Horizon Kinetics 13F holdings, Q2 2009
Holdings as of June 30, 2009 · filings on SEC EDGAR · latest filing →
Horizon Kinetics disclosed 248 US equity positions worth $2.8bn in its Q2 2009 13F filing. The largest position was BROOKFIELD ASSET MGMT INC VTG at 5.9% of the reported book, followed by IMO and CME. Against the Q1 2009 filing, it opened 3 new positions, added to 12 and reduced 33 among the top 50 holdings.
What did Horizon Kinetics own in Q2 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q1 2009 |
|---|---|---|---|---|---|---|---|
| 1 | BROOKFIELD ASSET MGMT INC VTG | 5.9% | $168.7m | 9,885,422 | -6% | reduced | |
| 2 | IMO IMPERIAL OIL LTD | Energy | 5.6% | $158.7m | 4,126,726 | -7% | reduced |
| 3 | CME CME GROUP INC | Financial Services | 5.3% | $150.9m | 485,154 | 1% | added |
| 4 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 5.3% | $149.7m | 3,432,390 | -6% | reduced |
| 5 | ENCANA CORP | 4.8% | $135.4m | 2,737,397 | -6% | reduced | |
| 6 | ANGLO AMERN PLC | 4.5% | $128.8m | 8,794,903 | 36% | added | |
| 7 | LEUCADIA NATIONAL CORP | 4.4% | $123.7m | 5,865,575 | -7% | reduced | |
| 8 | BURLINGTON NORTHERN SANTA FE C | 4.3% | $123.0m | 1,672,254 | -6% | reduced | |
| 9 | NYSE EURONEXT | 4.3% | $121.1m | 4,442,729 | -6% | reduced | |
| 10 | MARKET VECTORS ETF TR GAMING E ETF/CEF | 3.2% | $90.8m | 4,416,369 | 332% | added | |
| 11 | CHU CHINA UNICOM HONG KONG LTD | 3.1% | $87.5m | 6,560,899 | 2% | added | |
| 12 | HUP HUANENG PWR INTL INCSPONSORED | 3.0% | $84.7m | 3,018,172 | -14% | reduced | |
| 13 | CHINA LIFE INS CO LTD SPONS AD | 2.9% | $81.5m | 1,470,140 | -5% | reduced | |
| 14 | UNP UNION PACIFIC CORP | Industrials | 2.8% | $79.0m | 1,517,237 | -5% | reduced |
| 15 | MA MASTERCARD INC | Financial Services | 2.8% | $78.1m | 466,572 | -3% | reduced |
| 16 | LEGG MASON INC | 2.7% | $77.9m | 3,195,133 | -5% | reduced | |
| 17 | GAZPROM O A O SPON | 2.7% | $77.4m | 3,677,705 | -10% | reduced | |
| 18 | EL PASO CORP | 2.4% | $68.7m | 7,448,034 | -8% | reduced | |
| 19 | IBN ICICI BK LTD | Financial Services | 2.3% | $65.3m | 2,212,607 | 46% | added |
| 20 | GENZYME CORP | 2.1% | $60.2m | 1,082,222 | – | new | |
| 21 | DIS DISNEY WALT CO DISNEY | Communication Services | 2.1% | $60.2m | 2,578,541 | – | new |
| 22 | VNO VORNADO RLTY TR SBI | Real Estate | 1.3% | $38.2m | 847,830 | -1% | reduced |
| 23 | ICAHN ENTERPRISES LP LP INT UNIT | 1.3% | $36.5m | 930,122 | -3% | reduced | |
| 24 | INTERCONTINENTAL EXCH ANGE INC | 1.2% | $35.3m | 308,678 | -6% | reduced | |
| 25 | CALPINE CORP | 1.0% | $27.9m | 2,499,768 | -27% | reduced | |
| 26 | TIME WARNER CABLE INC | 0.8% | $23.7m | 747,628 | -33% | reduced | |
| 27 | EXMOC EXXON MOBIL CORP | 0.7% | $19.6m | 280,581 | -0% | held | |
| 28 | TIP ISHARES TR US TIPS BD FD ETF/CEF | 0.6% | $16.8m | 164,934 | -7% | reduced | |
| 29 | SEARS HLDGS CORP | 0.5% | $14.4m | 215,752 | -14% | reduced | |
| 30 | AMERICAN REAL ESTATE FLOAT 4.0 CONV BOND | 0.5% | $13.2m | 18,730,000 | – | new | |
| 31 | PGR PROGRESSIVE CORP OF OHIO | Financial Services | 0.4% | $12.4m | 818,469 | -10% | reduced |
| 32 | MBI MBIA INC | Financial Services | 0.4% | $12.3m | 2,834,925 | -1% | reduced |
| 33 | NUVEEN PERFORM PLUS MUN FD ETF/CEF | 0.4% | $12.2m | 952,342 | -1% | reduced | |
| 34 | WASHINGTON POST CO | 0.4% | $11.8m | 33,624 | -6% | reduced | |
| 35 | LEUCADIA NATL CORP SR NT CONV BOND | 0.4% | $11.8m | 10,755,000 | 7% | added | |
| 36 | CNQ CANADIAN NAT RES LTD | Energy | 0.4% | $11.7m | 223,478 | 8% | added |
| 37 | TEXAS PACIFIC LAND TRUST SUB S | 0.4% | $11.5m | 348,495 | -3% | reduced | |
| 38 | BLACKSTONE GROUP LP LP INT UNIT | 0.4% | $10.6m | 1,004,053 | -8% | reduced | |
| 39 | PENN WEST ENERGY TR TR UNIT IS | 0.3% | $9.6m | 752,184 | -7% | reduced | |
| 40 | MTB M & T BK CORP | Financial Services | 0.3% | $9.2m | 180,201 | -1% | reduced |
| 41 | MIRANT CORP NEW | 0.3% | $8.2m | 518,704 | -10% | reduced | |
| 42 | WMB WILLIAMS COS INC | Energy | 0.3% | $7.8m | 500,544 | -6% | reduced |
| 43 | WARNER MUSIC GROUP CORP | 0.3% | $7.8m | 1,326,293 | 8% | added | |
| 44 | JOE THE SAINT JOE CO | Real Estate | 0.3% | $7.7m | 292,393 | 32% | added |
| 45 | BNY BANK OF NEW YORK MELLON CORP | Financial Services | 0.3% | $7.7m | 262,172 | -20% | reduced |
| 46 | WFC WELLS FARGO & CO NEW | Financial Services | 0.3% | $7.6m | 314,037 | 7% | added |
| 47 | PWR QUANTA SVCS INC | Industrials | 0.3% | $7.5m | 325,531 | -16% | reduced |
| 48 | FOREST CITY ENTERPRISES INC CL | 0.3% | $7.2m | 1,094,621 | 41% | added | |
| 49 | WYNN WYNN RESORTS LTD | Consumer Cyclical | 0.2% | $6.8m | 192,905 | 80% | added |
| 50 | BOWLES FLUIDICS CORP NEW | 0.2% | $6.4m | 7,954 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.