WhaleCreep

First Manhattan 13F holdings, Q1 2013

Long-only investorSEC filingsCompare with another fundHoldings as of 2013-03-31, filed 2013-04-29

First Manhattan disclosed 654 US equity positions worth $8.8bn in its Q1 2013 13F filing. Its largest position is BROOKFIELD ASSET MGMT INC at 4.9% of the reported book, followed by ONEX CORP-SUB VTG and IBM. Versus Q4 2012 it opened 29 new positions, added to 128, reduced 192 and exited 31.

$8.8bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
654
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
4.9%
Largest position
The largest single position as a share of the reported equity book.
30.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
68
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
111
Quarters on file since Q1 1999
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2012: 29 new, 128 added, 192 reduced, 31 exited

50 of 654
BROOKFIELD ASSET MGMT INC no ticker–4.9%$431m11.82m+0.9%added
ONEX CORP-SUB VTG no ticker–3.7%$325m6.82m−1.6%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology3.5%$309m1.45m−2.1%reduced
CVS CVS HEALTH CORPHealthcare3.0%$265m4.81m−0.6%reduced
BUD ANHEUSER BUSCH INBEV SA NVConsumer Defensive2.8%$246m2.47m+0.3%held
LEUCADIA NATL CORP no ticker–2.6%$231m8.43m+28%added
WFC WELLS FARGO & COFinancial Services2.6%$228m6.17m−0.4%held
JNJ JOHNSON & JOHNSONHealthcare2.6%$224m2.75m−4.5%reduced
AEE AMEREN CORPUtilities2.2%$193m5.50m−5.7%reduced
UTXZ UNITED TECHNOLOGIES CORP–2.2%$190m2.03m+0.2%held
AIG American International GroupFinancial Services2.0%$172m4.42m+2.3%added
PG PROCTER & GAMBLE COConsumer Defensive1.8%$157m2.04m−2.2%reduced
COP CONOCOPHILLIPSEnergy1.7%$148m2.46m+22%added
BEIERSDORF AG D.N no ticker–1.6%$141m1.53m+2.3%added
GE GENERAL ELECTRIC COIndustrials1.5%$135m5.85m−1.9%reduced
SKF FRUEHER AB SVENSKA no ticker–1.5%$134m5.47m−3.6%reduced
CMCSA COMCAST CORP NEWCommunication Services1.3%$118m2.81m−0.6%reduced
UPLEUR ULTRA PETROLEUM CORP–1.3%$117m5.83m+6.2%added
WTWEUR WEIGHT WATCHERS INTL INC NEW–1.3%$112m2.66m+79%added
ORI OLD REP INTL CORPFinancial Services1.2%$110m8.65m−0.2%held
AXP AMERICAN EXPRESS COFinancial Services1.2%$109m1.62m−4.1%reduced
GILD GILEAD SCIENCES INCHealthcare1.2%$104m2.12m+43%added
MMM 3M COIndustrials1.2%$102m956,861−1.5%reduced
AAPL APPLE INCTechnology1.1%$99.6m225,084+8.4%added
USB US BANCORPFinancial Services1.1%$94.6m2.79m+0.9%added
SNI SCRIPPS NETWORKS INTERACT IN–1.1%$94.5m1.47m−0.5%reduced
VIVUS INC no ticker–1.1%$93.3m8.48m+42%added
BAX BAXTER INTL INCHealthcare1.1%$92.9m1.28m−2.2%reduced
PM PHILIP MORRIS INTL INCConsumer Defensive1.0%$87.9m947,959−0.3%held
CB CHUBB CORPFinancial Services1.0%$83.8m957,565−2.0%reduced
DHR DANAHER CORP DELHealthcare0.9%$83.4m1.34m+2.2%added
GSK PLC no ticker–0.9%$77.2m1.65m−0.2%held
TYCO INTERNATIONAL LTD no ticker–0.8%$73.9m2.31m−0.3%held
CNQ CANADIAN NAT RES LTD MED TEREnergy0.8%$71.5m2.23m−0.2%held
LIBERTY MEDIA CORP DELAWARE no ticker–0.8%$66.5m595,585–new
L LOEWS CORPFinancial Services0.7%$63.8m1.45m+0.1%held
OMC OMNICOM GROUP INCCommunication Services0.7%$60.8m1.03m+1.1%added
TGT TARGET CORPConsumer Defensive0.6%$57.1m834,677+1210%added
ATUEUR ACTUANT CORP–0.6%$56.2m1.83m−0.2%held
SUNTRUST BKS INC no ticker–0.6%$54.0m1.87m−3.5%reduced
WBC1EUR WABCO HLDGS INC–0.6%$53.4m756,981+1.1%added
ALSN ALLISON TRANSMISSION HLDGS IConsumer Cyclical0.6%$51.4m2.14m+17%added
PBH PRESTIGE CONSMR HEALTHCARE IHealthcare0.6%$51.3m2.00m−11%reduced
JAHEUR JARDEN CORP–0.6%$51.1m1.19m+49%added
TRS TRIMAS CORPConsumer Cyclical0.6%$50.4m1.55m−1.8%reduced
EXMOC EXXON MOBIL CORP–0.5%$48.3m535,495−4.8%reduced
ROCKWELL COLLINS INC no ticker–0.5%$48.0m760,307−0.8%reduced
VNO VORNADO RLTY TRReal Estate0.5%$47.6m569,479−6.5%reduced
KO COCA COLA COConsumer Defensive0.5%$45.2m1.12m−1.6%reduced
COVIDIEN PLC no ticker–0.5%$43.5m640,813+0.1%held

Exited since Q4 2012

31 rows
LIBERTY MEDIA CORP NEW LIB CAP no ticker0.9%$69.8m
JEFFRIES GROUP INC no ticker0.2%$17.8m
DENTSPLY INTL INC NEW no ticker0.2%$15.2m
AMERICAN REPROGRAPHICS CO no ticker0.03%$2.3m
VTI VANGUARD INDEX FDS0.02%$1.9m
EXTERRAN HLDGS INC SR NT CONV CONV BOND no ticker0.02%$1.3m
INTERCONTINENTAL HTLS GRP PL no ticker0.01%$959k
ENSTAR GROUP LIMITED no ticker0.01%$817k
INMET MNG CORP no ticker0.01%$687k
COLFAX CORP no ticker0.01%$685k
WELLS FARGO ADVTG MUNI CASH no ticker0.01%$612k
L-3 COMMUNICATIONS HLDGS INC no ticker0.01%$497k
FCX FREEPORT MCMORAN INC0.01%$443k
ISHARES no ticker0.0%$399k
LOOMIS SAYLES no ticker0.0%$304k
VANGUARD LIMITED TAX EXEMPT FD no ticker0.0%$275k
DOUBLELINE TOTAL RETURN BOND no ticker0.0%$268k
CEPHEID no ticker0.0%$262k
POST POST HLDGS INC0.0%$260k
PRLB PROTO LABS INC0.0%$236k
ALLIANCE BANKSHARES CORP no ticker0.0%$222k
WATSON PHARMACEUTICALS INC no ticker0.0%$215k
AMXN AMERICA MOVIL SAB DE CV0.0%$205k
JOHN HANCOCK PATRIOT PREMIUM no ticker0.0%$143k
PANDORA MEDIA INC no ticker0.0%$121k
FIDELITY INTERMEDIATE MUN INCM no ticker0.0%$115k
TSBK TIMBERLAND BANCORP INC0.0%$79.0k
ARTIO GLOBAL INVS INC no ticker0.0%$78.0k
MNKD MANNKIND CORP0.0%$23.0k
TRADE STR RESIDENTIAL INC no ticker0.0%$22.0k
DELCATH SYS INC no ticker0.0%$12.0k

Sector mix

  • Unclassified44.1%
  • Healthcare11.8%
  • Financial Services11.6%
  • Consumer Defensive7.9%
  • Technology5.6%
  • Industrials4.8%
  • Energy4.1%
  • Utilities3.7%
  • Communication Services2.6%
  • Consumer Cyclical2.1%
  • Real Estate0.9%
  • Basic Materials0.7%

Book over time

Every quarter on file (111)
QuarterPositionsEquity book
Q2 2026741$39.2bn
Q1 2026752$36.1bn
Q4 2025728$38.1bn
Q3 2025714$37.9bn
Q2 2025698$35.4bn
Q1 2025678$34.3bn
Q4 2024680$34.1bn
Q3 2024682$33.7bn
Q2 2024669$31.2bn
Q1 20241,410$30.9bn
Q4 20231,436$28.8bn
Q3 20231,487$27.1bn
Q2 20231,423$27.3bn
Q1 20231,516$26.1bn
Q4 20221,678$27.3bn
Q3 20221,499$23.6bn
Q2 20221,533$24.8bn
Q1 20221,574$30.6bn
Q4 20211,558$30.3bn
Q3 20211,575$27.1bn
Q2 20211,546$27.4bn
Q1 20211,458$23.2bn
Q4 20201,320$20.9bn
Q3 20201,309$19.4bn
Q2 20201,367$17.3bn
Q1 20201,355$15.4bn
Q4 20191,286$19.9bn
Q3 20191,309$18.2bn
Q2 20191,353$18.0bn
Q1 20191,372$17.3bn
Q4 20181,352$16.1bn
Q3 20181,384$18.8bn
Q2 20181,341$17.3bn
Q1 20181,365$17.6bn
Q4 20171,435$18.3bn
Q3 20171,416$17.5bn
Q2 20171,378$17.1bn
Q1 20171,378$16.8bn
Q4 20161,361$16.4bn
Q3 20161,382$16.4bn
Q2 20161,448$16.3bn
Q1 20161,380$16.3bn
Q4 20151,405$16.3bn
Q3 20151,419$15.6bn
Q2 20151,436$16.9bn
Q1 20151,431$17.4bn
Q4 20141,464$17.7bn
Q3 20141,428$17.2bn
Q2 20141,403$15.8bn
Q1 20141,394$15.2bn
Q4 20131,359$15.1bn
Q3 20131,355$14.3bn
Q2 20131,351$14.5bn
Q1 2013654$8.8bn
Q4 2012656$8.0bn
Q3 2012675$8.1bn
Q2 2012660$7.7bn
Q1 2012677$7.8bn
Q4 2011677$6.9bn
Q3 2011661$6.5bn
Q2 2011692$7.8bn
Q1 2011691$7.6bn
Q4 2010698$7.2bn
Q3 2010697$6.5bn
Q2 2010674$5.7bn
Q1 2010681$6.3bn
Q4 2009680$5.9bn
Q3 2009666$5.7bn
Q2 2009649$4.7bn
Q1 2009649$3.8bn
Q4 2008666$4.7bn
Q3 2008709$6.6bn
Q2 2008745$7.3bn
Q1 2008726$7.2bn
Q4 2007749$7.8bn
Q3 2007764$8.1bn
Q2 2007768$8.2bn
Q1 2007748$7.8bn
Q4 2006748$7.7bn
Q3 2006739$7.3bn
Q2 2006728$7.1bn
Q1 2006728$7.2bn
Q4 2005712$6.6bn
Q3 2005707$6.6bn
Q2 2005706$7.1bn
Q2 2005696$6.5bn
Q1 2005692$6.4bn
Q4 2004683$6.5bn
Q3 2004668$5.9bn
Q2 2004656$5.7bn
Q1 2004643$5.5bn
Q4 2003640$5.5bn
Q3 2003619$5.0bn
Q2 2003604$4.7bn
Q1 2003602$4.0bn
Q4 2002605$4.1bn
Q3 2002582$3.9bn
Q2 2002587$4.5bn
Q1 2002591$4.7bn
Q4 2001590$4.7bn
Q3 2001572$4.2bn
Q2 2001522$3.7bn
Q1 2001573$4.4bn
Q4 2000576$4.6bn
Q3 2000557$4.5bn
Q2 2000559$4.3bn
Q1 2000596$4.3bn
Q4 1999585$4.5bn
Q3 1999557$4.7bn
Q2 1999568$6.0bn
Q1 1999442$4.6bn

Where First Manhattan was early

41 rows
BAC BANK OF AMER CORPQ2 19991 of 2323.1%3.3%108Held at last filing, Q2 2026+55%
DBD DIEBOLD NIXDORF INCQ2 19991 of 1050.05%3.8%31Exited by Q2 2023–
ESINQ ITT EDUCATIONAL SVCSQ2 19991 of 310.0%1.1%43Exited by Q3 2016−85%
ORCL ORACLE CORPQ2 199916 of 2560.0%3.0%109Held at last filing, Q2 2026+1479%
UNM UNUM GROUPQ3 19992 of 1171.3%1.3%77Exited by Q4 2020−43%
EXMOC EXXON MOBIL CORPQ4 19995 of 1930.5%1.1%107Held at last filing, Q2 2026+240%
F FORD MTR CO DELQ3 20001 of 1811.9%1.9%58Exited by Q2 2024−48%
FMC FMC CORPQ4 20001 of 1570.2%1.8%90Exited by Q2 2024+310%
GILD GILEAD SCIENCES INCQ1 20015 of 1810.07%3.0%102Held at last filing, Q2 2026+6120%
USB US BANCORPQ1 20015 of 1620.2%1.4%102Held at last filing, Q2 2026+160%
ZBH ZIMMER BIOMET HOLDINGS INCQ3 20013 of 1440.3%3.5%99Exited by Q2 2026+236%
MMM 3M COQ2 20023 of 1650.06%3.8%95Held at last filing, Q2 2026+215%
RRC RANGE RES CORPQ3 20022 of 1470.01%2.4%87Held at last filing, Q2 2026+1092%
COP CONOCOPHILLIPSQ3 20025 of 1550.02%1.7%96Held at last filing, Q2 2026+490%
CMCSA COMCAST CORP NEWQ4 20025 of 2190.02%1.4%95Held at last filing, Q2 2026+233%
MO ALTRIA GROUP INCQ1 20033 of 1530.7%1.2%94Held at last filing, Q2 2026+140%
SRE SEMPRAQ1 20042 of 1190.02%1.9%88Held at last filing, Q2 2026+483%
FHN FIRST HORIZON CORPORATIONQ2 20042 of 1650.6%1.8%79Exited by Q1 2024−67%
UNH UNITEDHEALTH GROUP INCQ2 20042 of 2990.09%3.3%89Held at last filing, Q2 2026+1235%
CNQ CANADIAN NAT RES LTD MED TERQ2 20043 of 1420.01%1.3%88Held at last filing, Q2 2026+993%
PXGBX PRAXAIR INCQ4 20042 of 680.0%1.3%52Exited by Q4 2018+264%
AAPL APPLE INCQ1 200524 of 2750.0%6.6%86Held at last filing, Q2 2026+19343%
AEE AMEREN CORPQ2 20051 of 1020.0%2.4%73Held at last filing, Q2 2026+104%
WU WESTERN UN COQ4 20065 of 1331.0%1.0%70Exited by Q2 2024−38%
TEVA TEVA PHARMACEUTICAL INDS LTDQ4 20069 of 1820.3%1.1%79Held at last filing, Q2 2026+9.0%
DHR DANAHER CORP DELQ2 200717 of 2350.01%2.5%73Held at last filing, Q2 2026+651%
S9Q SPIRIT AEROSYSTEMS HLDGS INCQ1 20082 of 1530.2%1.1%69Exited by Q2 2025+55%
PM PHILIP MORRIS INTL INCQ1 20089 of 1690.8%1.1%74Held at last filing, Q2 2026+258%
SNI SCRIPPS NETWORKSQ3 20085 of 800.9%1.3%38Exited by Q1 2018+135%
AZN ASTRAZENECA PLCQ4 20091 of 1531.4%1.4%67Held at last filing, Q2 2026+304%
BUD ANHEUSER BUSCH INBEV SA NVQ4 20112 of 1291.8%2.8%59Held at last filing, Q2 2026+35%
BRK/A BERKSHIRE HATHAWAY INC DELQ2 20134 of 6122.1%38.4%53Held at last filing, Q2 2026+344%
MSFT MICROSOFT CORPQ2 20138 of 3741.8%6.5%53Held at last filing, Q2 2026+980%
BRK/B BERKSHIRE HATHAWAY INC DELQ2 201311 of 1801.9%3.1%53Held at last filing, Q2 2026+347%
PRGO PERRIGO CO PLCQ1 201413 of 1720.01%1.6%25Exited by Q2 2024−79%
ARMK ARAMARKQ2 201412 of 1770.03%1.3%40Exited by Q2 2024+74%
KKR KKR & CO INCQ1 201922 of 2110.8%3.7%30Held at last filing, Q2 2026+291%
TPL TEXAS PACIFIC LAND CORPORATIQ1 20215 of 1001.0%1.4%22Held at last filing, Q2 2026+148%
PPLI IAC INCQ2 202115 of 1561.7%1.8%18Exited by Q4 2025−73%
BN BROOKFIELD CORPQ4 20228 of 1151.9%2.9%15Held at last filing, Q2 2026+103%
LB LANDBRIDGE COMPANY LLCQ2 20247 of 630.1%1.4%9Held at last filing, Q2 2026+242%

Concentration and tenure

6.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
33.0%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
5
Median completed holding, quarters