WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2021

Hedge fundSEC filingsCompare with another fundHoldings as of 2021-09-30, filed 2021-11-15

D. E. Shaw & Co., Inc. disclosed 3572 US equity positions worth $78.3bn in its Q3 2021 13F filing. Its largest position is MSFT at 2.3% of the reported book, followed by AAPL and TSLA. Versus Q2 2021 it opened 690 new positions, added to 1352, reduced 1316 and exited 603.

$78.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
3,572
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.3%
Largest position
The largest single position as a share of the reported equity book.
12.5%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
281
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2021: 690 new, 1352 added, 1316 reduced, 603 exited

50 of 3,572
MSFT MICROSOFT CORPTechnology2.3%$1.8bn6.40m+9.4%added
AAPL APPLE INCTechnology1.8%$1.4bn9.94m−42%reduced
TSLA TESLA INCConsumer Cyclical1.3%$1.0bn1.34m−17%reduced
BKNG BOOKING HOLDINGS INCConsumer Cyclical1.2%$975m410,540+107%added
SNAP SNAP INCCommunication Services1.2%$959m99.74m+2.9%added
AMZN AMAZON COM INCConsumer Cyclical1.0%$767m233,513−38%reduced
ATVIEUR ACTIVISION BLIZZARD INC–1.0%$765m9.89m+1083%added
NVDA NVIDIA CORPORATIONTechnology1.0%$759m3.66m+358%added
NFLX NETFLIX INC.Communication Services0.9%$686m1.12m−4.9%reduced
XLNXEUR XILINX INC–0.8%$632m4.19m+159%added
MPC Marathon Petroleum CorpEnergy0.8%$631m10.21m+14%added
GOOGL ALPHABET INCCommunication Services0.8%$627m234,609−41%reduced
WMT WALMART INCConsumer Defensive0.8%$618m4.44m−18%reduced
MA MASTERCARD INCFinancial Services0.8%$594m1.71m+11%added
INTC INTEL CORPTechnology0.7%$532m9.99m+9.0%added
GOOG ALPHABET INCCommunication Services0.7%$522m195,739−27%reduced
CRWD CROWDSTRIKE HLDGS INCTechnology0.7%$518m2.11m0.0%held
DIS DISNEY WALT COCommunication Services0.6%$505m2.98m−23%reduced
ZS ZSCALER INCTechnology0.6%$486m134.56m+27544%added
UBER UBER TECHNOLOGIES INCTechnology0.6%$474m10.57m+26%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.6%$457m3.09m+3175%added
QCOM QUALCOMM INCTechnology0.6%$439m3.40m−42%reduced
F FORD MTR COConsumer Cyclical0.5%$422m29.83m−34%reduced
EXPE EXPEDIA GROUP INCConsumer Cyclical0.5%$405m2.47m+24%added
KO COCA COLA COConsumer Defensive0.5%$396m7.56m−15%reduced
AMD ADVANCED MICRO DEVICES INCTechnology0.5%$393m3.82m−40%reduced
DICKS SPORTING GOODS INC no ticker–0.5%$385m104.64m+45%added
COST COSTCO WHOLESALE CORPORATIONConsumer Defensive0.5%$377m838,957−45%reduced
W WAYFAIR INCConsumer Cyclical0.5%$371m184.55m+26%added
BRK/B BERKSHIRE HATHAWAY INC DEL–0.4%$347m1.27m+67%added
EXE EXPAND ENERGY CORPORATIONEnergy0.4%$343m5.57m−11%reduced
LVS LAS VEGAS SANDS CORPConsumer Cyclical0.4%$326m8.91m+52%added
DEXCOM INC no ticker–0.4%$324m97.40m0.0%held
CMG CHIPOTLE MEXICAN GRILL INCConsumer Cyclical0.4%$324m178,296+470%added
NUANEUR NUANCE COMMUNICATIONS INC–0.4%$319m5.79m+1.4%added
TJX TJX COS INC NEWConsumer Cyclical0.4%$318m4.82m−27%reduced
LIBERTY MEDIA CORP DEL no ticker–0.4%$317m6.68m−7.7%reduced
VRTX VERTEX PHARMACEUTICALS INCHealthcare0.4%$311m1.71m+121%added
CAT CATERPILLAR INCIndustrials0.4%$309m1.61m+563%added
TMO THERMO FISHER SCIENTIFIC INCHealthcare0.4%$302m528,905+138%added
EXMOC EXXON MOBIL CORP–0.4%$302m5.13m+29%added
MRNA MODERNA INCHealthcare0.4%$290m753,763−55%reduced
IHS MARKIT LTD no ticker–0.4%$279m2.39m−34%reduced
TGT TARGET CORPConsumer Defensive0.3%$270m1.18m−32%reduced
VRSN VERISIGN INCTechnology0.3%$269m1.31m−15%reduced
AMGN AMGEN INCHealthcare0.3%$267m1.26m+9.6%added
MRK MERCK & CO. INCHealthcare0.3%$266m3.55m−8.4%reduced
NEE NEXTERA ENERGY INCUtilities0.3%$264m3.37m−29%reduced
NCL CORP LTD no ticker–0.3%$264m123.30m+7.7%added
EOG EOG Resources IncEnergy0.3%$258m3.21m+181%added

Exited since Q2 2021

603 rows
TERADYNE INC no ticker0.3%$244m
SYNAPTICS INC no ticker0.3%$234m
ALXN ALEXION PHARMACEUTICALS INC0.3%$228m
RH no ticker0.2%$217m
LBEUR L BRANDS INC0.2%$198m
SLACK TECHNOLOGIES INC no ticker0.2%$144m
WORK SLACK TECHNOLOGIES INC0.2%$131m
PROOFPOINT INC no ticker0.1%$124m
SNAP INC no ticker0.1%$109m
PFPT PROOFPOINT INC0.1%$103m
PRICELINE GRP INC no ticker0.1%$99.9m
MXIM MAXIM INTEGRATED PRODS INC0.1%$95.6m
HUBSPOT INC no ticker0.1%$87.9m
SPCE VIRGIN GALACTIC HOLDINGS INC0.10%$85.1m
CB CHUBB LIMITED0.09%$76.1m
NUTANIX INC no ticker0.09%$75.6m
ZILLOW GROUP INC no ticker0.09%$75.6m
TWITTER INC no ticker0.08%$69.4m
APELLIS PHARMACEUTICALS INC no ticker0.08%$68.9m
INTERNATIONAL FLAVORS&FRAGRA no ticker0.08%$67.9m
R6C2 ROYAL DUTCH SHELL PLC0.07%$59.2m
CANTEL MED CORP no ticker0.07%$57.6m
TRIP COM GROUP LTD no ticker0.07%$57.0m
ALGONQUIN PWR UTILS CORP no ticker0.07%$56.9m
PRAH PRA HEALTH SCIENCES INC0.06%$56.0m
GDX VANECK ETF TRUST0.06%$52.5m
BTI BRITISH AMERN TOB PLC0.05%$46.4m
JAZZ INVESTMENTS I LTD no ticker0.05%$44.8m
QTS QTS RLTY TR INC0.05%$44.1m
VIAVI SOLUTIONS INC no ticker0.05%$41.5m
BBBYEUR BED BATH & BEYOND INC0.05%$40.9m
LEVGQCAD THE LION ELECTRIC COMPANY0.04%$38.9m
APH AMPHENOL CORP0.04%$38.5m
XLE SELECT SECTOR SPDR TR0.04%$35.6m
HOME AT HOME GROUP INC0.04%$34.3m
LUMINEX CORP DEL no ticker0.03%$26.7m
PFGC PERFORMANCE FOOD GROUP CO0.03%$26.4m
EIX EDISON INTL0.03%$26.1m
DIDI GLOBAL INC no ticker0.02%$21.2m
WEN The Wendy's Co0.02%$21.1m
J2 GLOBAL INC no ticker0.02%$20.1m
SJR/BEUR SHAW COMMUNICATIONS INC0.02%$19.3m
NI NISOURCE INC0.02%$18.7m
CM LIFE SCIENCES INC no ticker0.02%$16.8m
COIN COINBASE GLOBAL INC0.02%$16.4m
SOARING EAGLE ACQUISITION CO no ticker0.02%$15.8m
ALLSCRIPTS HEALTHCARE SOLUTN no ticker0.02%$15.8m
ELLIOTT OPPORTUNITY II CORP no ticker0.02%$15.0m
LANDCADIA HOLDINGS IV INC no ticker0.02%$14.9m
AMRSEUR AMYRIS INC0.02%$14.1m

Sector mix

  • Unclassified25.1%
  • Technology18.4%
  • Consumer Cyclical14.3%
  • Healthcare8.8%
  • Communication Services7.5%
  • Financial Services6.9%
  • Industrials5.7%
  • Energy4.2%
  • Consumer Defensive4.2%
  • Real Estate1.8%
  • Basic Materials1.8%
  • Utilities1.2%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters