WhaleCreep

First Manhattan 13F holdings, Q4 2012

Long-only investorSEC filingsCompare with another fundHoldings as of 2012-12-31, filed 2013-01-31

First Manhattan disclosed 656 US equity positions worth $8.0bn in its Q4 2012 13F filing. Its largest position is BROOKFIELD ASSET MGMT INC at 5.4% of the reported book, followed by ONEX CORP-SUB VTG and IBM. Versus Q3 2012 it opened 31 new positions, added to 101, reduced 270 and exited 50.

$8.0bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
656
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
5.4%
Largest position
The largest single position as a share of the reported equity book.
29.7%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
67
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
111
Quarters on file since Q1 1999
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2012: 31 new, 101 added, 270 reduced, 50 exited

50 of 656
BROOKFIELD ASSET MGMT INC no ticker–5.4%$429m11.71m−1.2%reduced
ONEX CORP-SUB VTG no ticker–3.7%$293m6.93m−1.7%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology3.5%$283m1.48m−0.7%reduced
CVS CVS HEALTH CORPHealthcare2.9%$234m4.84m−1.0%reduced
BUD ANHEUSER BUSCH INBEV SA NVConsumer Defensive2.7%$216m2.47m−0.1%held
WFC WELLS FARGO & COFinancial Services2.6%$212m6.19m−2.0%reduced
JNJ JOHNSON & JOHNSONHealthcare2.5%$202m2.88m−1.7%reduced
AEE AMEREN CORPUtilities2.2%$179m5.83m+13%added
UTXZ UNITED TECHNOLOGIES CORP–2.1%$166m2.02m+0.5%held
LEUCADIA NATL CORP no ticker–2.0%$157m6.58m+12%added
AIG American International GroupFinancial Services1.9%$153m4.33m+34%added
SKF FRUEHER AB SVENSKA no ticker–1.8%$142m5.67m0.0%held
PG PROCTER & GAMBLE COConsumer Defensive1.8%$141m2.08m−3.3%reduced
GE GENERAL ELECTRIC COIndustrials1.6%$125m5.96m−7.1%reduced
BEIERSDORF AG D.N no ticker–1.5%$122m1.49m+0.4%held
COP CONOCOPHILLIPSEnergy1.5%$117m2.02m+2.0%added
AAPL APPLE INCTechnology1.4%$110m207,612+8.1%added
GILD GILEAD SCIENCES INCHealthcare1.4%$109m1.49m−37%reduced
CMCSA COMCAST CORP NEWCommunication Services1.3%$106m2.83m−12%reduced
UPLEUR ULTRA PETROLEUM CORP–1.2%$99.5m5.49m−2.8%reduced
AXP AMERICAN EXPRESS COFinancial Services1.2%$97.2m1.69m−2.0%reduced
ORI OLD REP INTL CORPFinancial Services1.2%$92.3m8.66m+2.0%added
MMM 3M COIndustrials1.1%$90.2m971,380−1.2%reduced
USB US BANCORPFinancial Services1.1%$88.3m2.76m−1.7%reduced
BAX BAXTER INTL INCHealthcare1.1%$87.2m1.31m−1.3%reduced
SNI SCRIPPS NETWORKS INTERACT IN–1.1%$85.6m1.48m−2.5%reduced
VIVUS INC no ticker–1.0%$80.2m5.98m+22%added
PM PHILIP MORRIS INTL INCConsumer Defensive1.0%$79.5m950,719−1.0%reduced
WTWEUR WEIGHT WATCHERS INTL INC NEW–1.0%$78.0m1.49m0.0%held
CB CHUBB CORPFinancial Services0.9%$73.6m977,563−3.5%reduced
DHR DANAHER CORP DELHealthcare0.9%$73.4m1.31m+51%added
GSK PLC no ticker–0.9%$71.7m1.65m+2.3%added
LIBERTY MEDIA CORP NEW LIB CAP no ticker–0.9%$69.8m601,423−3.5%reduced
TYCO INTERNATIONAL LTD no ticker–0.8%$67.7m2.32m−0.6%reduced
CNQ CANADIAN NAT RES LTD MED TEREnergy0.8%$64.3m2.23m+0.2%held
L LOEWS CORPFinancial Services0.7%$58.9m1.45m+4.6%added
SUNTRUST BKS INC no ticker–0.7%$55.0m1.94m−3.0%reduced
ATUEUR ACTUANT CORP–0.6%$51.3m1.84m+14%added
OMC OMNICOM GROUP INCCommunication Services0.6%$51.0m1.02m+2.0%added
WBC1EUR WABCO HLDGS INC–0.6%$48.8m748,481−0.9%reduced
VNO VORNADO RLTY TRReal Estate0.6%$48.8m609,009−1.2%reduced
EXMOC EXXON MOBIL CORP–0.6%$48.7m562,547−1.8%reduced
INTERCONTINENTAL HOTELS GROUP no ticker–0.6%$47.1m1.70m–new
PBH PRESTIGE CONSMR HEALTHCARE IHealthcare0.6%$44.8m2.24m−12%reduced
ROCKWELL COLLINS INC no ticker–0.6%$44.6m766,132−1.4%reduced
TRS TRIMAS CORPConsumer Cyclical0.6%$44.3m1.58m−2.9%reduced
ABT ABBOTT LABORATORIESHealthcare0.6%$44.2m674,330−0.8%reduced
ERSTE BANK DER OESTERREICHISCH no ticker–0.5%$43.0m1.36m−5.6%reduced
JAHEUR JARDEN CORP–0.5%$41.4m800,901−2.1%reduced
KO COCA COLA COConsumer Defensive0.5%$41.2m1.14m−0.9%reduced

Exited since Q3 2012

50 rows
KRAFT FOODS INC no ticker1.1%$90.2m
INTERCONTINENTAL HOTELS GROUP no ticker0.6%$48.2m
AVY AVERY DENNISON CORP0.06%$5.0m
OPTIMER PHARMACEUTICALS INC no ticker0.05%$4.3m
HANOVER COMPRESSOR CO SR NT CONV BOND no ticker0.02%$1.3m
RALCORP HOLDINGS INC NEW no ticker0.02%$1.2m
DOLLAR THRIFTY AUTOMOTIVE no ticker0.01%$1.1m
INTERCONTINENTAL HOTELS GROUP no ticker0.01%$969k
W P CAREY & CO LLC no ticker0.01%$872k
XEROX CORP no ticker0.01%$767k
KIMCO RLTY 1.938 DIV SER G no ticker0.01%$748k
ILMN ILLUMINA INC0.01%$621k
NYCBEUR NEW YORK CMNTY BANCORP INC0.01%$583k
NEW ENGLAND BANCSHARES INC no ticker0.01%$572k
SILVER WHEATON CORP no ticker0.01%$456k
SSUP SUPERIOR INDS INTL INC0.01%$427k
PLTEUR PLANTRONICS INC NEW0.01%$424k
WAL MART DE MEXICO SA DE CV SH no ticker0.0%$383k
GOLDMAN SACHS GROUP -PFD SER D no ticker0.0%$354k
AFL AFLAC INC0.0%$338k
VORNADO RLTY 1.656 DIV SER G no ticker0.0%$280k
WEINGARTEN RLTY 1.688 DIV SERE no ticker0.0%$278k
TRANSOCEAN INC SR NT CONV BOND no ticker0.0%$272k
LIBERTY INTERACTIVE CORP RTS no ticker0.0%$267k
LMEUR LEGG MASON INC0.0%$249k
EATON VANCE TAX-MANAGED EMG MK no ticker0.0%$247k
WRIGHT EXPRESS CORP no ticker0.0%$237k
FIDELITY BANCORP INC no ticker0.0%$228k
JCPCHF PENNEY J C INC0.0%$221k
UIS UNISYS CORP0.0%$211k
GASS STEALTHGAS INC0.0%$203k
MFC MANULIFE FINL CORP0.0%$192k
ARTIO GLOBAL HIGH INCOME FD no ticker0.0%$185k
FLWS 1 800 FLOWERS COM INC0.0%$133k
PRIME GROUP REALTY TRUST 9.0% no ticker0.0%$126k
FLOW INTL CORP no ticker0.0%$124k
F FORD MTR CO0.0%$110k
K GREEN TRUST UNITS no ticker0.0%$102k
MAINSTAY HIGH YIELD CORP BOND no ticker0.0%$63.0k
VOSTOK NAFTA INVT LTD NEW RED no ticker0.0%$57.0k
LORD ABBETT no ticker0.0%$50.0k
VOSTOK NAFTA HLDG INVSTMNT LTD no ticker0.0%$50.0k
LPATH INC no ticker0.0%$49.0k
FIDELITY CASH RESERVES FUND no ticker0.0%$19.0k
RENHE COMMERCIAL HLDNGS CO LTD no ticker0.0%$18.0k
FIDELITY MONEY MARKET FUND no ticker0.0%$16.0k
CHANGDA INTL HLDGS INC no ticker0.0%$15.0k
FEDERAL HOME LN MTG no ticker0.0%$3.0k
GATEWAY ENERGY CORP no ticker0.0%$1.0k
PROPHOTONIX LTD no ticker0.0%$1.0k

Sector mix

  • Unclassified44.4%
  • Healthcare12.2%
  • Financial Services11.4%
  • Consumer Defensive7.2%
  • Technology5.9%
  • Industrials4.8%
  • Energy3.8%
  • Utilities3.7%
  • Communication Services2.6%
  • Consumer Cyclical2.0%
  • Basic Materials1.0%
  • Real Estate1.0%

Book over time

Every quarter on file (111)
QuarterPositionsEquity book
Q2 2026741$39.2bn
Q1 2026752$36.1bn
Q4 2025728$38.1bn
Q3 2025714$37.9bn
Q2 2025698$35.4bn
Q1 2025678$34.3bn
Q4 2024680$34.1bn
Q3 2024682$33.7bn
Q2 2024669$31.2bn
Q1 20241,410$30.9bn
Q4 20231,436$28.8bn
Q3 20231,487$27.1bn
Q2 20231,423$27.3bn
Q1 20231,516$26.1bn
Q4 20221,678$27.3bn
Q3 20221,499$23.6bn
Q2 20221,533$24.8bn
Q1 20221,574$30.6bn
Q4 20211,558$30.3bn
Q3 20211,575$27.1bn
Q2 20211,546$27.4bn
Q1 20211,458$23.2bn
Q4 20201,320$20.9bn
Q3 20201,309$19.4bn
Q2 20201,367$17.3bn
Q1 20201,355$15.4bn
Q4 20191,286$19.9bn
Q3 20191,309$18.2bn
Q2 20191,353$18.0bn
Q1 20191,372$17.3bn
Q4 20181,352$16.1bn
Q3 20181,384$18.8bn
Q2 20181,341$17.3bn
Q1 20181,365$17.6bn
Q4 20171,435$18.3bn
Q3 20171,416$17.5bn
Q2 20171,378$17.1bn
Q1 20171,378$16.8bn
Q4 20161,361$16.4bn
Q3 20161,382$16.4bn
Q2 20161,448$16.3bn
Q1 20161,380$16.3bn
Q4 20151,405$16.3bn
Q3 20151,419$15.6bn
Q2 20151,436$16.9bn
Q1 20151,431$17.4bn
Q4 20141,464$17.7bn
Q3 20141,428$17.2bn
Q2 20141,403$15.8bn
Q1 20141,394$15.2bn
Q4 20131,359$15.1bn
Q3 20131,355$14.3bn
Q2 20131,351$14.5bn
Q1 2013654$8.8bn
Q4 2012656$8.0bn
Q3 2012675$8.1bn
Q2 2012660$7.7bn
Q1 2012677$7.8bn
Q4 2011677$6.9bn
Q3 2011661$6.5bn
Q2 2011692$7.8bn
Q1 2011691$7.6bn
Q4 2010698$7.2bn
Q3 2010697$6.5bn
Q2 2010674$5.7bn
Q1 2010681$6.3bn
Q4 2009680$5.9bn
Q3 2009666$5.7bn
Q2 2009649$4.7bn
Q1 2009649$3.8bn
Q4 2008666$4.7bn
Q3 2008709$6.6bn
Q2 2008745$7.3bn
Q1 2008726$7.2bn
Q4 2007749$7.8bn
Q3 2007764$8.1bn
Q2 2007768$8.2bn
Q1 2007748$7.8bn
Q4 2006748$7.7bn
Q3 2006739$7.3bn
Q2 2006728$7.1bn
Q1 2006728$7.2bn
Q4 2005712$6.6bn
Q3 2005707$6.6bn
Q2 2005706$7.1bn
Q2 2005696$6.5bn
Q1 2005692$6.4bn
Q4 2004683$6.5bn
Q3 2004668$5.9bn
Q2 2004656$5.7bn
Q1 2004643$5.5bn
Q4 2003640$5.5bn
Q3 2003619$5.0bn
Q2 2003604$4.7bn
Q1 2003602$4.0bn
Q4 2002605$4.1bn
Q3 2002582$3.9bn
Q2 2002587$4.5bn
Q1 2002591$4.7bn
Q4 2001590$4.7bn
Q3 2001572$4.2bn
Q2 2001522$3.7bn
Q1 2001573$4.4bn
Q4 2000576$4.6bn
Q3 2000557$4.5bn
Q2 2000559$4.3bn
Q1 2000596$4.3bn
Q4 1999585$4.5bn
Q3 1999557$4.7bn
Q2 1999568$6.0bn
Q1 1999442$4.6bn

Where First Manhattan was early

41 rows
BAC BANK OF AMER CORPQ2 19991 of 2323.1%3.3%108Held at last filing, Q2 2026+55%
DBD DIEBOLD NIXDORF INCQ2 19991 of 1050.05%3.8%31Exited by Q2 2023–
ESINQ ITT EDUCATIONAL SVCSQ2 19991 of 310.0%1.1%43Exited by Q3 2016−85%
ORCL ORACLE CORPQ2 199916 of 2560.0%3.0%109Held at last filing, Q2 2026+1479%
UNM UNUM GROUPQ3 19992 of 1171.3%1.3%77Exited by Q4 2020−43%
EXMOC EXXON MOBIL CORPQ4 19995 of 1930.5%1.1%107Held at last filing, Q2 2026+240%
F FORD MTR CO DELQ3 20001 of 1811.9%1.9%58Exited by Q2 2024−48%
FMC FMC CORPQ4 20001 of 1570.2%1.8%90Exited by Q2 2024+310%
GILD GILEAD SCIENCES INCQ1 20015 of 1810.07%3.0%102Held at last filing, Q2 2026+6120%
USB US BANCORPQ1 20015 of 1620.2%1.4%102Held at last filing, Q2 2026+160%
ZBH ZIMMER BIOMET HOLDINGS INCQ3 20013 of 1440.3%3.5%99Exited by Q2 2026+236%
MMM 3M COQ2 20023 of 1650.06%3.8%95Held at last filing, Q2 2026+215%
RRC RANGE RES CORPQ3 20022 of 1470.01%2.4%87Held at last filing, Q2 2026+1092%
COP CONOCOPHILLIPSQ3 20025 of 1550.02%1.7%96Held at last filing, Q2 2026+490%
CMCSA COMCAST CORP NEWQ4 20025 of 2190.02%1.4%95Held at last filing, Q2 2026+233%
MO ALTRIA GROUP INCQ1 20033 of 1530.7%1.2%94Held at last filing, Q2 2026+140%
SRE SEMPRAQ1 20042 of 1190.02%1.9%88Held at last filing, Q2 2026+483%
FHN FIRST HORIZON CORPORATIONQ2 20042 of 1650.6%1.8%79Exited by Q1 2024−67%
UNH UNITEDHEALTH GROUP INCQ2 20042 of 2990.09%3.3%89Held at last filing, Q2 2026+1235%
CNQ CANADIAN NAT RES LTD MED TERQ2 20043 of 1420.01%1.3%88Held at last filing, Q2 2026+993%
PXGBX PRAXAIR INCQ4 20042 of 680.0%1.3%52Exited by Q4 2018+264%
AAPL APPLE INCQ1 200524 of 2750.0%6.6%86Held at last filing, Q2 2026+19343%
AEE AMEREN CORPQ2 20051 of 1020.0%2.4%73Held at last filing, Q2 2026+104%
WU WESTERN UN COQ4 20065 of 1331.0%1.0%70Exited by Q2 2024−38%
TEVA TEVA PHARMACEUTICAL INDS LTDQ4 20069 of 1820.3%1.1%79Held at last filing, Q2 2026+9.0%
DHR DANAHER CORP DELQ2 200717 of 2350.01%2.5%73Held at last filing, Q2 2026+651%
S9Q SPIRIT AEROSYSTEMS HLDGS INCQ1 20082 of 1530.2%1.1%69Exited by Q2 2025+55%
PM PHILIP MORRIS INTL INCQ1 20089 of 1690.8%1.1%74Held at last filing, Q2 2026+258%
SNI SCRIPPS NETWORKSQ3 20085 of 800.9%1.3%38Exited by Q1 2018+135%
AZN ASTRAZENECA PLCQ4 20091 of 1531.4%1.4%67Held at last filing, Q2 2026+304%
BUD ANHEUSER BUSCH INBEV SA NVQ4 20112 of 1291.8%2.8%59Held at last filing, Q2 2026+35%
BRK/A BERKSHIRE HATHAWAY INC DELQ2 20134 of 6122.1%38.4%53Held at last filing, Q2 2026+344%
MSFT MICROSOFT CORPQ2 20138 of 3741.8%6.5%53Held at last filing, Q2 2026+980%
BRK/B BERKSHIRE HATHAWAY INC DELQ2 201311 of 1801.9%3.1%53Held at last filing, Q2 2026+347%
PRGO PERRIGO CO PLCQ1 201413 of 1720.01%1.6%25Exited by Q2 2024−79%
ARMK ARAMARKQ2 201412 of 1770.03%1.3%40Exited by Q2 2024+74%
KKR KKR & CO INCQ1 201922 of 2110.8%3.7%30Held at last filing, Q2 2026+291%
TPL TEXAS PACIFIC LAND CORPORATIQ1 20215 of 1001.0%1.4%22Held at last filing, Q2 2026+148%
PPLI IAC INCQ2 202115 of 1561.7%1.8%18Exited by Q4 2025−73%
BN BROOKFIELD CORPQ4 20228 of 1151.9%2.9%15Held at last filing, Q2 2026+103%
LB LANDBRIDGE COMPANY LLCQ2 20247 of 630.1%1.4%9Held at last filing, Q2 2026+242%

Concentration and tenure

6.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
33.0%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
5
Median completed holding, quarters