Horizon Kinetics 13F holdings, Q1 2010
Holdings as of March 31, 2010 · filings on SEC EDGAR · latest filing →
Horizon Kinetics disclosed 294 US equity positions worth $3.0bn in its Q1 2010 13F filing. The largest position was BROOKFIELD ASSET MGMT INC VTG at 7.1% of the reported book, followed by ANGLO AMERN PLC and PM. Against the Q4 2009 filing, it opened 2 new positions, added to 14 and reduced 32 among the top 50 holdings.
What did Horizon Kinetics own in Q1 2010? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q4 2009 |
|---|---|---|---|---|---|---|---|
| 1 | BROOKFIELD ASSET MGMT INC VTG | 7.1% | $215.9m | 8,494,407 | -5% | reduced | |
| 2 | ANGLO AMERN PLC | 5.4% | $164.9m | 7,566,499 | -7% | reduced | |
| 3 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 4.9% | $149.8m | 2,871,995 | -6% | reduced |
| 4 | IMO IMPERIAL OIL LTD | Energy | 4.5% | $136.8m | 3,519,983 | -6% | reduced |
| 5 | CME CME GROUP INC | Financial Services | 4.3% | $131.0m | 414,370 | -4% | reduced |
| 6 | LEUCADIA NATIONAL CORP | 4.1% | $124.5m | 5,017,083 | -4% | reduced | |
| 7 | NYSE EURONEXT | 3.6% | $110.5m | 3,733,490 | -5% | reduced | |
| 8 | MA MASTERCARD INC | Financial Services | 3.4% | $103.6m | 407,930 | -5% | reduced |
| 9 | MARKET VECTORS ETF TR GAMING E ETF/CEF | 3.3% | $101.4m | 3,916,473 | -5% | reduced | |
| 10 | TV GRUPO TELEVISA SA DE CV SP | 3.1% | $94.5m | 4,495,381 | -5% | reduced | |
| 11 | CHINA LIFE INS CO LTD SPONS AD | 3.1% | $94.5m | 1,311,376 | -6% | reduced | |
| 12 | LENDER PROCESSING SVCS INC | 3.1% | $93.3m | 2,471,007 | 62% | added | |
| 13 | IBN ICICI BK LTD | Financial Services | 2.8% | $84.8m | 1,985,630 | -6% | reduced |
| 14 | LEGG MASON INC | 2.8% | $84.2m | 2,936,357 | -1% | reduced | |
| 15 | GAZPROM O A O SPON | 2.3% | $70.0m | 3,018,655 | -7% | reduced | |
| 16 | ENCANA CORP | 2.3% | $69.4m | 2,236,071 | -11% | reduced | |
| 17 | EL PASO CORP | 2.2% | $66.7m | 6,151,639 | -5% | reduced | |
| 18 | CHU CHINA UNICOM HONG KONG LTD | 1.9% | $58.6m | 5,256,557 | -12% | reduced | |
| 19 | VNO VORNADO RLTY TR SBI | Real Estate | 1.9% | $57.5m | 759,437 | -4% | reduced |
| 20 | GENZYME CORP | 1.6% | $48.9m | 943,064 | -5% | reduced | |
| 21 | ICAHN ENTERPRISES LPDEP UNIT LP INT UNIT | 1.5% | $44.9m | 945,347 | 2% | added | |
| 22 | HUP HUANENG PWR INTL INCSPONSORED | 1.4% | $42.0m | 1,805,620 | -22% | reduced | |
| 23 | INTERCONTINENTAL EXCH ANGE INC | 1.3% | $38.3m | 341,237 | -3% | reduced | |
| 24 | CB RICHARD ELLIS GROUP INC CL | 1.2% | $36.7m | 2,312,724 | – | new | |
| 25 | JARDEN CORP | 1.2% | $35.3m | 1,061,090 | 245% | added | |
| 26 | FOREST CITY ENTERPRISES INC CL | 1.0% | $30.9m | 2,143,914 | 61% | added | |
| 27 | GLRE GREENLIGHT CAPITAL RE LTD CLAS | Financial Services | 0.8% | $24.0m | 899,179 | 83% | added |
| 28 | SEARS HLDGS CORP | 0.7% | $22.6m | 208,581 | 2% | added | |
| 29 | WYNN WYNN RESORTS LTD | Consumer Cyclical | 0.7% | $19.9m | 263,067 | 28% | added |
| 30 | PENN WEST ENERGY TR TR UNIT IS | 0.6% | $18.5m | 877,613 | -4% | reduced | |
| 31 | EXMOC EXXON MOBIL CORP | 0.6% | $17.6m | 262,612 | 3% | added | |
| 32 | BOKF BOK FINL CORP | Financial Services | 0.5% | $16.1m | 306,989 | – | new |
| 33 | CNQ CANADIAN NAT RES LTD | Energy | 0.5% | $15.6m | 210,254 | -7% | reduced |
| 34 | TIP ISHARES TR US TIPS BD FD ETF/CEF | 0.5% | $15.4m | 148,353 | -6% | reduced | |
| 35 | CALPINE CORP | 0.5% | $13.9m | 1,167,110 | -32% | reduced | |
| 36 | AMERICAN REAL ESTATE FLOAT 4.0 CONV BOND | 0.4% | $13.6m | 15,400,000 | -20% | reduced | |
| 37 | LEUCADIA NATL CORP SR NT CONV CONV BOND | 0.4% | $13.6m | 10,939,000 | -2% | reduced | |
| 38 | MTB M & T BK CORP | Financial Services | 0.4% | $13.3m | 167,416 | -2% | reduced |
| 39 | BLACKSTONE GROUP L PCOM UNIT R LP INT UNIT | 0.4% | $12.8m | 911,775 | 5% | added | |
| 40 | NUVEEN PERFORM PLUS MUN FD ETF/CEF | 0.4% | $12.7m | 895,134 | -3% | reduced | |
| 41 | WASHINGTON POST CO | 0.4% | $12.5m | 28,071 | -0% | held | |
| 42 | SILVER WHEATON CORP | 0.4% | $11.2m | 712,097 | 0% | held | |
| 43 | NASDAQ - 2.50% 08/15/13 CONVER CONV BOND | 0.3% | $10.3m | 10,668,000 | 4% | added | |
| 44 | SOTHEBYS DE | 0.3% | $9.9m | 318,151 | -12% | reduced | |
| 45 | PIMCO INCOME STRATEGY FUND II ETF/CEF | 0.3% | $9.6m | 1,001,470 | -1% | reduced | |
| 46 | TEXAS PACIFIC LAND TRUST SUB S | 0.3% | $9.5m | 339,667 | 3% | added | |
| 47 | SOTHEBYS SR NT CONV 3.125% 06/ CONV BOND | 0.3% | $9.4m | 8,324,000 | 3% | added | |
| 48 | PICO HLDGS INC NEW | 0.3% | $9.4m | 251,775 | 5% | added | |
| 49 | JOE THE SAINT JOE CO | Real Estate | 0.3% | $9.3m | 288,301 | 2% | added |
| 50 | WMB WILLIAMS COS INC | Energy | 0.3% | $9.1m | 394,736 | -4% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.