WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2018

Hedge fundSEC filingsCompare with another fundHoldings as of 2018-09-30, filed 2018-11-14

D. E. Shaw & Co., Inc. disclosed 2491 US equity positions worth $63.8bn in its Q3 2018 13F filing. Its largest position is AMZN at 2.0% of the reported book, followed by LOW and BKNG. Versus Q2 2018 it opened 292 new positions, added to 975, reduced 1148 and exited 341.

$63.8bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,491
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.0%
Largest position
The largest single position as a share of the reported equity book.
12.2%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
272
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2018: 292 new, 975 added, 1148 reduced, 341 exited

50 of 2,491
AMZN AMAZON COM INCConsumer Cyclical2.0%$1.3bn635,470−5.4%reduced
LOW LOWES COS INCConsumer Cyclical1.6%$1.0bn8.75m−0.1%held
BKNG BOOKING HOLDINGS INCConsumer Cyclical1.2%$788m397,233+151%added
AAPL APPLE INCTechnology1.2%$749m3.32m−57%reduced
BMY BRISTOL-MYERS SQUIBB COHealthcare1.2%$734m11.83m−9.2%reduced
QCOM QUALCOMM INCTechnology1.1%$717m9.95m+155%added
MSFT MICROSOFT CORPTechnology1.0%$645m5.64m+1.0%added
NXPI NXP SEMICONDUCTORS N VTechnology1.0%$635m7.43m+0.7%added
T AT&T INCCommunication Services1.0%$625m18.62m+485%added
NVDA NVIDIA CORPORATIONTechnology0.9%$604m2.15m+20%added
VRSN VERISIGN INCTechnology0.9%$585m3.65m−0.1%held
C CITIGROUP INCFinancial Services0.9%$577m8.04m+23%added
META META PLATFORMS INCCommunication Services0.8%$536m3.26m+61%added
SPY SPDR S&P 500 ETF Trust–0.7%$455m1.57m−12%reduced
MRK MERCK & CO. INCHealthcare0.7%$426m6.00m−32%reduced
V VISA INCFinancial Services0.7%$416m2.77m−28%reduced
GOOGL ALPHABET INCCommunication Services0.6%$407m337,056+29%added
EQT EQT CORPORATIONEnergy0.6%$404m9.13m+2.5%added
CELG CELGENE CORP–0.6%$386m4.31m−11%reduced
AETNA INC NEW no ticker–0.6%$378m1.86m−12%reduced
MPC Marathon Petroleum CorpEnergy0.6%$373m4.66m+11%added
GE GENERAL ELECTRIC COIndustrials0.6%$362m32.10m+53%added
A AGILENT TECHNOLOGIES INCHealthcare0.6%$356m5.04m−16%reduced
APC3EUR ANADARKO PETE CORP–0.6%$352m5.23m−19%reduced
CVX CHEVRON CORPORATIONEnergy0.5%$349m2.86m+338%added
HLF HERBALIFE LTDConsumer Defensive0.5%$345m6.33m+26%added
SPGI S&P GLOBAL INCFinancial Services0.5%$341m1.74m−6.0%reduced
CL COLGATE PALMOLIVE COConsumer Defensive0.5%$339m5.06m+8.4%added
AMAT APPLIED MATLS INCTechnology0.5%$335m8.67m+51%added
VMWEUR VMWARE INC–0.5%$320m2.05m−9.1%reduced
PCG PG&E CORPUtilities0.5%$311m6.76m−31%reduced
XYZ BLOCK INCTechnology0.5%$309m3.12m+6.8%added
EBAY EBAY INC.Consumer Cyclical0.5%$308m9.34m+54%added
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.5%$303m1.86m+19%added
PYPL PAYPAL HLDGS INCFinancial Services0.5%$300m3.42m+28%added
LIBERTY MEDIA CORP DEL no ticker–0.5%$299m6.89m−4.6%reduced
GDDY GODADDY INCTechnology0.5%$298m3.57m+52%added
MDLZ MONDELEZ INTL INCConsumer Defensive0.5%$297m6.92m−26%reduced
TJX TJX COS INC NEWConsumer Cyclical0.5%$297m2.65m−24%reduced
FIS FIDELITY NATL INFORMATION SVTechnology0.5%$297m2.72m−0.7%reduced
TMUS T-MOBILE US INCCommunication Services0.4%$280m3.99m+71%added
GRUBHUB INC no ticker–0.4%$278m2.01m+24%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.4%$276m3.69m−11%reduced
HD HOME DEPOT INCConsumer Cyclical0.4%$258m1.24m+154%added
DXC DXC TECHNOLOGY COTechnology0.4%$254m2.71m−2.5%reduced
ZTS ZOETIS INCHealthcare0.4%$254m2.77m+76%added
ADP AUTOMATIC DATA PROCESSING INTechnology0.4%$246m1.63m+63%added
OXY OCCIDENTAL PETE CORPEnergy0.4%$244m2.97m+16%added
VRTX VERTEX PHARMACEUTICALS INCHealthcare0.4%$244m1.27m+15%added
DHR DANAHER CORP DELHealthcare0.4%$241m2.21m+4.7%added

