WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q4 2019

Hedge fundSEC filingsCompare with another fundHoldings as of 2019-12-31, filed 2020-02-14

D. E. Shaw & Co., Inc. disclosed 2609 US equity positions worth $64.8bn in its Q4 2019 13F filing. Its largest position is AAPL at 1.9% of the reported book, followed by MSFT and AMZN. Versus Q3 2019 it opened 372 new positions, added to 1030, reduced 1143 and exited 280.

$64.8bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,609
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.9%
Largest position
The largest single position as a share of the reported equity book.
13.1%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
261
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2019: 372 new, 1030 added, 1143 reduced, 280 exited

50 of 2,609
AAPL APPLE INCTechnology1.9%$1.2bn4.17m+31%added
MSFT MICROSOFT CORPTechnology1.8%$1.1bn7.26m−13%reduced
AMZN AMAZON COM INCConsumer Cyclical1.7%$1.1bn600,313+94%added
LOW LOWES COS INCConsumer Cyclical1.6%$1.0bn8.73m−6.3%reduced
JNJ JOHNSON & JOHNSONHealthcare1.4%$892m6.12m−18%reduced
VRSN VERISIGN INCTechnology1.0%$651m3.38m+4.6%added
ADBE ADOBE INCTechnology1.0%$640m1.94m+114%added
COP CONOCOPHILLIPSEnergy1.0%$625m9.62m−35%reduced
EMR Emerson Electric Inc.Industrials1.0%$622m8.16m+1297%added
C CITIGROUP INCFinancial Services0.8%$522m6.54m−3.6%reduced
V VISA INCFinancial Services0.8%$509m2.71m−15%reduced
TSLA TESLA INCConsumer Cyclical0.8%$501m1.20m–new
META META PLATFORMS INCCommunication Services0.8%$495m2.41m+7.4%added
BIIB BIOGEN INCHealthcare0.7%$470m1.58m−41%reduced
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.7%$450m1.53m+75%added
A AGILENT TECHNOLOGIES INCHealthcare0.7%$427m5.01m−0.7%reduced
PYPL PAYPAL HLDGS INCFinancial Services0.6%$407m3.77m−4.7%reduced
RCL ROYAL CARIBBEAN CRUISES LTDConsumer Cyclical0.6%$407m3.05m−3.1%reduced
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.6%$398m1.88m−70%reduced
CL COLGATE PALMOLIVE COConsumer Defensive0.6%$398m5.78m+37%added
NFLX NETFLIX INC.Communication Services0.6%$393m1.22m+843%added
ABBV ABBVIE INCHealthcare0.6%$363m4.10m−22%reduced
DOCU DOCUSIGN INCTechnology0.6%$361m4.87m+36%added
MU MICRON TECHNOLOGY INCTechnology0.5%$353m6.56m+0.5%held
PEP PEPSICO INCConsumer Defensive0.5%$337m2.47m−5.6%reduced
SBUX STARBUCKS CORPConsumer Cyclical0.5%$330m3.75m−8.7%reduced
ADP AUTOMATIC DATA PROCESSING INTechnology0.5%$327m1.92m−18%reduced
DIS DISNEY WALT COCommunication Services0.5%$325m2.25m+85%added
ICE INTERCONTINENTAL EXCHANGE INFinancial Services0.5%$324m3.50m+29%added
HONGBP HONEYWELL INTL INC–0.5%$323m1.83m+1.6%added
IQV IQVIA HLDGS INCHealthcare0.5%$321m2.08m+0.4%held
MA MASTERCARD INCFinancial Services0.5%$320m1.07m+377%added
GILD GILEAD SCIENCES INCHealthcare0.5%$315m4.85m−12%reduced
VZ VERIZON COMMUNICATIONS INCCommunication Services0.5%$313m5.09m+20%added
DD DUPONT DE NEMOURS INCBasic Materials0.5%$311m4.84m+197%added
GE GENERAL ELECTRIC COIndustrials0.5%$311m27.83m+866%added
ARNCCHF ARCONIC INC–0.5%$308m10.02m−4.8%reduced
BKNG BOOKING HOLDINGS INCConsumer Cyclical0.5%$307m149,664−28%reduced
GOOGL ALPHABET INCCommunication Services0.4%$291m217,584+2.7%added
AMD ADVANCED MICRO DEVICES INCTechnology0.4%$278m6.07m+738%added
WMT WALMART INCConsumer Defensive0.4%$275m2.31m−40%reduced
EA ELECTRONIC ARTS INCCommunication Services0.4%$268m2.49m+40%added
MCD MCDONALDS CORPConsumer Cyclical0.4%$258m1.31m−34%reduced
EBAY EBAY INC.Consumer Cyclical0.4%$256m7.09m+173%added
BRK/B BERKSHIRE HATHAWAY INC DEL–0.4%$249m1.10m+13%added
PG PROCTER & GAMBLE COConsumer Defensive0.4%$241m1.93m−21%reduced
TJX TJX COS INC NEWConsumer Cyclical0.4%$239m3.92m−21%reduced
ULTA ULTA BEAUTY INCConsumer Cyclical0.4%$238m940,748+294%added
INTC INTEL CORPTechnology0.4%$237m3.96m−54%reduced
LULU LULULEMON ATHLETICA INCConsumer Cyclical0.4%$237m1.02m−13%reduced

