Caxton Associates 13F holdings, Q3 2009
Holdings as of September 30, 2009 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 773 US equity positions worth $1.8bn in its Q3 2009 13F filing. The largest position was AAPL at 1.9% of the reported book, followed by GIS and ABX. Against the Q2 2009 filing, it opened 11 new positions, added to 31 and reduced 8 among the top 50 holdings.
What did Caxton Associates own in Q3 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2009 |
|---|---|---|---|---|---|---|---|
| 1 | AAPL APPLE INC | Technology | 1.9% | $34.4m | 185,743 | 82% | added |
| 2 | GIS GENERAL MLS INC | Consumer Defensive | 1.8% | $32.8m | 509,953 | 39% | added |
| 3 | ABX BARRICK GOLD CORP | Financial Services | 1.8% | $32.4m | 855,999 | 2399% | added |
| 4 | JPM JPMORGAN CHASE & CO | Financial Services | 1.6% | $28.8m | 658,063 | 10% | added |
| 5 | XLP SELECT SECTOR SPDR TR SBI CONS STPLS | 1.4% | $25.5m | 1,000,800 | – | new | |
| 6 | QCOM QUALCOMM INC | Technology | 1.4% | $24.4m | 543,242 | 46% | added |
| 7 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 1.3% | $24.1m | 493,990 | -19% | reduced |
| 8 | VIVUS INC | 1.3% | $22.8m | 2,192,356 | -15% | reduced | |
| 9 | PEP PEPSICO INC | Consumer Defensive | 1.2% | $21.5m | 366,800 | 74% | added |
| 10 | V VISA INC | Financial Services | 1.2% | $21.0m | 303,469 | 104% | added |
| 11 | GRACE W R & CO DEL NEW | 1.1% | $20.5m | 940,992 | -22% | reduced | |
| 12 | AMERICAN TOWER CORP | 1.1% | $20.3m | 556,654 | 54% | added | |
| 13 | GS GOLDMAN SACHS GROUP INC | Financial Services | 1.1% | $19.7m | 106,966 | -24% | reduced |
| 14 | COST COSTCO WHSL CORP NEW | Consumer Defensive | 1.1% | $19.7m | 348,564 | – | new |
| 15 | BAC BANK OF AMERICA CORPORATION | Financial Services | 1.1% | $19.5m | 1,151,272 | 17% | added |
| 16 | BEN FRANKLIN RES INC | Financial Services | 1.1% | $19.2m | 190,419 | 357% | added |
| 17 | L LOEWS CORP | Financial Services | 1.0% | $17.9m | 522,774 | 29% | added |
| 18 | UNP UNION PAC CORP | Industrials | 1.0% | $17.2m | 294,347 | 39% | added |
| 19 | GT GOODYEAR TIRE & RUBR CO | Consumer Cyclical | 0.9% | $17.0m | 997,433 | -17% | reduced |
| 20 | RIG TRANSOCEAN LTD REG | Energy | 0.9% | $16.3m | 190,000 | 171% | added |
| 21 | RAYTHEON CO | 0.9% | $16.3m | 338,764 | 105% | added | |
| 22 | OXY OCCIDENTAL PETE CORP DEL | Energy | 0.9% | $16.2m | 206,843 | 30% | added |
| 23 | TKR TIMKEN CO | Industrials | 0.9% | $15.7m | 669,867 | 1960% | added |
| 24 | KR KROGER CO | Consumer Defensive | 0.9% | $15.7m | 759,827 | – | new |
| 25 | WY WEYERHAEUSER CO | Real Estate | 0.9% | $15.6m | 425,028 | 269% | added |
| 26 | AA ALCOA INC | Basic Materials | 0.9% | $15.4m | 1,176,077 | – | new |
| 27 | IP INTL PAPER CO | Consumer Cyclical | 0.9% | $15.4m | 691,926 | 7% | added |
| 28 | ARCH COAL INC | 0.8% | $14.8m | 669,900 | 2408% | added | |
| 29 | HEWLETT PACKARD CO | 0.8% | $14.3m | 303,510 | 46% | added | |
| 30 | SNI SCRIPPS NETWORKS INTERACT IN | 0.8% | $14.1m | 382,595 | – | new | |
| 31 | EWZ ISHARES INC MSCI BRAZIL | 0.8% | $14.1m | 208,300 | – | new | |
| 32 | AXP AMERICAN EXPRESS CO | Financial Services | 0.8% | $13.5m | 398,338 | 134% | added |
| 33 | ROCKWOOD HLDGS INC | 0.7% | $13.2m | 643,161 | 6% | added | |
| 34 | GILD GILEAD SCIENCES INC | Healthcare | 0.7% | $13.2m | 283,374 | 85% | added |
| 35 | MS MORGAN STANLEY | Financial Services | 0.7% | $12.8m | 413,471 | – | new |
| 36 | DR PEPPER SNAPPLE GROUP INC | 0.7% | $12.7m | 442,586 | -10% | reduced | |
| 37 | KSS KOHLS CORP | Consumer Cyclical | 0.7% | $12.6m | 221,522 | 698% | added |
| 38 | COCA COLA ENTERPRISES INC | 0.7% | $12.4m | 578,412 | 1% | added | |
| 39 | HARMAN INTL INDS INC | 0.7% | $12.0m | 353,899 | – | new | |
| 40 | WFC WELLS FARGO & CO NEW | Financial Services | 0.7% | $11.8m | 420,042 | 60% | added |
| 41 | LIBERTY MEDIA CORP NEW ENT | 0.7% | $11.8m | 378,160 | 23% | added | |
| 42 | MSCI MSCI INC | Financial Services | 0.6% | $11.7m | 393,440 | -37% | reduced |
| 43 | EXPRESS SCRIPTS INC | 0.6% | $11.4m | 146,531 | – | new | |
| 44 | KMT KENNAMETAL INC | Industrials | 0.6% | $11.2m | 455,425 | – | new |
| 45 | SMG SCOTTS MIRACLE GRO CO | Basic Materials | 0.6% | $11.0m | 256,718 | -7% | reduced |
| 46 | DIS DISNEY WALT CO | Communication Services | 0.6% | $11.0m | 399,987 | 328% | added |
| 47 | COVIDIEN PLC | 0.6% | $11.0m | 253,882 | 181% | added | |
| 48 | LEN LENNAR CORP | Consumer Cyclical | 0.6% | $10.8m | 759,886 | – | new |
| 49 | KO COCA COLA CO | Consumer Defensive | 0.6% | $10.6m | 197,364 | 471% | added |
| 50 | NEM NEWMONT MINING CORP | Basic Materials | 0.6% | $10.6m | 239,961 | 556% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.