WhaleCreep

D. E. Shaw & Co., Inc. 13F holdings, Q3 2014

Hedge fundSEC filingsCompare with another fundHoldings as of 2014-09-30, filed 2014-11-14

D. E. Shaw & Co., Inc. disclosed 2340 US equity positions worth $49.6bn in its Q3 2014 13F filing. Its largest position is AAPL at 2.4% of the reported book, followed by BRK/B and PSX. Versus Q2 2014 it opened 420 new positions, added to 889, reduced 971 and exited 395.

$49.6bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,340
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.4%
Largest position
The largest single position as a share of the reported equity book.
15.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
198
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
52
Quarters on file since Q3 2013
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2014: 420 new, 889 added, 971 reduced, 395 exited

50 of 2,340
AAPL APPLE INCTechnology2.4%$1.2bn11.66m−2.0%reduced
BRK/B BERKSHIRE HATHAWAY INC DEL–1.8%$896m6.49m−11%reduced
PSX PHILLIPS 66Energy1.7%$845m10.39m+4.5%added
TIME WARNER CABLE INC no ticker–1.7%$835m5.82m+12%added
YAHOO INC no ticker–1.6%$797m19.57m+21%added
LYONDELLBASELL INDUSTRIES NV no ticker–1.5%$740m6.81m−0.8%reduced
EBAY EBAY INC.Consumer Cyclical1.3%$622m10.98m+37%added
MPC Marathon Petroleum CorpEnergy1.2%$618m7.30m−6.3%reduced
VLO VALERO ENERGY CORPEnergy1.2%$606m13.09m+25%added
PRICELINE GRP INC no ticker–1.2%$578m499,018+66%added
MU MICRON TECHNOLOGY INCTechnology1.1%$566m16.51m+46%added
AIG American International GroupFinancial Services1.0%$515m9.54m+14%added
C CITIGROUP INCFinancial Services1.0%$482m9.31m−20%reduced
NFLX NETFLIX INC.Communication Services0.9%$462m1.02m+59%added
LIBERTY GLOBAL PLC no ticker–0.9%$431m10.50m−17%reduced
LIBERTY MEDIA CORP DELAWARE no ticker–0.9%$422m8.99m–new
TESORO CORP no ticker–0.8%$394m6.46m−24%reduced
GILD GILEAD SCIENCES INCHealthcare0.8%$382m3.59m+173%added
MSFT MICROSOFT CORPTechnology0.8%$378m8.15m+21%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical0.7%$360m4.05m–new
MONSANTO CO NEW no ticker–0.7%$358m3.18m+72%added
PG PROCTER & GAMBLE COConsumer Defensive0.7%$348m4.15m+69%added
HEWLETT PACKARD CO no ticker–0.7%$339m9.56m+682%added
STZ CONSTELLATION BRANDS INCConsumer Defensive0.7%$334m3.84m−12%reduced
CF CF Industries Holdings IncBasic Materials0.7%$333m1.19m+16%added
DOW CHEM CO no ticker–0.6%$317m6.05m+80%added
PFE PFIZER INCHealthcare0.6%$304m10.27m+563%added
IP INTERNATIONAL PAPER COConsumer Cyclical0.6%$302m6.32m+86%added
DVA DAVITA INCHealthcare0.6%$301m4.12m+9.1%added
CNI CANADIAN NATL RY COIndustrials0.6%$294m4.14m+7.1%added
ALSN ALLISON TRANSMISSION HLDGS IConsumer Cyclical0.6%$282m9.89m+2.4%added
MRK MERCK & CO. INCHealthcare0.5%$271m4.57m+16%added
COVIDIEN PLC no ticker–0.5%$268m3.10m+218%added
LIBERTY MEDIA CORP DELAWARE no ticker–0.5%$265m5.62m+31%added
IBM INTERNATIONAL BUSINESS MACHSTechnology0.5%$253m1.33m+147%added
GE GENERAL ELECTRIC COIndustrials0.5%$250m9.77m−48%reduced
WMT WALMART INCConsumer Defensive0.5%$250m3.27m−15%reduced
TWENTY FIRST CENTY FOX INC no ticker–0.5%$241m7.24m−31%reduced
HERTZ GLOBAL HOLDINGS INC no ticker–0.5%$232m9.12m+2.9%added
WFC WELLS FARGO & COFinancial Services0.5%$228m4.40m+41%added
HFCUSD HOLLYFRONTIER CORP–0.4%$220m5.04m+21%added
DIRECTV no ticker–0.4%$213m2.46m−26%reduced
LIBERTY INTERACTIVE CORP no ticker–0.4%$210m7.37m+28%added
MCGRAW HILL FINL INC no ticker–0.4%$207m2.45m+4.6%added
HCA HCA HEALTHCARE INCHealthcare0.4%$206m2.92m+20%added
OXY OCCIDENTAL PETE CORPEnergy0.4%$204m2.13m−43%reduced
JNJ JOHNSON & JOHNSONHealthcare0.4%$203m1.90m−2.4%reduced
ALLERGAN INC no ticker–0.4%$198m1.11m+47%added
VRSN VERISIGN INCTechnology0.4%$190m3.45m−8.9%reduced
TYCO INTERNATIONAL LTD no ticker–0.4%$186m4.18m−6.4%reduced

Exited since Q2 2014

395 rows
FOREST LABS INC no ticker1.2%$602m
HILLSHIRE BRANDS CO no ticker0.3%$126m
MICROS SYS INC no ticker0.2%$96.2m
FURIEX PHARMACEUTICALS INC no ticker0.2%$85.4m
QUESTCOR PHARMACEUTICALS INC no ticker0.10%$48.5m
WELLPOINT INC no ticker0.08%$40.3m
INTERMUNE INC no ticker0.08%$39.8m
RACKSPACE HOSTING INC no ticker0.08%$38.1m
POT1EUR POTASH CORP SASK INC0.06%$27.1m
FIDELITY NATIONAL FINANCIAL no ticker0.05%$23.1m
M Macy's, Inc0.04%$20.4m
CRREUR CARBO CERAMICS INC0.04%$19.3m
IXIA no ticker0.04%$17.5m
LIVE NATION ENTERTAINMENT IN no ticker0.03%$17.0m
INTERMUNE INC no ticker0.03%$14.3m
IDENIX PHARMACEUTICALS INC no ticker0.03%$13.7m
HAS HASBRO INC0.03%$13.6m
BARNES GROUP INC no ticker0.03%$13.4m
TSM TAIWAN SEMICONDUCTOR MANUFAC0.03%$13.2m
WM WASTE MGMT INC DEL0.03%$13.0m
CMS CMS ENERGY CORP0.02%$11.7m
FSLR FIRST SOLAR INC0.02%$11.1m
SALIX PHARMACEUTICALS INC no ticker0.02%$10.8m
MHK MOHAWK INDS INC0.02%$10.7m
TRN Trinity Industries Inc0.02%$9.9m
PBR PETROLEO BRASILEIRO S A0.02%$9.4m
BAP CREDICORP LTD0.02%$9.4m
NPS PHARMACEUTICALS INC no ticker0.02%$8.7m
FRCB FIRST REP BK SAN FRANCISCO C0.02%$8.4m
TWTRUSD TWITTER INC0.02%$7.7m
NEWCASTLE INVT CORP no ticker0.02%$7.7m
PCRX PACIRA BIOSCIENCES INC0.02%$7.5m
PSEC PROSPECT CAP CORP0.01%$7.3m
MTB M & T BK CORP0.01%$7.2m
GROUP 1 AUTOMOTIVE INC no ticker0.01%$7.2m
DWREEUR DEMANDWARE INC0.01%$7.1m
DFSEUR DISCOVER FINL SVCS0.01%$6.9m
EMERITUS CORP no ticker0.01%$6.7m
KMT KENNAMETAL INC0.01%$6.7m
FEDERAL RLTY INVT TR no ticker0.01%$6.7m
OPENTABLE INC no ticker0.01%$6.5m
EXP EAGLE MATERIALS INC0.01%$6.3m
BDN BRANDYWINE RLTY TR0.01%$6.3m
CRZOEUR CARRIZO OIL & GAS INC0.01%$6.2m
HATTERAS FINL CORP no ticker0.01%$5.7m
SNEUR SANCHEZ ENERGY CORP0.01%$5.4m
CVA1EUR COVANTA HLDG CORP0.01%$5.2m
EBIXEUR EBIX INC0.01%$5.0m
ARRIS GROUP INC NEW no ticker0.01%$4.9m
SUSSER HLDGS CORP no ticker0.01%$4.8m

Sector mix

  • Unclassified43.4%
  • Technology9.7%
  • Consumer Cyclical8.9%
  • Healthcare7.4%
  • Energy7.1%
  • Industrials6.3%
  • Financial Services5.9%
  • Consumer Defensive3.9%
  • Communication Services2.7%
  • Basic Materials2.6%
  • Real Estate1.7%
  • Utilities0.4%

Book over time

Every quarter on file (52)
QuarterPositionsEquity book
Q2 20263,428$162bn
Q1 20263,161$127bn
Q4 20253,127$132bn
Q3 20253,082$124bn
Q2 20253,031$100bn
Q1 20252,982$84.3bn
Q4 20242,930$90.9bn
Q3 20243,076$76.5bn
Q2 20243,111$71.3bn
Q1 20243,050$78.0bn
Q4 20233,021$69.3bn
Q3 20232,982$60.5bn
Q2 20233,022$64.1bn
Q1 20233,234$62.1bn
Q4 20223,536$59.1bn
Q3 20223,813$57.0bn
Q2 20224,060$61.5bn
Q1 20224,180$76.1bn
Q4 20213,904$82.0bn
Q3 20213,572$78.3bn
Q2 20213,485$86.9bn
Q1 20212,904$81.5bn
Q4 20202,677$83.0bn
Q3 20202,535$74.5bn
Q2 20202,587$66.6bn
Q1 20202,625$51.2bn
Q4 20192,609$64.8bn
Q3 20192,517$62.1bn
Q2 20192,564$65.0bn
Q1 20192,511$61.3bn
Q4 20182,531$55.2bn
Q3 20182,491$63.8bn
Q2 20182,540$60.9bn
Q1 20182,472$59.3bn
Q4 20172,490$56.0bn
Q3 20172,452$51.5bn
Q2 20172,382$49.6bn
Q1 20172,388$47.4bn
Q4 20162,457$44.3bn
Q3 20162,462$43.5bn
Q2 20162,503$43.2bn
Q1 20162,550$45.9bn
Q4 20152,602$50.0bn
Q3 20152,523$52.2bn
Q2 20152,597$52.4bn
Q1 20152,490$51.2bn
Q4 20142,458$51.5bn
Q3 20142,340$49.6bn
Q2 20142,315$49.1bn
Q1 20142,285$47.8bn
Q4 20132,428$43.3bn
Q3 20132,354$37.4bn

Where D. E. Shaw & Co., Inc. was early

1 row
SPGI S&P GLOBAL INCQ2 201623 of 2470.3%1.0%38Held at last filing, Q2 2026+280%

Concentration and tenure

2.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
13.1%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
4
Median completed holding, quarters