WhaleCreep

Marshall Wace, LLP 13F holdings, Q3 2014

Hedge fundSEC filingsCompare with another fundHoldings as of 2014-09-30, filed 2014-11-13

Marshall Wace, LLP disclosed 849 US equity positions worth $6.9bn in its Q3 2014 13F filing. Its largest position is TMUS at 2.7% of the reported book, followed by ZTS and MU. Versus Q2 2014 it opened 311 new positions, added to 237, reduced 252 and exited 374.

$6.9bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
849
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
2.7%
Largest position
The largest single position as a share of the reported equity book.
15.1%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
176
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
50
Quarters on file since Q1 2014
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2014: 311 new, 237 added, 252 reduced, 374 exited

50 of 849
TMUS T-MOBILE US INCCommunication Services2.7%$185m6.42m+67%added
ZTS ZOETIS INCHealthcare2.0%$141m3.80m−16%reduced
MU MICRON TECHNOLOGY INCTechnology1.9%$130m3.79m−14%reduced
EPI WISDOMTREE TR–1.6%$113m5.17m+5567%added
AZO AUTOZONE INCConsumer Cyclical1.3%$92.6m181,694+21%added
LIBERTY GLOBAL PLC no ticker–1.3%$88.0m2.15m+2.2%added
BABA ALIBABA GROUP HLDG LTDConsumer Cyclical1.1%$78.1m879,212–new
HEWLETT PACKARD CO no ticker–1.1%$75.8m2.14m−18%reduced
AAL AMERICAN AIRLINES GROUP INCIndustrials1.1%$73.7m2.08m+4.2%added
CMCSA COMCAST CORP NEWCommunication Services1.0%$72.4m1.35m−19%reduced
FMC FMC CORPBasic Materials1.0%$68.9m1.20m+193%added
AAPL APPLE INCTechnology1.0%$67.9m674,237+18%added
COOPER COS INC no ticker–1.0%$67.0m430,028−11%reduced
PXGBX PRAXAIR INC–0.9%$63.9m495,173+0.2%held
PPG PPG INDS INCBasic Materials0.9%$60.1m305,363−32%reduced
FDX FEDEX CORPIndustrials0.9%$59.1m366,320−38%reduced
ROK ROCKWELL AUTOMATION INCIndustrials0.8%$57.8m525,928−16%reduced
VCA INC no ticker–0.8%$56.6m1.44m–new
POL4EUR POLYONE CORP–0.8%$55.8m1.57m+14%added
CFG CITIZENS FINL GROUP INCFinancial Services0.8%$55.8m2.38m–new
NKE NIKE INCConsumer Cyclical0.8%$54.3m608,845+1127%added
SHW SHERWIN WILLIAMS COBasic Materials0.8%$53.1m242,462−28%reduced
ABT ABBOTT LABORATORIESHealthcare0.8%$52.5m1.26m+370%added
MDLZ MONDELEZ INTL INCConsumer Defensive0.7%$50.1m1.46m+44%added
CDW CDW CORPTechnology0.7%$49.0m1.58m+237%added
COF CAPITAL ONE FINL CORPFinancial Services0.7%$48.5m594,611+439%added
C CITIGROUP INCFinancial Services0.7%$47.1m908,266+47%added
GILD GILEAD SCIENCES INCHealthcare0.7%$46.9m440,767+289%added
ENVISION HEALTHCARE HLDGS IN no ticker–0.7%$46.4m1.34m–new
UNP UNION PACIFIC CORPIndustrials0.7%$46.3m426,878−44%reduced
CANADIAN PAC RY LTD no ticker–0.7%$45.1m217,378−43%reduced
SXT SENSIENT TECHNOLOGIES CORPBasic Materials0.6%$44.5m850,739−9.7%reduced
HSY HERSHEY COConsumer Defensive0.6%$43.5m455,999−31%reduced
PFE PFIZER INCHealthcare0.6%$43.3m1.47m+307%added
SNDK SANDISK CORPTechnology0.6%$42.4m433,077+30%added
CELG CELGENE CORP–0.6%$41.7m439,599+1.5%added
LIBERTY GLOBAL PLC no ticker–0.6%$41.1m967,069−34%reduced
BKR BAKER HUGHES INCEnergy0.6%$40.5m622,361+325%added
RF REGIONS FINANCIAL CORP NEWFinancial Services0.6%$40.1m3.99m+226%added
AMGN AMGEN INCHealthcare0.5%$36.9m262,519+265%added
CBS CORP NEW no ticker–0.5%$36.5m681,348+20%added
ALXN ALEXION PHARMACEUTICALS INC–0.5%$35.8m215,684+305%added
LAZ LAZARD LTDFinancial Services0.5%$34.8m687,261−53%reduced
GOOGLE INC no ticker–0.5%$34.5m58,673−59%reduced
IFF INTERNATIONAL FLAVORS&FRAGRABasic Materials0.5%$34.4m359,240+7.4%added
AXP AMERICAN EXPRESS COFinancial Services0.5%$34.0m387,862+428%added
QIW QIWI PLC–0.5%$32.6m1.03m+17%added
JNP JUNIPER NETWORKS INC–0.5%$32.4m1.46m+889%added
PINNACLE FOODS INC DEL no ticker–0.5%$31.9m978,436–new
BCRUSD BARD C R INC–0.5%$31.6m221,597−17%reduced

Exited since Q2 2014

374 rows
HERTZ GLOBAL HOLDINGS INC no ticker0.6%$39.3m
MUR MURPHY OIL CORP0.5%$35.9m
FMC TECHNOLOGIES INC no ticker0.4%$30.3m
PAREXEL INTL CORP no ticker0.4%$26.7m
RHP RYMAN HOSPITALITY PPTYS INC0.4%$25.9m
OIS OIL STS INTL INC0.4%$25.3m
BASIC ENERGY SVCS INC NEW no ticker0.3%$22.1m
SM SM ENERGY COMPANY0.3%$21.7m
AMG AFFILIATED MANAGERS GROUP0.3%$20.1m
STRATEGIC HOTELS & RESORTS I no ticker0.3%$18.8m
EMN EASTMAN CHEMICAL CO0.3%$18.1m
OMC OMNICOM GROUP INC0.3%$17.9m
RENAISSANCERE HLDGS LTD no ticker0.3%$17.6m
LUV Southwest Airlines Co.0.3%$17.3m
DHR DANAHER CORP DEL0.2%$16.8m
WRB BERKLEY W R CORP0.2%$16.5m
CRI CARTERS INC0.2%$14.3m
GIANT INTERACTIVE GROUP INC no ticker0.2%$13.7m
BLMN BLOOMIN BRANDS INC0.2%$12.9m
CMP COMPASS MINERALS INTL INC0.2%$12.6m
IBM INTERNATIONAL BUSINESS MACHS0.2%$12.4m
BRX BRIXMOR PPTY GROUP INC0.2%$11.7m
JOHNSON CTLS INC no ticker0.2%$11.7m
SKAA SKECHERS U S A INC0.2%$11.3m
MICROS SYS INC no ticker0.2%$11.0m
ENSCO PLC no ticker0.2%$10.8m
KINDRED HEALTHCARE INC no ticker0.1%$9.6m
ENDO INTL PLC no ticker0.1%$8.6m
CHENIERE ENERGY PTNRS LP HLD no ticker0.1%$8.3m
OPENTABLE INC no ticker0.1%$8.2m
AZN ASTRAZENECA PLC0.1%$8.0m
SONIC CORP no ticker0.1%$7.6m
CLUBCORP HLDGS INC no ticker0.1%$7.5m
PBH PRESTIGE CONSMR HEALTHCARE I0.1%$7.3m
IPXLEUR IMPAX LABORATORIES INC0.1%$7.3m
HEARTLAND PMT SYS INC no ticker0.1%$7.1m
A AGILENT TECHNOLOGIES INC0.10%$6.7m
WWW WOLVERINE WORLD WIDE INC0.10%$6.5m
CONE1EUR CYRUSONE INC0.09%$6.1m
CHKEUR CHESAPEAKE ENERGY CORP0.09%$6.1m
HDB HDFC BANK LTD0.09%$6.0m
AUTONAVI HLDGS LTD no ticker0.08%$5.5m
NORDIC AMERICAN TANKERS LIMI no ticker0.08%$5.4m
TKR TIMKEN CO0.08%$5.3m
COST COSTCO WHOLESALE CORPORATION0.08%$5.3m
TOWERS WATSON & CO no ticker0.08%$5.2m
SBH SALLY BEAUTY HLDGS INC0.08%$5.2m
VTY VERINT SYS INC0.07%$4.7m
SNPS SYNOPSYS INC0.06%$4.4m
YONGYE INTL INC no ticker0.06%$4.4m

Sector mix

  • Unclassified38.0%
  • Healthcare11.0%
  • Technology8.9%
  • Financial Services8.6%
  • Consumer Cyclical7.8%
  • Industrials6.4%
  • Communication Services5.8%
  • Basic Materials5.7%
  • Consumer Defensive3.6%
  • Energy2.7%
  • Real Estate1.3%
  • Utilities0.2%

