WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q2 2019

Hedge fundSEC filingsCompare with another fundHoldings as of 2019-06-30, filed 2019-08-14

D. E. Shaw & Co., Inc. disclosed 2564 US equity positions worth $65.0bn in its Q2 2019 13F filing. Its largest position is BABA at 1.6% of the reported book, followed by AMZN and JNJ. Versus Q1 2019 it opened 315 new positions, added to 1083, reduced 1100 and exited 262.

$65.0bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,564
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.6%
Largest position
The largest single position as a share of the reported equity book.
11.9%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
282
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q1 2019: 315 new, 1083 added, 1100 reduced, 262 exited

50 of 2,564
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical1.6%$1.0bn6.19m+166%added
AMZN AMAZON COM INCConsumer Cyclical1.4%$888m469,145+92%added
JNJ JOHNSON & JOHNSONHealthcare1.3%$847m6.08m+81%added
MSFT MICROSOFT CORPTechnology1.3%$817m6.10m+61%added
COP CONOCOPHILLIPSEnergy1.2%$792m12.98m+115%added
LOW LOWES COS INCConsumer Cyclical1.2%$762m7.55m−13%reduced
AAPL APPLE INCTechnology1.1%$692m3.50m−40%reduced
VRSN VERISIGN INCTechnology1.0%$675m3.23m−0.3%held
NVDA NVIDIA CORPORATIONTechnology1.0%$642m3.91m+912%added
BIIB BIOGEN INCHealthcare0.9%$602m2.57m+145%added
APC3EUR ANADARKO PETE CORP–0.9%$567m8.04m+181%added
WFC WELLS FARGO & COFinancial Services0.8%$531m11.23m+62%added
MDT Medtronic PlcHealthcare0.8%$519m5.33m+21%added
FIS FIDELITY NATL INFORMATION SVTechnology0.8%$512m4.18m+4.3%added
ABBV ABBVIE INCHealthcare0.7%$465m6.39m+4.9%added
V VISA INCFinancial Services0.7%$463m2.67m+64%added
MELI MERCADOLIBREConsumer Cyclical0.6%$422m689,219+0.9%added
CL COLGATE PALMOLIVE COConsumer Defensive0.6%$419m5.85m−26%reduced
GILD GILEAD SCIENCES INCHealthcare0.6%$418m6.18m−3.4%reduced
MRK MERCK & CO. INCHealthcare0.6%$415m4.95m−17%reduced
SBUX STARBUCKS CORPConsumer Cyclical0.6%$402m4.80m+12%added
MCD MCDONALDS CORPConsumer Cyclical0.6%$388m1.87m+38%added
CAT CATERPILLAR INCIndustrials0.6%$388m2.84m+47%added
HONGBP HONEYWELL INTL INC–0.6%$382m2.19m+78%added
NXPI NXP SEMICONDUCTORS N VTechnology0.6%$377m3.86m−13%reduced
A AGILENT TECHNOLOGIES INCHealthcare0.6%$367m4.91m+41%added
META META PLATFORMS INCCommunication Services0.6%$364m1.89m−60%reduced
EA ELECTRONIC ARTS INCCommunication Services0.5%$345m3.40m+126%added
IQV IQVIA HLDGS INCHealthcare0.5%$342m2.12m+18%added
CELG CELGENE CORP–0.5%$340m3.68m−50%reduced
BKNG BOOKING HOLDINGS INCConsumer Cyclical0.5%$339m180,598+7.9%added
W WAYFAIR INCConsumer Cyclical0.5%$336m2.30m−20%reduced
MPC Marathon Petroleum CorpEnergy0.5%$326m5.82m+3.7%added
ATVIEUR ACTIVISION BLIZZARD INC–0.5%$318m6.73m−30%reduced
XYZ BLOCK INCTechnology0.5%$316m4.36m−13%reduced
UNP UNION PACIFIC CORPIndustrials0.5%$308m1.82m+264%added
TJX TJX COS INC NEWConsumer Cyclical0.5%$307m5.80m+19%added
PG PROCTER & GAMBLE COConsumer Defensive0.5%$306m2.79m+202%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.5%$306m3.56m−22%reduced
TWTRUSD TWITTER INC–0.4%$286m8.20m+11%added
INTC INTEL CORPTechnology0.4%$283m5.91m+74%added
KDP KEURIG DR PEPPER INCConsumer Defensive0.4%$277m9.58m+178%added
WMT WALMART INCConsumer Defensive0.4%$267m2.42m+12%added
RCL ROYAL CARIBBEAN CRUISES LTDConsumer Cyclical0.4%$261m2.15m+24%added
PEP PEPSICO INCConsumer Defensive0.4%$258m1.97m+139%added
AMGN AMGEN INCHealthcare0.4%$244m1.32m−18%reduced
ARNCCHF ARCONIC INC–0.4%$237m9.17m+54%added
GDDY GODADDY INCTechnology0.4%$228m3.25m+5.9%added
GOOGL ALPHABET INCCommunication Services0.3%$227m209,894−3.6%reduced
EBAY EBAY INC.Consumer Cyclical0.3%$227m5.74m−56%reduced