Exited since Q2 2018

341 rows
DR PEPPER SNAPPLE GROUP INC no ticker0.8%$470m
RED HAT INC no ticker0.1%$84.8m
WORKDAY INC no ticker0.1%$76.7m
RH RH0.07%$43.0m
TSLA TESLA INC0.07%$42.0m
FINANCIAL ENGINES INC no ticker0.07%$40.7m
FIVE FIVE BELOW INC0.06%$34.0m
XL GROUP LTD no ticker0.05%$33.3m
MEDIDATA SOLUTIONS INC no ticker0.04%$25.3m
ILG INC no ticker0.04%$23.2m
PINNACLE FOODS INC DEL no ticker0.04%$22.6m
VALEANT PHARMACEUTICALS INTL no ticker0.03%$20.5m
ITUB ITAU UNIBANCO HLDG S A0.03%$17.5m
XLK SELECT SECTOR SPDR TR0.03%$16.6m
GREEN PLAINS INC no ticker0.02%$15.1m
DCT INDUSTRIAL TRUST INC no ticker0.02%$13.9m
CTAS CINTAS CORP0.02%$12.6m
RIO RIO TINTO PLC0.02%$11.7m
MOLINA HEALTHCARE INC no ticker0.02%$11.5m
LNG CHENIERE ENERGY INC0.02%$11.0m
ANET ARISTA NETWORKS INC0.02%$10.9m
TS TENARIS S A0.02%$10.8m
PPG PPG INDS INC0.02%$10.7m
BEN FRANKLIN RESOURCES INC0.02%$10.0m
MCHP MICROCHIP TECHNOLOGY INC.0.02%$9.2m
KNX KNIGHT-SWIFT TRANSN HLDGS IN0.01%$8.6m
GAP GAP INC0.01%$8.3m
CAVM CAVIUM INC0.01%$8.1m
SPDR SERIES TRUST no ticker0.01%$7.6m
OSVEUR VANECK VECTORS ETF TR0.01%$7.3m
KINDRED HEALTHCARE INC no ticker0.01%$7.2m
UDR UDR INC0.01%$6.8m
LBEUR L BRANDS INC0.01%$6.1m
SINA CORP no ticker0.01%$6.0m
HTHT H WORLD GROUP LTD0.01%$6.0m
MINDBODY INC no ticker0.01%$5.8m
DEPOMED INC no ticker0.01%$5.7m
EWA ISHARES INC0.01%$5.6m
ZION ZIONS BANCORPORATION NATL AS0.01%$5.5m
FTI TECHNIPFMC PLC0.01%$5.4m
QUALITY SYS INC no ticker0.01%$5.4m
CROWN CASTLE INTL CORP NEW no ticker0.01%$5.4m
DHT HOLDINGS INC no ticker0.01%$5.1m
FOUNDATION MEDICINE INC no ticker0.01%$5.0m
REDWOOD TR INC no ticker0.01%$4.9m
TFIN TRIUMPH FINANCIAL INC0.01%$4.9m
GIII G III APPAREL GROUP LTD0.01%$4.9m
FANG DIAMONDBACK ENERGY INC0.01%$4.8m
STAYUSD EXTENDED STAY AMER INC0.01%$4.5m
LEG LEGGETT & PLATT INC0.01%$4.3m

Sector mix

  • Unclassified25.2%
  • Technology16.3%
  • Consumer Cyclical14.6%
  • Healthcare9.9%
  • Financial Services9.6%
  • Communication Services5.1%
  • Industrials5.1%
  • Consumer Defensive5.0%
  • Energy4.4%
  • Basic Materials2.1%
  • Utilities1.4%
  • Real Estate1.3%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters