Horizon Kinetics 13F holdings, Q4 2009
Holdings as of December 31, 2009 · filings on SEC EDGAR · latest filing →
Horizon Kinetics disclosed 284 US equity positions worth $3.0bn in its Q4 2009 13F filing. The largest position was BROOKFIELD ASSET MGMT INC VTG at 6.7% of the reported book, followed by ANGLO AMERN PLC and PM. Against the Q3 2009 filing, it opened 2 new positions, added to 12 and reduced 35 among the top 50 holdings.
What did Horizon Kinetics own in Q4 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2009 |
|---|---|---|---|---|---|---|---|
| 1 | BROOKFIELD ASSET MGMT INC VTG | 6.7% | $197.5m | 8,903,874 | -7% | reduced | |
| 2 | ANGLO AMERN PLC | 6.0% | $178.2m | 8,141,551 | – | new | |
| 3 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 4.9% | $146.9m | 3,048,747 | -8% | reduced |
| 4 | CME CME GROUP INC | Financial Services | 4.9% | $145.7m | 433,794 | -8% | reduced |
| 5 | IMO IMPERIAL OIL LTD | Energy | 4.9% | $144.5m | 3,736,875 | -6% | reduced |
| 6 | LEUCADIA NATIONAL CORP | 4.2% | $124.6m | 5,239,569 | -7% | reduced | |
| 7 | MA MASTERCARD INC | Financial Services | 3.7% | $109.9m | 429,406 | -5% | reduced |
| 8 | CHINA LIFE INS CO LTD SPONS AD | 3.4% | $102.0m | 1,390,030 | -3% | reduced | |
| 9 | NYSE EURONEXT | 3.3% | $99.0m | 3,914,716 | -8% | reduced | |
| 10 | TV GRUPO TELEVISA SA DE CV SP | 3.3% | $97.9m | 4,717,087 | – | new | |
| 11 | MARKET VECTORS ETF TR GAMING E ETF/CEF | 3.3% | $96.8m | 4,128,617 | -5% | reduced | |
| 12 | LEGG MASON INC | 3.0% | $89.7m | 2,973,637 | -5% | reduced | |
| 13 | ENCANA CORP | 2.7% | $81.0m | 2,501,944 | -5% | reduced | |
| 14 | GAZPROM O A O SPON | 2.7% | $79.3m | 3,251,004 | -8% | reduced | |
| 15 | IBN ICICI BK LTD | Financial Services | 2.7% | $79.3m | 2,103,350 | -2% | reduced |
| 16 | CHU CHINA UNICOM HONG KONG LTD | 2.6% | $78.1m | 5,960,359 | -7% | reduced | |
| 17 | EL PASO CORP | 2.2% | $63.9m | 6,504,562 | -8% | reduced | |
| 18 | LENDER PROCESSING SVCS INC | 2.1% | $62.2m | 1,528,931 | 5648% | added | |
| 19 | VNO VORNADO RLTY TR SBI | Real Estate | 1.9% | $55.1m | 787,172 | -5% | reduced |
| 20 | HUP HUANENG PWR INTL INCSPONSORED | 1.7% | $51.9m | 2,318,127 | -14% | reduced | |
| 21 | BURLINGTON NORTHERN SANTA FE C | 1.7% | $49.8m | 504,917 | -69% | reduced | |
| 22 | GENZYME CORP | 1.6% | $48.8m | 995,450 | -5% | reduced | |
| 23 | INTERCONTINENTAL EXCH ANGE INC | 1.3% | $39.7m | 353,079 | 14% | added | |
| 24 | ICAHN ENTERPRISES LPDEP UNIT LP INT UNIT | 1.2% | $37.0m | 925,890 | 1% | added | |
| 25 | SPY STANDARD & POORS DEPOSITARY RE ETF/CEF | 0.9% | $25.3m | 227,281 | 2894% | added | |
| 26 | CALPINE CORP | 0.6% | $18.8m | 1,709,741 | -25% | reduced | |
| 27 | EXMOC EXXON MOBIL CORP | 0.6% | $17.4m | 255,727 | -6% | reduced | |
| 28 | SEARS HLDGS CORP | 0.6% | $17.1m | 205,357 | -6% | reduced | |
| 29 | TIP ISHARES TR US TIPS BD FD ETF/CEF | 0.6% | $16.5m | 158,539 | 7% | added | |
| 30 | CNQ CANADIAN NAT RES LTD | Energy | 0.5% | $16.2m | 225,282 | -3% | reduced |
| 31 | PENN WEST ENERGY TR TR UNIT IS | 0.5% | $16.2m | 918,676 | -3% | reduced | |
| 32 | AMERICAN REAL ESTATE FLOAT 4.0 CONV BOND | 0.5% | $16.1m | 19,350,000 | 0% | held | |
| 33 | FOREST CITY ENTERPRISES INC CL | 0.5% | $15.7m | 1,333,073 | -5% | reduced | |
| 34 | LEUCADIA NATL CORP SR NT CONV CONV BOND | 0.5% | $13.4m | 11,164,000 | 1% | added | |
| 35 | NUVEEN PERFORM PLUS MUN FD ETF/CEF | 0.4% | $13.0m | 924,247 | -2% | reduced | |
| 36 | TIME WARNER CABLE INC | 0.4% | $12.7m | 307,570 | -50% | reduced | |
| 37 | PGR PROGRESSIVE CORP OF OHIO | Financial Services | 0.4% | $12.6m | 700,001 | -6% | reduced |
| 38 | WASHINGTON POST CO | 0.4% | $12.4m | 28,157 | -12% | reduced | |
| 39 | WYNN WYNN RESORTS LTD | Consumer Cyclical | 0.4% | $12.0m | 206,273 | 2% | added |
| 40 | GLRE GREENLIGHT CAPITAL RE LTD CLAS | Financial Services | 0.4% | $11.6m | 490,926 | 286% | added |
| 41 | MTB M & T BK CORP | Financial Services | 0.4% | $11.5m | 171,649 | -6% | reduced |
| 42 | BLACKSTONE GROUP L PCOM UNIT R LP INT UNIT | 0.4% | $11.4m | 871,300 | -16% | reduced | |
| 43 | SILVER WHEATON CORP | 0.4% | $10.7m | 709,893 | -1% | reduced | |
| 44 | PIMCO FLOATING RATE STRTGY F ETF/CEF | 0.3% | $10.0m | 1,013,408 | 7% | added | |
| 45 | TEXAS PACIFIC LAND TRUST SUB S | 0.3% | $9.9m | 328,846 | -4% | reduced | |
| 46 | NASDAQ - 2.50% 08/15/13 CONVER CONV BOND | 0.3% | $9.7m | 10,293,000 | 24% | added | |
| 47 | JARDEN CORP | 0.3% | $9.5m | 307,241 | 84% | added | |
| 48 | CLAYMORE ETF TRUST 2 CLAY/ALPH ETF/CEF | 0.3% | $8.8m | 487,159 | 20% | added | |
| 49 | WMB WILLIAMS COS INC | Energy | 0.3% | $8.7m | 412,211 | -15% | reduced |
| 50 | JOE THE SAINT JOE CO | Real Estate | 0.3% | $8.2m | 283,134 | -2% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.