GLOBAL PLC no ticker–1.0%$538m11.14m+6.1%added
TESORO CORP no ticker–1.0%$522m7.03m+8.7%added
DOW CHEM CO no ticker–1.0%$513m11.26m+86%added
EBAY EBAY INC.Consumer Cyclical1.0%$511m9.10m−17%reduced
MSFT MICROSOFT CORPTechnology1.0%$491m10.57m+30%added
CF CF Industries Holdings IncBasic Materials0.9%$473m1.73m+45%added
C CITIGROUP INCFinancial Services0.9%$462m8.53m−8.3%reduced
AIG American International GroupFinancial Services0.9%$449m8.02m−16%reduced
MONSANTO CO NEW no ticker–0.7%$377m3.15m−0.9%reduced
ALLERGAN INC no ticker–0.7%$374m1.76m+58%added
DIRECTV no ticker–0.7%$361m4.16m+69%added
IP INTERNATIONAL PAPER COConsumer Cyclical0.7%$351m6.55m+3.6%added
ALSN ALLISON TRANSMISSION HLDGS IConsumer Cyclical0.6%$329m9.71m−1.8%reduced
NFLX NETFLIX INC.Communication Services0.6%$328m958,731−6.4%reduced
META META PLATFORMS INCCommunication Services0.6%$320m4.11m+175%added
JAMES RIV GROUP LTD no ticker–0.6%$320m14.05m–new
LIBERTY MEDIA CORP DELAWARE no ticker–0.6%$317m9.05m+0.6%added
TWENTY FIRST CENTY FOX INC no ticker–0.6%$308m8.34m+15%added
HEWLETT PACKARD CO no ticker–0.6%$304m7.57m−21%reduced
MU MICRON TECHNOLOGY INCTechnology0.6%$297m8.49m−49%reduced
ABBV ABBVIE INCHealthcare0.5%$277m4.23m+393%added
DVA DAVITA INCHealthcare0.5%$267m3.53m−14%reduced
JNJ JOHNSON & JOHNSONHealthcare0.5%$266m2.54m+34%added
GE GENERAL ELECTRIC COIndustrials0.5%$257m10.17m+4.1%added
PFE PFIZER INCHealthcare0.5%$255m8.17m−20%reduced
AMZN AMAZON COM INCConsumer Cyclical0.5%$254m818,298+520%added
HFCUSD HOLLYFRONTIER CORP–0.5%$249m6.65m+32%added
VALEANT PHARMACEUTICALS INTL no ticker–0.5%$245m1.72m+37%added
PEP PEPSICO INCConsumer Defensive0.5%$240m2.54m+1135%added
KO COCA COLA COConsumer Defensive0.5%$235m5.57m+29%added
DRCEUR DRESSER-RAND GROUP INC–0.5%$235m2.87m+58%added
CNI CANADIAN NATL RY COIndustrials0.4%$231m3.36m−19%reduced
LIBERTY INTERACTIVE CORP no ticker–0.4%$230m7.81m+5.9%added
WFC WELLS FARGO & COFinancial Services0.4%$229m4.19m−4.9%reduced
COVIDIEN PLC no ticker–0.4%$228m2.23m−28%reduced
STZ CONSTELLATION BRANDS INCConsumer Defensive0.4%$227m2.31m−40%reduced
VRSN VERISIGN INCTechnology0.4%$226m3.97m+15%added
ROCK-TENN CO no ticker–0.4%$222m3.64m+21%added
GD GENERAL DYNAMICS CORPIndustrials0.4%$220m1.60m+22%added
HERTZ GLOBAL HOLDINGS INC no ticker–0.4%$220m8.81m−3.4%reduced
APC3EUR ANADARKO PETE CORP–0.4%$220m2.66m+73%added

Exited since Q3 2014

332 rows
TYCO INTERNATIONAL LTD no ticker0.4%$186m
TIM HORTONS INC no ticker0.2%$110m
WALGREEN CO no ticker0.1%$70.4m
EQT EQT CORPORATION0.1%$55.6m
CONCUR TECHNOLOGIES INC no ticker0.1%$55.4m
COMPUWARE CORP no ticker0.1%$55.2m
CBS OUTDOOR AMERS INC no ticker0.09%$43.6m
VFC V F CORP0.06%$29.8m
BALLY TECHNOLOGIES INC no ticker0.06%$29.6m
ALCOA INC no ticker0.06%$27.5m
KR KROGER CO0.05%$27.2m
MYLAN INC no ticker0.05%$24.6m
NOK NOKIA CORP0.05%$24.5m
CONVERSANT INC no ticker0.05%$24.4m
FOSTER WHEELER AG no ticker0.05%$24.1m
URI UNITED RENTALS INC0.05%$22.9m
LAMAR ADVERTISING CO no ticker0.05%$22.8m
MGM RESORTS INTERNATIONAL no ticker0.04%$21.5m
ADI ANALOG DEVICES INC0.04%$20.9m
VISTAPRINT N V no ticker0.04%$19.6m
OMNICARE INC no ticker0.04%$18.6m
PALL CORP no ticker0.04%$17.8m
CROWN CASTLE INTL CORP no ticker0.03%$15.7m
AMG AFFILIATED MANAGERS GROUP0.03%$15.5m
GME GAMESTOP CORP0.03%$15.5m
EQUINIX INC no ticker0.03%$15.1m
TESLA MTRS INC no ticker0.03%$14.3m
EL LAUDER ESTEE COS INC0.03%$14.0m
TW TELECOM INC no ticker0.03%$13.2m
ICONIX BRAND GROUP INC no ticker0.02%$10.7m
JNP JUNIPER NETWORKS INC0.02%$10.3m
UNILEVER N V no ticker0.02%$10.2m
MOS MOSAIC CO0.02%$9.7m
CHD CHURCH & DWIGHT CO INC0.02%$9.6m
AMERICAN CAPITAL AGENCY CORP no ticker0.02%$8.7m
VANTIV INC no ticker0.02%$8.3m
JLL JONES LANG LASALLE INC0.02%$8.1m
VET VERMILION ENERGY INC0.02%$8.0m
AZN ASTRAZENECA PLC0.02%$7.9m
ENDO INTL PLC no ticker0.02%$7.6m
MLM MARTIN MARIETTA MATLS INC0.01%$7.4m
BXP BXP INC0.01%$7.3m
SPIRIT RLTY CAP INC NEW no ticker0.01%$7.3m
SYF SYNCHRONY FINANCIAL0.01%$7.2m
NI NISOURCE INC0.01%$7.1m
TEN1 TENNECO INC0.01%$7.0m
AKRXEUR AKORN INC0.01%$6.9m
EEMV ISHARES INC0.01%$6.6m
LNT ALLIANT ENERGY CORP0.01%$6.5m
ERIC TELEFONAKTIEBOLAGET LM ERICS0.01%$5.9m

Sector mix

  • Unclassified44.0%
  • Technology8.5%
  • Consumer Cyclical8.5%
  • Energy7.5%
  • Healthcare7.0%
  • Financial Services6.6%
  • Industrials5.8%
  • Consumer Defensive3.7%
  • Communication Services2.9%
  • Basic Materials2.9%
  • Real Estate2.0%
  • Utilities0.7%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters