Caxton Associates 13F holdings, Q4 2020
Holdings as of December 31, 2020 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 116 US equity positions worth $981.7m in its Q4 2020 13F filing. The largest position was GLD at 45.9% of the reported book, followed by EEM and APTV. Against the Q3 2020 filing, it opened 26 new positions, added to 14 and reduced 8 among the top 50 holdings.
What did Caxton Associates own in Q4 2020? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2020 |
|---|---|---|---|---|---|---|---|
| 1 | GLD SPDR GOLD TR | 45.9% | $450.9m | 2,527,950 | 6% | added | |
| 2 | EEM ISHARES TR | 8.3% | $81.3m | 1,573,000 | 62820% | added | |
| 3 | APTV APTIV PLC | Consumer Cyclical | 6.1% | $60.2m | 462,225 | 1% | added |
| 4 | AES AES CORP | Utilities | 5.0% | $49.5m | 2,105,805 | – | new |
| 5 | MU MICRON TECHNOLOGY INC | Technology | 2.9% | $28.2m | 375,497 | 160% | added |
| 6 | SLV ISHARES SILVER TR | 2.5% | $24.7m | 1,005,000 | – | new | |
| 7 | AAPL APPLE INC | Technology | 2.0% | $19.3m | 145,601 | 2496% | added |
| 8 | TSM TAIWAN SEMICONDUCTOR MFG LTD | Technology | 1.6% | $16.2m | 148,144 | -22% | reduced |
| 9 | NEE NEXTERA ENERGY INC | Utilities | 1.2% | $11.5m | 149,279 | – | new |
| 10 | MSFT MICROSOFT CORP | Technology | 1.1% | $11.2m | 50,500 | 2070% | added |
| 11 | XIFR NEXTERA ENERGY PARTNERS LP | Utilities | 1.0% | $9.9m | 147,957 | – | new |
| 12 | PPL PPL CORP | Utilities | 0.9% | $9.1m | 323,261 | – | new |
| 13 | ISRG INTUITIVE SURGICAL INC | Healthcare | 0.9% | $9.1m | 11,096 | 0% | held |
| 14 | POR PORTLAND GEN ELEC CO | Utilities | 0.9% | $8.9m | 207,692 | – | new |
| 15 | ES EVERSOURCE ENERGY | Utilities | 0.9% | $8.9m | 102,668 | – | new |
| 16 | PEG PUBLIC SVC ENTERPRISE GRP IN | Utilities | 0.9% | $8.8m | 151,388 | – | new |
| 17 | LNT ALLIANT ENERGY CORP | Utilities | 0.9% | $8.8m | 171,208 | – | new |
| 18 | XEL XCEL ENERGY INC | Utilities | 0.9% | $8.8m | 131,412 | – | new |
| 19 | DUK DUKE ENERGY CORP NEW | Utilities | 0.9% | $8.8m | 95,621 | – | new |
| 20 | DTE DTE ENERGY CO | Utilities | 0.9% | $8.7m | 71,985 | – | new |
| 21 | CNP CENTERPOINT ENERGY INC | Utilities | 0.9% | $8.7m | 400,990 | – | new |
| 22 | EXC EXELON CORP | Utilities | 0.9% | $8.6m | 204,693 | – | new |
| 23 | CWEN CLEARWAY ENERGY INC | Utilities | 0.9% | $8.6m | 270,601 | – | new |
| 24 | D DOMINION ENERGY INC | Utilities | 0.9% | $8.6m | 114,847 | – | new |
| 25 | DIS DISNEY WALT CO | Communication Services | 0.8% | $8.2m | 45,300 | – | new |
| 26 | ZBRA ZEBRA TECHNOLOGIES CORPORATI | Technology | 0.8% | $7.7m | 19,941 | -9% | reduced |
| 27 | AMZN AMAZON COM INC | Consumer Cyclical | 0.7% | $7.0m | 2,140 | -71% | reduced |
| 28 | DOCU DOCUSIGN INC | Technology | 0.7% | $6.7m | 30,292 | 76% | added |
| 29 | UBER UBER TECHNOLOGIES INC | Technology | 0.6% | $5.9m | 114,738 | – | new |
| 30 | SONY SONY CORP | Technology | 0.6% | $5.6m | 55,710 | -14% | reduced |
| 31 | V VISA INC | Financial Services | 0.6% | $5.4m | 24,741 | 660% | added |
| 32 | ON ON SEMICONDUCTOR CORP | Technology | 0.5% | $5.4m | 163,500 | -39% | reduced |
| 33 | INTU INTUIT | Technology | 0.5% | $5.1m | 13,300 | 763% | added |
| 34 | AMD ADVANCED MICRO DEVICES INC | Technology | 0.5% | $4.8m | 52,428 | -40% | reduced |
| 35 | AMBA AMBARELLA INC | Technology | 0.4% | $3.5m | 38,500 | – | new |
| 36 | ADBE ADOBE SYSTEMS INCORPORATED | Technology | 0.3% | $3.2m | 6,438 | -42% | reduced |
| 37 | SHOP SHOPIFY INC | Technology | 0.3% | $2.9m | 2,600 | – | new |
| 38 | AMAT APPLIED MATLS INC | Technology | 0.3% | $2.9m | 33,900 | 866% | added |
| 39 | LRCX LAM RESEARCH CORP | Technology | 0.3% | $2.9m | 6,159 | 358% | added |
| 40 | NXPI NXP SEMICONDUCTORS N V | Technology | 0.2% | $2.4m | 15,100 | 10% | added |
| 41 | PTC PTC INC | Technology | 0.2% | $2.1m | 17,321 | 0% | held |
| 42 | ABNB AIRBNB INC | Consumer Cyclical | 0.2% | $1.9m | 12,600 | – | new |
| 43 | DT DYNATRACE INC | Technology | 0.2% | $1.5m | 34,894 | 7% | added |
| 44 | CREE INC | 0.1% | $1.3m | 11,900 | – | new | |
| 45 | QQQ INVESCO QQQ TR | 0.1% | $784.0k | 2,500 | – | new | |
| 46 | VLO VALERO ENERGY CORP | Energy | 0.1% | $503.0k | 8,900 | – | new |
| 47 | EXMOC EXXON MOBIL CORP | 0.1% | $491.0k | 11,900 | – | new | |
| 48 | AMT AMERICAN TOWER CORP NEW | Real Estate | 0.0% | $449.0k | 2,002 | 29% | added |
| 49 | HALO HALOZYME THERAPEUTICS INC | Healthcare | 0.0% | $447.0k | 10,471 | – | new |
| 50 | R1 RCM INC | 0.0% | $431.0k | 17,933 | -66% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.