Caxton Associates 13F holdings, Q1 2009
Holdings as of March 31, 2009 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 434 US equity positions worth $843.5m in its Q1 2009 13F filing. The largest position was JPM at 7.9% of the reported book, followed by SCI and OXY. Against the Q4 2008 filing, it opened 18 new positions, added to 19 and reduced 11 among the top 50 holdings.
What did Caxton Associates own in Q1 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q4 2008 |
|---|---|---|---|---|---|---|---|
| 1 | JPM JPMORGAN CHASE & CO | Financial Services | 7.9% | $66.7m | 2,510,188 | 716% | added |
| 2 | SCI SERVICE CORP INTL | Consumer Cyclical | 2.5% | $20.8m | 5,970,369 | -12% | reduced |
| 3 | OXY OCCIDENTAL PETE CORP DEL | Energy | 2.4% | $20.3m | 365,220 | 9% | added |
| 4 | GS GOLDMAN SACHS GROUP INC | Financial Services | 2.3% | $19.5m | 184,230 | – | new |
| 5 | GIS GENERAL MLS INC | Consumer Defensive | 2.2% | $18.5m | 370,761 | -29% | reduced |
| 6 | MONSANTO CO NEW | 1.9% | $16.0m | 192,138 | 222% | added | |
| 7 | NUE NUCOR CORP | Basic Materials | 1.9% | $15.7m | 411,068 | – | new |
| 8 | QCOM QUALCOMM INC | Technology | 1.8% | $14.9m | 382,750 | 29% | added |
| 9 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 1.7% | $14.4m | 405,645 | -37% | reduced |
| 10 | THINKORSWIM GROUP INC | 1.7% | $14.1m | 1,635,362 | – | new | |
| 11 | ABT ABBOTT LABS | Healthcare | 1.6% | $13.3m | 278,613 | – | new |
| 12 | RAYTHEON CO | 1.6% | $13.3m | 340,850 | 0% | held | |
| 13 | V VISA INC | Financial Services | 1.6% | $13.2m | 236,800 | 14% | added |
| 14 | MCO MOODYS CORP | Financial Services | 1.5% | $12.7m | 552,130 | 1078% | added |
| 15 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 1.4% | $11.9m | 123,181 | – | new |
| 16 | BBY BEST BUY INC | Consumer Cyclical | 1.4% | $11.7m | 307,207 | – | new |
| 17 | VIVUS INC | 1.3% | $11.1m | 2,572,232 | 0% | held | |
| 18 | WFC WELLS FARGO & CO NEW | Financial Services | 1.3% | $10.7m | 751,508 | 57% | added |
| 19 | GLD SPDR GOLD TRUST GOLD | 1.2% | $10.5m | 116,346 | 50% | added | |
| 20 | AZO AUTOZONE INC | Consumer Cyclical | 1.2% | $10.4m | 63,864 | 78% | added |
| 21 | MA MASTERCARD INC | Financial Services | 1.2% | $10.3m | 61,553 | 967% | added |
| 22 | BTU PEABODY ENERGY CORP | 1.1% | $9.4m | 375,000 | – | new | |
| 23 | AA ALCOA INC | Basic Materials | 1.1% | $9.2m | 1,255,968 | – | new |
| 24 | ORCL ORACLE CORP | Technology | 1.1% | $9.0m | 496,292 | 1248% | added |
| 25 | EXMOC EXXON MOBIL CORP | 1.1% | $9.0m | 131,455 | 1903% | added | |
| 26 | AAPL APPLE INC | Technology | 1.0% | $8.8m | 84,113 | – | new |
| 27 | HEWLETT PACKARD CO | 1.0% | $8.8m | 274,944 | -30% | reduced | |
| 28 | LIBERTY MEDIA CORP NEW ENT | 1.0% | $8.2m | 410,042 | -7% | reduced | |
| 29 | LMT LOCKHEED MARTIN CORP | Industrials | 1.0% | $8.2m | 118,136 | – | new |
| 30 | UNP UNION PAC CORP | Industrials | 1.0% | $8.1m | 196,390 | 58% | added |
| 31 | DIRECTV GROUP INC | 0.9% | $7.7m | 336,554 | -21% | reduced | |
| 32 | OWENS ILL INC | 0.8% | $6.9m | 477,970 | – | new | |
| 33 | NVDA NVIDIA CORP | Technology | 0.8% | $6.9m | 695,977 | – | new |
| 34 | DU PONT E I DE NEMOURS & CO | 0.8% | $6.8m | 305,304 | 596% | added | |
| 35 | SHW SHERWIN WILLIAMS CO | Basic Materials | 0.8% | $6.4m | 123,702 | – | new |
| 36 | AMR CORP | 0.7% | $6.1m | 1,925,578 | – | new | |
| 37 | GRACE W R & CO DEL NEW | 0.7% | $6.0m | 954,742 | -49% | reduced | |
| 38 | OIL SVC HOLDRS TR DEPOSTRY RCPT | 0.7% | $5.9m | 79,830 | -24% | reduced | |
| 39 | UAL CORP | 0.7% | $5.8m | 1,303,000 | 4227% | added | |
| 40 | GILD GILEAD SCIENCES INC | Healthcare | 0.7% | $5.6m | 120,759 | -40% | reduced |
| 41 | WRB BERKLEY W R CORP | Financial Services | 0.7% | $5.5m | 245,463 | -49% | reduced |
| 42 | WU WESTERN UN CO | Financial Services | 0.6% | $5.4m | 428,612 | -46% | reduced |
| 43 | STLD STEEL DYNAMICS INC | Basic Materials | 0.6% | $5.4m | 608,822 | 2775% | added |
| 44 | SCHERING PLOUGH CORP | 0.6% | $5.3m | 223,224 | – | new | |
| 45 | WYETH | 0.6% | $5.2m | 120,965 | – | new | |
| 46 | TERRA INDS INC | 0.6% | $5.2m | 184,331 | – | new | |
| 47 | PETRO-CDA | 0.6% | $5.0m | 189,665 | 520% | added | |
| 48 | EA ELECTRONIC ARTS INC | Communication Services | 0.6% | $5.0m | 274,959 | 538% | added |
| 49 | TEVA TEVA PHARMACEUTICAL INDS LTD | Healthcare | 0.6% | $4.7m | 104,900 | 105% | added |
| 50 | HAL HALLIBURTON CO | Energy | 0.5% | $4.5m | 291,218 | – | new |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.