Caxton Associates 13F holdings, Q2 2009
Holdings as of June 30, 2009 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 511 US equity positions worth $979.6m in its Q2 2009 13F filing. The largest position was PM at 2.7% of the reported book, followed by GS and GIS. Against the Q1 2009 filing, it opened 15 new positions, added to 18 and reduced 16 among the top 50 holdings.
What did Caxton Associates own in Q2 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q1 2009 |
|---|---|---|---|---|---|---|---|
| 1 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 2.7% | $26.7m | 611,314 | 51% | added |
| 2 | GS GOLDMAN SACHS GROUP INC | Financial Services | 2.1% | $20.7m | 140,261 | -24% | reduced |
| 3 | GIS GENERAL MLS INC | Consumer Defensive | 2.1% | $20.5m | 365,843 | -1% | reduced |
| 4 | JPM JPMORGAN CHASE & CO | Financial Services | 2.1% | $20.4m | 597,655 | -76% | reduced |
| 5 | QCOM QUALCOMM INC | Technology | 1.7% | $16.8m | 372,045 | -3% | reduced |
| 6 | VIVUS INC | 1.6% | $15.6m | 2,572,232 | 0% | held | |
| 7 | MSCI MSCI INC | Financial Services | 1.6% | $15.3m | 626,743 | – | new |
| 8 | GRACE W R & CO DEL NEW | 1.5% | $15.0m | 1,212,638 | 27% | added | |
| 9 | AAPL APPLE INC | Technology | 1.5% | $14.5m | 102,151 | 21% | added |
| 10 | GT GOODYEAR TIRE & RUBR CO | Consumer Cyclical | 1.4% | $13.6m | 1,203,540 | – | new |
| 11 | BAC BANK OF AMERICA CORPORATION | Financial Services | 1.3% | $13.0m | 986,567 | – | new |
| 12 | MGA MAGNA INTL INC | Consumer Cyclical | 1.3% | $12.9m | 304,993 | – | new |
| 13 | ABT ABBOTT LABS | Healthcare | 1.3% | $12.5m | 266,420 | -4% | reduced |
| 14 | PG PROCTER & GAMBLE CO | Consumer Defensive | 1.3% | $12.3m | 241,300 | – | new |
| 15 | AZO AUTOZONE INC | Consumer Cyclical | 1.2% | $11.7m | 77,361 | 21% | added |
| 16 | PEP PEPSICO INC | Consumer Defensive | 1.2% | $11.6m | 210,457 | – | new |
| 17 | AMERICAN TOWER CORP | 1.2% | $11.4m | 362,554 | – | new | |
| 18 | L LOEWS CORP | Financial Services | 1.1% | $11.1m | 406,028 | – | new |
| 19 | UNP UNION PAC CORP | Industrials | 1.1% | $11.0m | 211,411 | 8% | added |
| 20 | OXY OCCIDENTAL PETE CORP DEL | Energy | 1.1% | $10.4m | 158,710 | -57% | reduced |
| 21 | DR PEPPER SNAPPLE GROUP INC | 1.1% | $10.4m | 490,604 | – | new | |
| 22 | MCO MOODYS CORP | Financial Services | 1.1% | $10.3m | 392,144 | -29% | reduced |
| 23 | VLO VALERO ENERGY CORP NEW | Energy | 1.0% | $9.8m | 583,164 | 716% | added |
| 24 | IP INTL PAPER CO | Consumer Cyclical | 1.0% | $9.8m | 649,519 | – | new |
| 25 | CON-WAY INC | 1.0% | $9.8m | 276,182 | 702% | added | |
| 26 | SMG SCOTTS MIRACLE GRO CO | Basic Materials | 1.0% | $9.7m | 275,901 | – | new |
| 27 | GLW CORNING INC | Technology | 1.0% | $9.7m | 601,401 | 351% | added |
| 28 | COCA COLA ENTERPRISES INC | 1.0% | $9.6m | 574,461 | 350% | added | |
| 29 | V VISA INC | Financial Services | 0.9% | $9.2m | 148,505 | -37% | reduced |
| 30 | WU WESTERN UN CO | Financial Services | 0.9% | $9.0m | 545,984 | 27% | added |
| 31 | ROCKWOOD HLDGS INC | 0.9% | $8.9m | 609,123 | – | new | |
| 32 | SHW SHERWIN WILLIAMS CO | Basic Materials | 0.9% | $8.6m | 159,503 | 29% | added |
| 33 | LIBERTY MEDIA CORP NEW ENT | 0.8% | $8.2m | 307,314 | -25% | reduced | |
| 34 | HEWLETT PACKARD CO | 0.8% | $8.0m | 208,207 | -24% | reduced | |
| 35 | DU PONT E I DE NEMOURS & CO | 0.8% | $8.0m | 311,017 | 2% | added | |
| 36 | RAYTHEON CO | 0.7% | $7.3m | 164,910 | -52% | reduced | |
| 37 | ORCL ORACLE CORP | Technology | 0.7% | $7.2m | 336,921 | -32% | reduced |
| 38 | NEWS CORP | 0.7% | $7.2m | 789,851 | – | new | |
| 39 | INTC INTEL CORP | Technology | 0.7% | $7.2m | 434,424 | 165% | added |
| 40 | GILD GILEAD SCIENCES INC | Healthcare | 0.7% | $7.2m | 152,774 | 27% | added |
| 41 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 0.7% | $7.0m | 66,801 | -46% | reduced |
| 42 | UNH UNITEDHEALTH GROUP INC | Healthcare | 0.7% | $6.9m | 275,956 | – | new |
| 43 | OIL SVC HOLDRS TR DEPOSTRY RCPT | 0.7% | $6.8m | 69,830 | -13% | reduced | |
| 44 | WRB BERKLEY W R CORP | Financial Services | 0.7% | $6.6m | 307,006 | 25% | added |
| 45 | LMT LOCKHEED MARTIN CORP | Industrials | 0.7% | $6.5m | 80,670 | -32% | reduced |
| 46 | TGT TARGET CORP | Consumer Defensive | 0.7% | $6.4m | 162,372 | 103% | added |
| 47 | WFC WELLS FARGO & CO NEW | Financial Services | 0.6% | $6.4m | 262,440 | -65% | reduced |
| 48 | AMERICA MOVIL SAB DE CV SPON | 0.6% | $6.0m | 154,300 | 221% | added | |
| 49 | APOLLO GROUP INC | 0.6% | $6.0m | 83,675 | – | new | |
| 50 | SCHERING PLOUGH CORP | 0.6% | $5.9m | 234,624 | 5% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.