Exited since Q3 2019

280 rows
CELG CELGENE CORP0.7%$460m
SYMCEUR SYMANTEC CORP0.2%$103m
CTRPUSD CTRIP COM INTL LTD0.1%$74.7m
CIMPRESS N V no ticker0.09%$58.2m
XLU SELECT SECTOR SPDR TR0.07%$45.3m
HCP INC no ticker0.06%$37.4m
INSULET CORP no ticker0.05%$33.4m
BF/B BROWN FORMAN CORP0.05%$32.9m
GPN GLOBAL PMTS INC0.04%$27.6m
GWRUSD GENESEE & WYO INC0.04%$27.2m
VSMEUR VERSUM MATLS INC0.04%$25.9m
ONCEEUR SPARK THERAPEUTICS INC0.04%$24.4m
ACORDA THERAPEUTICS INC no ticker0.04%$23.5m
HAS HASBRO INC0.03%$21.3m
XLF SELECT SECTOR SPDR TR0.03%$16.9m
RTECEUR RUDOLPH TECHNOLOGIES INC0.03%$16.2m
SGENEUR SEATTLE GENETICS INC0.02%$15.2m
CTVA CORTEVA INC0.02%$14.4m
NXP SEMICONDUCTORS N V no ticker0.02%$14.2m
RENEWABLE ENERGY GROUP INC no ticker0.02%$13.6m
KNX KNIGHT-SWIFT TRANSN HLDGS IN0.02%$13.3m
CENTERPOINT ENERGY INC no ticker0.02%$12.8m
BID1EUR SOTHEBYS0.02%$12.6m
SIVBEUR SVB FINANCIAL GROUP0.02%$12.0m
LEA LEAR CORP0.02%$12.0m
TWITTER INC no ticker0.02%$11.9m
VERASTEM INC no ticker0.02%$11.7m
SIBANYE STILLWATER no ticker0.02%$11.7m
EXACT SCIENCES CORP no ticker0.02%$9.9m
OIEUR OWENS ILL INC0.01%$9.3m
FINISAR CORP no ticker0.01%$9.2m
ARBOR RLTY TR INC no ticker0.01%$9.2m
AQUA AMERICA INC no ticker0.01%$9.1m
CVRSEUR CORINDUS VASCULAR ROBOTICS I0.01%$8.5m
VIAB VIACOM INC NEW0.01%$8.2m
CHEGG INC no ticker0.01%$7.7m
CBS CORP NEW no ticker0.01%$7.3m
CJ1EUR C&J ENERGY SVCS INC NEW0.01%$6.9m
ALLKGUSD ALLAKOS INC0.01%$6.7m
TYPEUSD MONOTYPE IMAGING HOLDINGS IN0.01%$6.6m
NTRS NORTHERN TR CORP0.01%$6.2m
NGG NATIONAL GRID PLC0.01%$5.5m
JEF JEFFERIES FINANCIAL GROUP IN0.01%$5.3m
SKT TANGER INC0.01%$5.2m
LTXBUSD LEGACY TEX FINL GROUP INC0.01%$4.9m
GHDX GENOMIC HEALTH INC0.01%$4.8m
IYR ISHARES TR0.01%$4.7m
XRT SPDR SERIES TRUST0.01%$4.6m
KNSL KINSALE CAP GROUP INC0.01%$4.6m
ENVESTNET INC no ticker0.01%$4.5m

Sector mix

  • Unclassified20.2%
  • Technology18.0%
  • Consumer Cyclical14.8%
  • Healthcare10.9%
  • Financial Services9.3%
  • Consumer Defensive6.1%
  • Communication Services6.1%
  • Industrials6.1%
  • Energy2.9%
  • Utilities2.1%
  • Basic Materials1.9%
  • Real Estate1.6%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters