WhaleCreep

Marshall Wace, LLP 13F holdings, Q3 2021

Hedge fundSEC filingsCompare with another fundHoldings as of 2021-09-30, filed 2021-11-15

Marshall Wace, LLP disclosed 2330 US equity positions worth $20.2bn in its Q3 2021 13F filing. Its largest position is BIOHAVEN PHARMACTL HLDG CO L at 1.9% of the reported book, followed by BIO and MSFT. Versus Q2 2021 it opened 971 new positions, added to 708, reduced 557 and exited 682.

$20.2bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
2,330
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
1.9%
Largest position
The largest single position as a share of the reported equity book.
12.1%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
314
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
50
Quarters on file since Q1 2014
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2021: 971 new, 708 added, 557 reduced, 682 exited

50 of 2,330
BIOHAVEN PHARMACTL HLDG CO L no ticker–1.9%$378m2.72m−0.5%reduced
BIO BIO RAD LABS INCHealthcare1.6%$328m439,344+1.0%added
MSFT MICROSOFT CORPTechnology1.3%$269m952,690−9.8%reduced
TFX TELEFLEX INCORPORATEDHealthcare1.3%$259m688,909−25%reduced
ABNB AIRBNB INCConsumer Cyclical1.2%$234m1.40m+45%added
TMO THERMO FISHER SCIENTIFIC INCHealthcare1.1%$231m403,753−19%reduced
AMZN AMAZON COM INCConsumer Cyclical1.1%$222m67,486−17%reduced
ACCENTURE PLC IRELAND no ticker–0.9%$175m547,476+51%added
AAPL APPLE INCTechnology0.9%$172m1.22m−7.2%reduced
SGENUSD SEAGEN INC–0.8%$162m956,612+544%added
SE SEA LTDConsumer Cyclical0.8%$160m43.23m+127%added
NTRA NATERA INCHealthcare0.8%$152m1.36m+7.2%added
RGEN REPLIGEN CORPHealthcare0.7%$150m520,130−26%reduced
UBER UBER TECHNOLOGIES INCTechnology0.7%$142m3.16m+1093%added
CANADIAN PAC RY LTD no ticker–0.7%$140m2.15m+398%added
CRL CHARLES RIV LABS INTL INCHealthcare0.6%$125m302,537+7.0%added
ZTS ZOETIS INCHealthcare0.6%$117m601,137−37%reduced
TECH BIO-TECHNE CORPHealthcare0.6%$112m230,620+197%added
IBKR INTERACTIVE BROKERS GROUP INFinancial Services0.5%$108m1.73m+29%added
SKIN SKINHEALTH SYSTEMS INCConsumer Defensive0.5%$107m4.11m–new
WST WEST PHARMACEUTICAL SVSC INCHealthcare0.5%$106m249,099+60%added
SKAA SKECHERS U S A INC–0.5%$103m2.46m+43%added
TWST TWIST BIOSCIENCE CORPHealthcare0.5%$101m948,490−6.3%reduced
VRTX VERTEX PHARMACEUTICALS INCHealthcare0.5%$101m556,678+1.0%added
DVAX DYNAVAX TECHNOLOGIES CORP–0.5%$98.3m5.12m–new
AMD ADVANCED MICRO DEVICES INCTechnology0.5%$94.1m914,781+701%added
NSTGEUR NANOSTRING TECHNOLOGIES INC–0.5%$92.3m1.92m+1.6%added
GOOGL ALPHABET INCCommunication Services0.4%$86.2m32,235+7.4%added
ITCIEUR INTRA-CELLULAR THERAPIES INC–0.4%$85.6m2.30m−17%reduced
INSP INSPIRE MED SYS INCHealthcare0.4%$85.3m366,149−16%reduced
GIS GENERAL MILLS INCConsumer Defensive0.4%$84.0m1.40m+277%added
VMWEUR VMWARE INC–0.4%$83.6m562,305+42%added
TRU TRANSUNIONFinancial Services0.4%$83.0m738,751−1.8%reduced
XPEV XPENG INCConsumer Cyclical0.4%$80.7m2.27m+145%added
DAVA ENDAVA PLCTechnology0.4%$78.5m578,204−10%reduced
QTRX QUANTERIX CORPHealthcare0.4%$77.5m1.56m+10.0%added
SPGI S&P GLOBAL INCFinancial Services0.4%$75.1m176,793+134%added
MRVI MARAVAI LIFESCIENCES HLDGS IHealthcare0.4%$73.0m1.49m+1912%added
NFLX NETFLIX INC.Communication Services0.4%$72.8m119,271−51%reduced
JNJ JOHNSON & JOHNSONHealthcare0.4%$71.8m444,876+8.6%added
CVX CHEVRON CORPORATIONEnergy0.3%$70.2m691,742−31%reduced
VEEV VEEVA SYS INCHealthcare0.3%$69.8m242,113+346%added
XLNXEUR XILINX INC–0.3%$69.1m457,839+142%added
T AT&T INCCommunication Services0.3%$68.6m2.54m−16%reduced
GOOG ALPHABET INCCommunication Services0.3%$67.7m25,385−28%reduced
PFE PFIZER INCHealthcare0.3%$66.6m1.55m+3862%added
NKE NIKE INCConsumer Cyclical0.3%$65.2m448,998−25%reduced
CG CARLYLE GROUP INCFinancial Services0.3%$64.6m1.37m+907%added
FUBO FUBOTV INCCommunication Services0.3%$63.9m2.67m+121%added
REGN REGENERON PHARMACEUTICALSHealthcare0.3%$62.9m103,972+44%added

Exited since Q2 2021

682 rows
VIPS VIPSHOP HOLDINGS LIMITED0.3%$58.7m
PFPT PROOFPOINT INC0.3%$50.5m
WMT WALMART INC0.2%$43.4m
GH GUARDANT HEALTH INC0.2%$41.8m
HAPN HAPPEN INC0.2%$40.5m
LULU LULULEMON ATHLETICA INC0.2%$39.8m
ARVN ARVINAS INC0.2%$39.4m
EL LAUDER ESTEE COS INC0.2%$39.1m
TTD THE TRADE DESK INC0.2%$38.2m
MXIM MAXIM INTEGRATED PRODS INC0.2%$37.3m
SNAP SNAP INC0.2%$33.8m
TRV TRAVELERS COMPANIES INC0.2%$33.5m
UHS UNIVERSAL HLTH SVCS INC0.2%$29.6m
BA BOEING CO0.2%$29.5m
WORK SLACK TECHNOLOGIES INC0.2%$28.9m
OKE ONEOK INC NEW0.1%$27.6m
BTI BRITISH AMERN TOB PLC0.1%$26.4m
PEG PUBLIC SVC ENTERPRISE GROUP0.1%$25.6m
ARDX ARDELYX INC0.1%$25.4m
NEE NEXTERA ENERGY INC0.1%$24.7m
ECL ECOLAB INC0.1%$24.6m
ALXN ALEXION PHARMACEUTICALS INC0.1%$24.1m
EXPD EXPEDITORS INTL WASH INC0.1%$22.8m
PRAH PRA HEALTH SCIENCES INC0.1%$22.2m
CTLTEUR CATALENT INC0.1%$22.1m
FEYECHF FIREEYE INC0.1%$21.1m
LVS LAS VEGAS SANDS CORP0.1%$20.7m
ARWR ARROWHEAD PHARMACEUTICALS IN0.1%$20.7m
EWJ ISHARES INC0.1%$20.5m
FLT1EUR FLEETCOR TECHNOLOGIES INC0.1%$20.3m
MTG MGIC INVT CORP WIS0.1%$19.0m
CHGG CHEGG INC0.10%$18.1m
ELAN ELANCO ANIMAL HEALTH INC0.10%$18.1m
SOFI SOFI TECHNOLOGIES INC0.09%$17.2m
CHRW C H ROBINSON WORLDWIDE INC0.09%$17.0m
TWCT TWC TECH HLDGS II CORP0.09%$16.1m
CDLX CARDLYTICS INC0.08%$15.9m
BALL BALL CORP0.08%$15.6m
GRSV GORES HLDGS V INC0.08%$15.2m
AJG GALLAGHER ARTHUR J & CO0.08%$14.8m
CM LIFE SCIENCES no ticker0.07%$14.0m
SNPS SYNOPSYS INC0.07%$13.0m
TYL TYLER TECHNOLOGIES INC0.07%$12.9m
API AGORA INC0.07%$12.6m
DLR DIGITAL RLTY TR INC0.07%$12.5m
VFC V F CORP0.07%$12.4m
FGENEUR FIBROGEN INC0.06%$12.3m
NTLA INTELLIA THERAPEUTICS INC0.06%$12.1m
ALLO ALLOGENE THERAPEUTICS INC0.06%$11.9m
KHOSLA VENTURE-A no ticker0.06%$11.9m

Sector mix

  • Unclassified36.1%
  • Healthcare17.5%
  • Technology12.4%
  • Consumer Cyclical12.0%
  • Financial Services6.7%
  • Communication Services4.7%
  • Consumer Defensive3.4%
  • Industrials2.8%
  • Energy1.6%
  • Basic Materials1.5%
  • Real Estate0.6%
  • Utilities0.6%

Book over time

Every quarter on file (50)
QuarterPositionsEquity book
Q2 20262,708$119bn
Q1 20262,667$93.4bn
Q4 20252,505$104bn
Q3 20252,437$91.0bn
Q2 20252,474$84.1bn
Q1 20252,417$74.9bn
Q4 20242,318$79.6bn
Q3 20242,231$77.0bn
Q2 20242,239$70.7bn
Q1 20242,065$60.4bn
Q4 20231,766$52.4bn
Q3 20231,775$46.6bn
Q2 20231,931$46.3bn
Q1 20232,061$40.6bn
Q4 20222,252$38.8bn
Q3 20222,472$39.8bn
Q2 20222,614$43.8bn
Q1 20222,524$48.1bn
Q4 20213,081$49.9bn
Q3 20212,330$20.2bn
Q2 20212,041$18.9bn
Q1 20212,049$19.0bn
Q4 20201,686$15.8bn
Q3 20201,493$13.6bn
Q2 20201,452$12.8bn
Q1 20201,568$9.9bn
Q4 20191,589$13.5bn
Q3 20191,587$12.0bn
Q2 20191,254$11.9bn
Q1 20191,659$10.6bn
Q4 20181,551$9.7bn
Q3 20181,111$11.7bn
Q2 2018679$6.7bn
Q1 2018542$2.4bn
Q4 2017394$2.4bn
Q3 2017332$2.2bn
Q2 2017299$2.3bn
Q1 2017291$2.1bn
Q4 2016948$15.2bn
Q3 2016914$14.0bn
Q2 2016951$11.6bn
Q1 20161,005$10.4bn
Q4 2015950$10.7bn
Q3 2015887$8.1bn
Q2 2015877$7.7bn
Q1 2015778$7.7bn
Q4 2014785$7.6bn
Q3 2014849$6.9bn
Q2 2014912$6.8bn
Q1 2014772$5.5bn

Where Marshall Wace, LLP was early

23 rows
EPI WISDOMTREE INDIAQ2 20142 of 400.03%1.7%17Exited by Q2 2026+82%
RGEN REPLIGEN CORPQ2 20144 of 1400.06%1.8%35Held at last filing, Q2 2026+499%
TFX TELEFLEX INCQ2 20147 of 1420.06%2.4%44Held at last filing, Q2 2026+20%
UHS UNIVERSAL HLTH-BQ2 201412 of 1380.03%1.2%35Exited by Q2 2026+87%
CVS CVS HEALTH CORPQ2 201416 of 2160.1%1.1%45Held at last filing, Q2 2026+37%
LOGI LOGITECH INTER-RQ3 20141 of 800.05%3.1%29Held at last filing, Q2 2026+634%
ROST ROSS STORES INCQ3 201414 of 1740.02%1.0%36Held at last filing, Q2 2026+463%
BSX BOSTON SCIENTIFCQ3 201419 of 1930.06%3.5%47Held at last filing, Q2 2026+261%
BABA ALIBABA GRP-ADRQ3 201422 of 3771.1%5.0%46Held at last filing, Q2 2026+8.0%
QGEN QIAGEN NVQ2 20153 of 1380.03%1.9%32Held at last filing, Q2 2026+47%
GOOGL ALPHABET INC-AQ3 20152 of 3752.2%7.4%44Held at last filing, Q2 2026+1020%
PYPL PAYPAL HOLDINGSQ3 201533 of 3220.1%1.7%36Exited by Q3 2025+139%
BBL BHP GROUP PLC-ADQ1 20164 of 660.08%1.1%21Exited by Q1 2022+17%
LIVN LIVANOVA PLCQ1 20164 of 1200.07%1.3%37Held at last filing, Q2 2026+52%
SPGI S&P GLOBAL INCQ1 201615 of 2471.0%1.3%42Held at last filing, Q2 2026+311%
DGX QUEST DIAGNOSTICQ2 20168 of 1320.4%1.4%39Held at last filing, Q2 2026+160%
USFD US FOODS HOLDINGQ2 201614 of 1830.2%1.3%27Held at last filing, Q2 2026+322%
BTI BRIT AMER TO-ADRQ4 20164 of 1060.0%2.6%23Held at last filing, Q2 2026+9.6%
BIO BIO-RAD LABS-AQ2 201713 of 1410.01%1.7%30Held at last filing, Q2 2026+30%
LIN LINDE PLCQ4 201817 of 2100.1%1.1%29Held at last filing, Q2 2026+233%
0VVB PARAMOUNT GLOB-BQ4 201920 of 2070.0%1.4%16Exited by Q3 2025−69%
ABNB AIRBNB INC-AQ4 202023 of 2530.09%1.2%18Held at last filing, Q2 2026−2.5%
CRCL CIRCLE INTERNETQ2 20255 of 1171.8%1.8%5Held at last filing, Q2 2026−65%

Concentration and tenure

3.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
17.9%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
2
Median completed holding, quarters