Exited since Q1 2019

262 rows
HORIZON PHARMA PLC no ticker0.2%$116m
ILLUMINA INC no ticker0.1%$68.0m
DOWDUPONT INC no ticker0.1%$62.8m
RESTORATION HARDWARE HLDGS I no ticker0.07%$46.0m
IVV ISHARES TR0.07%$42.7m
TNDM TANDEM DIABETES CARE INC0.05%$33.0m
TRANSCANADA CORP no ticker0.05%$32.1m
VISTRA ENERGY CORP no ticker0.05%$32.1m
HYG ISHARES TR0.05%$31.0m
PROS HOLDINGS INC no ticker0.05%$30.8m
CITRIX SYS INC no ticker0.05%$28.4m
ARRIS INTL INC no ticker0.04%$27.0m
TSM TAIWAN SEMICONDUCTOR MANUFAC0.04%$26.5m
FITB FIFTH THIRD BANCORP0.04%$24.8m
ULTIMATE SOFTWARE GROUP INC no ticker0.04%$24.4m
BEMIS INC no ticker0.03%$20.7m
GWPH GW PHARMACEUTICALS PLC0.03%$20.2m
LIBERTY MEDIA CORP DELAWARE no ticker0.03%$19.4m
WEATHERFORD INTL LTD no ticker0.03%$19.4m
GREEN PLAINS INC no ticker0.02%$14.9m
EURONET WORLDWIDE INC no ticker0.02%$14.8m
DSW INC no ticker0.02%$14.0m
NIO NIO INC0.02%$12.8m
WEATHERFORD INTL PLC no ticker0.02%$12.1m
GSK PLC no ticker0.02%$11.9m
THCXEUR HEXO CORP0.02%$10.6m
FORTIVE CORP no ticker0.02%$10.5m
REPLIGEN CORP no ticker0.02%$9.5m
NVS NOVARTIS AG0.01%$8.9m
DANAHER CORPORATION no ticker0.01%$8.4m
XLF SELECT SECTOR SPDR TR0.01%$8.1m
UGI UGI CORP NEW0.01%$7.8m
UNIQURE NV no ticker0.01%$7.3m
BRIDGEPOINT ED INC no ticker0.01%$7.0m
DEXCOM INC no ticker0.01%$6.7m
18614USD GOLDCORP INC NEW0.01%$6.6m
UNILEVER N V no ticker0.01%$6.5m
XLY SELECT SECTOR SPDR TR0.01%$6.2m
NCI BUILDING SYS INC no ticker0.01%$6.2m
CLNSEUR COLONY CAP INC NEW0.01%$5.3m
RAYONIER ADVANCED MATLS INC no ticker0.01%$5.2m
BOOM DMC GLOBAL INC0.01%$4.6m
TRNO TERRENO RLTY CORP0.01%$4.2m
AZTA AZENTA INC0.01%$3.9m
ARW ARROW ELECTRS INC0.01%$3.8m
THC TENET HEALTHCARE CORP0.01%$3.8m
AQUA AMERICA INC no ticker0.01%$3.8m
AMH AMERICAN HOMES 4 RENT0.01%$3.7m
AM ANTERO MIDSTREAM CORP0.01%$3.6m
EFII ELECTRONICS FOR IMAGING INC0.01%$3.5m

Sector mix

  • Unclassified22.3%
  • Technology15.8%
  • Consumer Cyclical15.3%
  • Healthcare13.1%
  • Financial Services7.9%
  • Industrials5.9%
  • Consumer Defensive5.6%
  • Communication Services5.4%
  • Energy4.1%
  • Basic Materials1.9%
  • Utilities1.5%
  • Real Estate1.3%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters