WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2017

Hedge fundSEC filingsCompare with another fundHoldings as of 2017-09-30, filed 2017-11-14

D. E. Shaw & Co., Inc. disclosed 2452 US equity positions worth $51.5bn in its Q3 2017 13F filing. Its largest position is AAPL at 2.4% of the reported book, followed by NXPI and CMCSA. Versus Q2 2017 it opened 333 new positions, added to 1056, reduced 989 and exited 263.

$51.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,452
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.4%
Largest position
The largest single position as a share of the reported equity book.
12.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
259
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2017: 333 new, 1056 added, 989 reduced, 263 exited

50 of 2,452
AAPL APPLE INCTechnology2.4%$1.2bn8.02m+0.2%held
NXPI NXP SEMICONDUCTORS N VTechnology1.3%$658m5.82m+11%added
CMCSA COMCAST CORP NEWCommunication Services1.1%$588m15.28m+143%added
TJX TJX COS INC NEWConsumer Cyclical1.1%$575m7.79m−4.5%reduced
DELL DELL TECHNOLOGIES INCTechnology1.1%$542m7.02m+3.3%added
TWXCHF TIME WARNER INC–1.0%$540m5.27m+43%added
GOOGL ALPHABET INCCommunication Services1.0%$538m552,310+15%added
MRK MERCK & CO. INCHealthcare1.0%$526m8.22m+44%added
JNJ JOHNSON & JOHNSONHealthcare1.0%$496m3.82m+4.3%added
V VISA INCFinancial Services1.0%$495m4.70m+36%added
SPGI S&P GLOBAL INCFinancial Services1.0%$490m3.14m−8.9%reduced
NFLX NETFLIX INC.Communication Services0.9%$467m2.57m+15%added
VRSN VERISIGN INCTechnology0.9%$443m4.17m−8.0%reduced
SPY SPDR S&P 500 ETF Trust–0.8%$437m1.74m−38%reduced
GOOG ALPHABET INCCommunication Services0.8%$387m403,971−30%reduced
QCOM QUALCOMM INCTechnology0.7%$376m7.25m+203%added
TMUS T-MOBILE US INCCommunication Services0.7%$376m6.10m+39%added
MPC Marathon Petroleum CorpEnergy0.7%$373m6.65m+74%added
MCD MCDONALDS CORPConsumer Cyclical0.7%$351m2.24m−22%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology0.7%$335m2.31m+376%added
META META PLATFORMS INCCommunication Services0.6%$325m1.90m+99%added
MDLZ MONDELEZ INTL INCConsumer Defensive0.6%$308m7.58m+229%added
AMGN AMGEN INCHealthcare0.6%$306m1.64m−35%reduced
WFC WELLS FARGO & COFinancial Services0.6%$303m5.50m+1548%added
VZ VERIZON COMMUNICATIONS INCCommunication Services0.6%$295m5.96m−34%reduced
LIBERTY MEDIA CORP DEL no ticker–0.5%$276m6.60m+3.0%added
APC3EUR ANADARKO PETE CORP–0.5%$270m5.53m+5.3%added
JAMES RIV GROUP LTD no ticker–0.5%$263m6.35m0.0%held
AMAT APPLIED MATLS INCTechnology0.5%$258m4.95m−30%reduced
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.5%$257m1.49m+213%added
YUM YUM BRANDS INCConsumer Cyclical0.5%$256m3.48m−15%reduced
WMT WALMART INCConsumer Defensive0.5%$256m3.28m+21%added
PEP PEPSICO INCConsumer Defensive0.5%$253m2.27m+32%added
A AGILENT TECHNOLOGIES INCHealthcare0.5%$251m3.91m+15%added
CELG CELGENE CORP–0.5%$243m1.67m−7.5%reduced
PYPL PAYPAL HLDGS INCFinancial Services0.5%$241m3.77m−56%reduced
TSLA TESLA INCConsumer Cyclical0.5%$241m705,618+149%added
S9Q SPIRIT AEROSYSTEMS HLDGS INC–0.5%$238m3.06m+17%added
T MOBILE US INC no ticker–0.4%$230m2.30m+2.2%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.4%$226m3.29m+11%added
WBA WALGREENS BOOTS ALLIANCE INC–0.4%$222m2.88m−2.1%reduced
MU MICRON TECHNOLOGY INCTechnology0.4%$221m5.63m+687%added
GILD GILEAD SCIENCES INCHealthcare0.4%$221m2.73m−63%reduced
RTN1USD RAYTHEON CO–0.4%$220m1.18m−11%reduced
EBAY EBAY INC.Consumer Cyclical0.4%$216m5.62m+166%added
HSY HERSHEY COConsumer Defensive0.4%$212m1.94m−6.0%reduced
PVH PVH CORPORATIONConsumer Cyclical0.4%$212m1.68m−16%reduced
FIS FIDELITY NATL INFORMATION SVTechnology0.4%$212m2.27m+10%added
GS GOLDMAN SACHS GROUP INCFinancial Services0.4%$209m882,552−17%reduced
LIBERTY MEDIA CORP DEL no ticker–0.4%$203m4.84m+2.6%added

Exited since Q2 2017

263 rows
MOBILEYE N V AMSTELVEEN no ticker0.1%$72.4m
TESORO CORP no ticker0.1%$63.0m
ARCONIC INC no ticker0.10%$49.4m
WEBMD HEALTH CORP no ticker0.09%$44.2m
CSX CSX CORP0.07%$35.4m
TAL ED GROUP no ticker0.07%$35.0m
NORD ANGLIA EDUCATION INC no ticker0.07%$33.5m
MERCADOLIBRE INC no ticker0.06%$30.4m
ALLIED WRLD ASSUR COM HLDG A no ticker0.05%$24.6m
DOW CHEM CO no ticker0.05%$23.2m
MICRON TECHNOLOGY INC no ticker0.05%$22.7m
CLIFFS NAT RES INC no ticker0.05%$22.3m
BECTON DICKINSON & CO no ticker0.04%$21.9m
NEWPARK RES INC no ticker0.04%$20.8m
GREAT PLAINS ENERGY INC no ticker0.04%$19.9m
WEBMD HEALTH CORP no ticker0.04%$19.2m
MEDICINES CO no ticker0.04%$18.9m
CONYERS PK ACQUISITION no ticker0.04%$17.7m
SWIFT TRANSN CO no ticker0.03%$16.9m
KCG HLDGS INC no ticker0.03%$16.5m
CABELAS INC no ticker0.03%$16.2m
FLT1EUR FLEETCOR TECHNOLOGIES INC0.03%$14.7m
BROOKDALE SR LIVING INC no ticker0.03%$13.9m
NEU NEWMARKET CORP0.03%$13.6m
PALO ALTO NETWORKS INC no ticker0.03%$13.1m
PPL PPL CORP0.02%$10.9m
CIEN CIENA CORP0.02%$10.8m
D DOMINION ENERGY INC0.02%$9.9m
L3 TECHNOLOGIES INC no ticker0.02%$9.5m
VEEV VEEVA SYS INC0.02%$8.6m
SHORETEL INC no ticker0.02%$8.2m
VCA INC no ticker0.02%$7.8m
HLT HILTON WORLDWIDE HLDGS INC0.02%$7.7m
ING GROEP N V no ticker0.01%$7.2m
SPECTRANETICS CORP no ticker0.01%$7.1m
MEDIDATA SOLUTIONS INC no ticker0.01%$7.0m
ALBANY MOLECULAR RESH INC no ticker0.01%$6.9m
HSBC HLDGS PLC no ticker0.01%$6.2m
CHRW C H ROBINSON WORLDWIDE INC0.01%$6.0m
TWENTY FIRST CENTY FOX INC no ticker0.01%$5.7m
NEUSTAR INC no ticker0.01%$5.6m
EXP EAGLE MATERIALS INC0.01%$5.4m
ICONIX BRAND GROUP INC no ticker0.01%$5.3m
SILVER STD RES INC no ticker0.01%$5.2m
SG7 SAGE THERAPEUTICS INC0.01%$5.1m
CX CEMEX SAB DE CV0.01%$5.1m
STARWOOD PPTY TR INC no ticker0.01%$5.0m
PKG PACKAGING CORP AMER0.01%$5.0m
TXRH TEXAS ROADHOUSE INC0.01%$4.9m
M/I HOMES INC no ticker0.01%$4.8m

Sector mix

  • Unclassified30.0%
  • Technology15.2%
  • Consumer Cyclical10.1%
  • Healthcare9.1%
  • Financial Services8.5%
  • Communication Services7.4%
  • Consumer Defensive6.1%
  • Industrials5.2%
  • Energy3.5%
  • Basic Materials2.7%
  • Real Estate1.2%
  • Utilities1.0%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters