Horizon Kinetics 13F holdings, Q3 2009
Holdings as of September 30, 2009 · filings on SEC EDGAR · latest filing →
Horizon Kinetics disclosed 264 US equity positions worth $3.0bn in its Q3 2009 13F filing. The largest position was BROOKFIELD ASSET MGMT INC VTG at 7.3% of the reported book, followed by PM and ENCANA CORP. Against the Q2 2009 filing, it opened 0 new positions, added to 15 and reduced 35 among the top 50 holdings.
What did Horizon Kinetics own in Q3 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2009 |
|---|---|---|---|---|---|---|---|
| 1 | BROOKFIELD ASSET MGMT INC VTG | 7.3% | $216.5m | 9,533,388 | -4% | reduced | |
| 2 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 5.4% | $160.8m | 3,299,716 | -4% | reduced |
| 3 | ENCANA CORP | 5.1% | $152.4m | 2,645,571 | -3% | reduced | |
| 4 | IMO IMPERIAL OIL LTD | Energy | 5.0% | $150.6m | 3,959,760 | -4% | reduced |
| 5 | CME CME GROUP INC | Financial Services | 4.9% | $145.8m | 472,963 | -3% | reduced |
| 6 | LEUCADIA NATIONAL CORP | 4.7% | $139.8m | 5,654,771 | -4% | reduced | |
| 7 | BURLINGTON NORTHERN SANTA FE C | 4.3% | $129.0m | 1,615,533 | -3% | reduced | |
| 8 | NYSE EURONEXT | 4.1% | $122.6m | 4,244,754 | -4% | reduced | |
| 9 | MARKET VECTORS ETF TR GAMING E ETF/CEF | 3.8% | $112.3m | 4,339,410 | -2% | reduced | |
| 10 | LEGG MASON INC | 3.3% | $97.2m | 3,133,897 | -2% | reduced | |
| 11 | CHINA LIFE INS CO LTD SPONS AD | 3.1% | $93.9m | 1,428,734 | -3% | reduced | |
| 12 | MA MASTERCARD INC | Financial Services | 3.1% | $91.5m | 452,705 | -3% | reduced |
| 13 | CHU CHINA UNICOM HONG KONG LTD | 3.0% | $90.9m | 6,383,922 | -3% | reduced | |
| 14 | UNP UNION PACIFIC CORP | Industrials | 2.9% | $85.9m | 1,472,143 | -3% | reduced |
| 15 | GAZPROM O A O SPON | 2.8% | $84.4m | 3,539,635 | -4% | reduced | |
| 16 | IBN ICICI BK LTD | Financial Services | 2.8% | $82.6m | 2,141,551 | -3% | reduced |
| 17 | EL PASO CORP | 2.4% | $72.6m | 7,033,158 | -6% | reduced | |
| 18 | HUP HUANENG PWR INTL INCSPONSORED | 2.4% | $72.2m | 2,709,429 | -10% | reduced | |
| 19 | GENZYME CORP | 2.0% | $59.7m | 1,052,272 | -3% | reduced | |
| 20 | VNO VORNADO RLTY TR SBI | Real Estate | 1.8% | $53.2m | 825,194 | -3% | reduced |
| 21 | ICAHN ENTERPRISES LPDEP UNIT LP INT UNIT | 1.2% | $36.7m | 918,236 | -1% | reduced | |
| 22 | INTERCONTINENTAL EXCH ANGE INC | 1.0% | $30.2m | 310,323 | 1% | added | |
| 23 | TIME WARNER CABLE INC | 0.9% | $26.5m | 614,517 | -18% | reduced | |
| 24 | CALPINE CORP | 0.9% | $26.3m | 2,279,864 | -9% | reduced | |
| 25 | FOREST CITY ENTERPRISES INC CL | 0.6% | $18.8m | 1,407,314 | 29% | added | |
| 26 | MBI MBIA INC | Financial Services | 0.6% | $18.8m | 2,421,794 | -15% | reduced |
| 27 | EXMOC EXXON MOBIL CORP | 0.6% | $18.7m | 272,630 | -3% | reduced | |
| 28 | AMERICAN REAL ESTATE FLOAT 4.0 CONV BOND | 0.5% | $15.9m | 19,350,000 | 3% | added | |
| 29 | CNQ CANADIAN NAT RES LTD | Energy | 0.5% | $15.6m | 231,591 | 4% | added |
| 30 | TIP ISHARES TR US TIPS BD FD ETF/CEF | 0.5% | $15.3m | 148,476 | -10% | reduced | |
| 31 | PENN WEST ENERGY TR TR UNIT IS | 0.5% | $15.0m | 946,432 | 26% | added | |
| 32 | WASHINGTON POST CO | 0.5% | $15.0m | 31,958 | -5% | reduced | |
| 33 | BLACKSTONE GROUP L PCOM UNIT R LP INT UNIT | 0.5% | $14.7m | 1,037,744 | 3% | added | |
| 34 | WYNN WYNN RESORTS LTD | Consumer Cyclical | 0.5% | $14.4m | 203,090 | 5% | added |
| 35 | SEARS HLDGS CORP | 0.5% | $14.3m | 219,357 | 2% | added | |
| 36 | LEUCADIA NATL CORP SR NT CONV CONV BOND | 0.5% | $13.8m | 11,005,000 | 2% | added | |
| 37 | NUVEEN PERFORM PLUS MUN FD ETF/CEF | 0.4% | $13.4m | 947,106 | -1% | reduced | |
| 38 | PGR PROGRESSIVE CORP OF OHIO | Financial Services | 0.4% | $12.3m | 744,060 | -9% | reduced |
| 39 | MTB M & T BK CORP | Financial Services | 0.4% | $11.4m | 183,316 | 2% | added |
| 40 | TEXAS PACIFIC LAND TRUST SUB S | 0.4% | $10.8m | 344,131 | -1% | reduced | |
| 41 | BOWLES FLUIDICS CORP NEW | 0.3% | $9.7m | 7,410 | -7% | reduced | |
| 42 | PIMCO FLOATING RATE STRTGY F ETF/CEF | 0.3% | $9.4m | 950,060 | 28% | added | |
| 43 | SILVER WHEATON CORP | 0.3% | $9.0m | 718,092 | 738% | added | |
| 44 | WMB WILLIAMS COS INC | Energy | 0.3% | $8.7m | 484,474 | -3% | reduced |
| 45 | WFC WELLS FARGO & CO NEW | Financial Services | 0.3% | $8.5m | 302,123 | -4% | reduced |
| 46 | JOE THE SAINT JOE CO | Real Estate | 0.3% | $8.4m | 289,107 | -1% | reduced |
| 47 | MIRANT CORP NEW | 0.3% | $8.1m | 494,176 | -5% | reduced | |
| 48 | WARNER MUSIC GROUP CORP | 0.3% | $7.8m | 1,405,711 | 6% | added | |
| 49 | CLAYMORE ETF TRUST 2 CLAY/ALPH ETF/CEF | 0.2% | $7.3m | 406,773 | 9% | added | |
| 50 | NASDAQ - 2.50% 08/15/13 CONVER CONV BOND | 0.2% | $7.2m | 8,300,000 | 19% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.