Book over time

Every quarter on file (50)
QuarterPositionsEquity book
Q2 20262,708$119bn
Q1 20262,667$93.4bn
Q4 20252,505$104bn
Q3 20252,437$91.0bn
Q2 20252,474$84.1bn
Q1 20252,417$74.9bn
Q4 20242,318$79.6bn
Q3 20242,231$77.0bn
Q2 20242,239$70.7bn
Q1 20242,065$60.4bn
Q4 20231,766$52.4bn
Q3 20231,775$46.6bn
Q2 20231,931$46.3bn
Q1 20232,061$40.6bn
Q4 20222,252$38.8bn
Q3 20222,472$39.8bn
Q2 20222,614$43.8bn
Q1 20222,524$48.1bn
Q4 20213,081$49.9bn
Q3 20212,330$20.2bn
Q2 20212,041$18.9bn
Q1 20212,049$19.0bn
Q4 20201,686$15.8bn
Q3 20201,493$13.6bn
Q2 20201,452$12.8bn
Q1 20201,568$9.9bn
Q4 20191,589$13.5bn
Q3 20191,587$12.0bn
Q2 20191,254$11.9bn
Q1 20191,659$10.6bn
Q4 20181,551$9.7bn
Q3 20181,111$11.7bn
Q2 2018679$6.7bn
Q1 2018542$2.4bn
Q4 2017394$2.4bn
Q3 2017332$2.2bn
Q2 2017299$2.3bn
Q1 2017291$2.1bn
Q4 2016948$15.2bn
Q3 2016914$14.0bn
Q2 2016951$11.6bn
Q1 20161,005$10.4bn
Q4 2015950$10.7bn
Q3 2015887$8.1bn
Q2 2015877$7.7bn
Q1 2015778$7.7bn
Q4 2014785$7.6bn
Q3 2014849$6.9bn
Q2 2014912$6.8bn
Q1 2014772$5.5bn

Where Marshall Wace, LLP was early

23 rows
EPI WISDOMTREE INDIAQ2 20142 of 400.03%1.7%17Exited by Q2 2026+82%
RGEN REPLIGEN CORPQ2 20144 of 1400.06%1.8%35Held at last filing, Q2 2026+499%
TFX TELEFLEX INCQ2 20147 of 1420.06%2.4%44Held at last filing, Q2 2026+20%
UHS UNIVERSAL HLTH-BQ2 201412 of 1380.03%1.2%35Exited by Q2 2026+87%
CVS CVS HEALTH CORPQ2 201416 of 2160.1%1.1%45Held at last filing, Q2 2026+37%
LOGI LOGITECH INTER-RQ3 20141 of 800.05%3.1%29Held at last filing, Q2 2026+634%
ROST ROSS STORES INCQ3 201414 of 1740.02%1.0%36Held at last filing, Q2 2026+463%
BSX BOSTON SCIENTIFCQ3 201419 of 1930.06%3.5%47Held at last filing, Q2 2026+261%
BABA ALIBABA GRP-ADRQ3 201422 of 3771.1%5.0%46Held at last filing, Q2 2026+8.0%
QGEN QIAGEN NVQ2 20153 of 1380.03%1.9%32Held at last filing, Q2 2026+47%
GOOGL ALPHABET INC-AQ3 20152 of 3752.2%7.4%44Held at last filing, Q2 2026+1020%
PYPL PAYPAL HOLDINGSQ3 201533 of 3220.1%1.7%36Exited by Q3 2025+139%
BBL BHP GROUP PLC-ADQ1 20164 of 660.08%1.1%21Exited by Q1 2022+17%
LIVN LIVANOVA PLCQ1 20164 of 1200.07%1.3%37Held at last filing, Q2 2026+52%
SPGI S&P GLOBAL INCQ1 201615 of 2471.0%1.3%42Held at last filing, Q2 2026+311%
DGX QUEST DIAGNOSTICQ2 20168 of 1320.4%1.4%39Held at last filing, Q2 2026+160%
USFD US FOODS HOLDINGQ2 201614 of 1830.2%1.3%27Held at last filing, Q2 2026+322%
BTI BRIT AMER TO-ADRQ4 20164 of 1060.0%2.6%23Held at last filing, Q2 2026+9.6%
BIO BIO-RAD LABS-AQ2 201713 of 1410.01%1.7%30Held at last filing, Q2 2026+30%
LIN LINDE PLCQ4 201817 of 2100.1%1.1%29Held at last filing, Q2 2026+233%
0VVB PARAMOUNT GLOB-BQ4 201920 of 2070.0%1.4%16Exited by Q3 2025−69%
ABNB AIRBNB INC-AQ4 202023 of 2530.09%1.2%18Held at last filing, Q2 2026−2.5%
CRCL CIRCLE INTERNETQ2 20255 of 1171.8%1.8%5Held at last filing, Q2 2026−65%

Concentration and tenure

3.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
17.9%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Diversified
Style, by median largest position
2
Median completed holding, quarters