Caxton Associates 13F holdings, Q4 2008
Holdings as of December 31, 2008 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 301 US equity positions worth $549.8m in its Q4 2008 13F filing. The largest position was SCI at 6.1% of the reported book, followed by GIS and PM. Against the Q3 2008 filing, it opened 20 new positions, added to 6 and reduced 23 among the top 50 holdings.
What did Caxton Associates own in Q4 2008? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2008 |
|---|---|---|---|---|---|---|---|
| 1 | SCI SERVICE CORP INTL | Consumer Cyclical | 6.1% | $33.7m | 6,774,426 | -7% | reduced |
| 2 | GIS GENERAL MLS INC | Consumer Defensive | 5.8% | $31.9m | 525,219 | 18% | added |
| 3 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 5.1% | $28.2m | 647,343 | -12% | reduced |
| 4 | OXY OCCIDENTAL PETE CORP DEL | Energy | 3.6% | $20.0m | 334,000 | 71% | added |
| 5 | RAYTHEON CO | 3.2% | $17.3m | 339,888 | -51% | reduced | |
| 6 | WRB BERKLEY W R CORP | Financial Services | 2.7% | $14.9m | 479,061 | – | new |
| 7 | HEWLETT PACKARD CO | 2.6% | $14.2m | 390,388 | -36% | reduced | |
| 8 | WFC WELLS FARGO & CO NEW | Financial Services | 2.6% | $14.1m | 479,477 | -54% | reduced |
| 9 | VIVUS INC | 2.5% | $13.7m | 2,572,232 | 0% | held | |
| 10 | WM WASTE MGMT INC DEL | Industrials | 2.2% | $12.1m | 365,246 | -46% | reduced |
| 11 | APOLLO GROUP INC | 2.1% | $11.8m | 153,530 | -47% | reduced | |
| 12 | WU WESTERN UN CO | Financial Services | 2.1% | $11.5m | 798,560 | – | new |
| 13 | AMGN AMGEN INC | Healthcare | 2.0% | $11.2m | 194,277 | 285% | added |
| 14 | KRAFT FOODS INC | 2.0% | $11.2m | 417,444 | – | new | |
| 15 | GRACE W R & CO DEL NEW | 2.0% | $11.2m | 1,871,049 | -28% | reduced | |
| 16 | V VISA INC | Financial Services | 2.0% | $10.9m | 207,174 | -23% | reduced |
| 17 | QCOM QUALCOMM INC | Technology | 1.9% | $10.6m | 296,001 | -26% | reduced |
| 18 | GILD GILEAD SCIENCES INC | Healthcare | 1.9% | $10.3m | 201,910 | -67% | reduced |
| 19 | NTRS NORTHERN TR CORP | Financial Services | 1.8% | $10.1m | 194,187 | – | new |
| 20 | DIRECTV GROUP INC | 1.8% | $9.8m | 428,349 | -65% | reduced | |
| 21 | JPM JPMORGAN & CHASE & CO | Financial Services | 1.8% | $9.7m | 307,559 | -92% | reduced |
| 22 | URBN URBAN OUTFITTERS INC | Consumer Cyclical | 1.6% | $8.8m | 588,817 | – | new |
| 23 | FOE FERRO CORP | 1.4% | $7.8m | 1,107,823 | -51% | reduced | |
| 24 | OIL SVC HOLDRS TR DEPOSTRY RCPT | 1.4% | $7.7m | 104,730 | – | new | |
| 25 | LIBERTY MEDIA CORP NEW ENT | 1.4% | $7.7m | 441,153 | – | new | |
| 26 | GLD SPDR GOLD TRUST GOLD | 1.2% | $6.7m | 77,513 | – | new | |
| 27 | CCK CROWN HOLDINGS INC | Consumer Cyclical | 1.1% | $6.1m | 315,327 | -69% | reduced |
| 28 | UNP UNION PAC CORP | Industrials | 1.1% | $5.9m | 124,001 | -74% | reduced |
| 29 | KO COCA COLA CO | Consumer Defensive | 0.9% | $5.2m | 115,008 | -83% | reduced |
| 30 | RSG REPUBLIC SVCS INC | Industrials | 0.9% | $5.1m | 205,346 | -73% | reduced |
| 31 | AZO AUTOZONE INC | Consumer Cyclical | 0.9% | $5.0m | 35,841 | -89% | reduced |
| 32 | DVN DEVON ENERGY CORP NEW | Energy | 0.9% | $4.7m | 72,259 | – | new |
| 33 | MONSANTO CO NEW | 0.8% | $4.2m | 59,618 | 184% | added | |
| 34 | ANADARKO PETE CORP | 0.7% | $3.9m | 101,829 | – | new | |
| 35 | 9990302D APACHE CORP | 0.7% | $3.8m | 51,068 | -57% | reduced | |
| 36 | POTASH CORP SASK INC | 0.7% | $3.7m | 50,733 | – | new | |
| 37 | MCMORAN EXPLORATION CO | 0.5% | $2.8m | 283,400 | 161% | added | |
| 38 | DAL DELTA AIR LINES INC DEL | Industrials | 0.5% | $2.5m | 219,146 | 15% | added |
| 39 | AXP AMERICAN EXPRESS CO | Financial Services | 0.4% | $2.4m | 127,321 | – | new |
| 40 | ALTRA HOLDINGS INC | 0.4% | $2.3m | 286,017 | -40% | reduced | |
| 41 | SPDR SERIES TRUST SPDR KBW BK ETF | 0.4% | $2.2m | 100,000 | – | new | |
| 42 | TEVA TEVA PHARMACEUTICAL INDS LTD | Healthcare | 0.4% | $2.2m | 51,211 | – | new |
| 43 | MS MORGAN STANLEY | Financial Services | 0.4% | $2.0m | 123,527 | – | new |
| 44 | NOBLE CORPORATION | 0.3% | $1.8m | 79,565 | – | new | |
| 45 | EWZ ISHARES INC MSCI BRAZIL | 0.3% | $1.8m | 50,000 | – | new | |
| 46 | CF CF INDS HLDGS INC | Basic Materials | 0.3% | $1.7m | 35,022 | – | new |
| 47 | FCX FREEPORT-MCMORAN COPPER & GO | Basic Materials | 0.3% | $1.7m | 68,063 | -84% | reduced |
| 48 | EWW ISHARES INC MSCI MEX INVEST | 0.3% | $1.6m | 50,000 | – | new | |
| 49 | WY WEYERHAEUSER CO | Real Estate | 0.3% | $1.5m | 50,557 | – | new |
| 50 | SCHW SCHWAB CHARLES CORP NEW | Financial Services | 0.3% | $1.5m | 90,529 | -92% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.