Caxton Associates 13F holdings, Q3 2020
Holdings as of September 30, 2020 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 280 US equity positions worth $883.6m in its Q3 2020 13F filing. The largest position was GLD at 47.8% of the reported book, followed by APTV and HES. Against the Q2 2020 filing, it opened 22 new positions, added to 14 and reduced 13 among the top 50 holdings.
What did Caxton Associates own in Q3 2020? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2020 |
|---|---|---|---|---|---|---|---|
| 1 | GLD SPDR GOLD TR | 47.8% | $422.1m | 2,383,050 | -5% | reduced | |
| 2 | APTV APTIV PLC | Consumer Cyclical | 4.7% | $41.8m | 456,000 | 132% | added |
| 3 | HES HESS CORP | 4.7% | $41.5m | 1,013,939 | 0% | held | |
| 4 | CTRA CABOT OIL & GAS CORP | 4.1% | $36.3m | 2,088,781 | 103% | added | |
| 5 | EQNR EQUINOR ASA | Energy | 3.5% | $30.9m | 2,196,285 | – | new |
| 6 | EQT EQT CORP | Energy | 3.4% | $29.6m | 2,292,394 | 123% | added |
| 7 | AMZN AMAZON COM INC | Consumer Cyclical | 2.6% | $23.3m | 7,400 | -42% | reduced |
| 8 | OPTU ALTICE USA INC | Communication Services | 1.8% | $15.9m | 612,520 | – | new |
| 9 | TSM TAIWAN SEMICONDUCTOR MFG LTD | Technology | 1.7% | $15.4m | 190,344 | – | new |
| 10 | BABA ALIBABA GROUP HLDG LTD | Consumer Cyclical | 1.7% | $14.7m | 50,068 | -26% | reduced |
| 11 | GOOGL ALPHABET INC | Communication Services | 1.5% | $13.3m | 9,090 | – | new |
| 12 | ISRG INTUITIVE SURGICAL INC | Healthcare | 0.9% | $7.9m | 11,096 | -52% | reduced |
| 13 | AMD ADVANCED MICRO DEVICES INC | Technology | 0.8% | $7.1m | 87,138 | 1659% | added |
| 14 | MU MICRON TECHNOLOGY INC | Technology | 0.8% | $6.8m | 144,600 | 144% | added |
| 15 | XLF SELECT SECTOR SPDR TR | 0.7% | $6.4m | 264,600 | 45% | added | |
| 16 | NVDA NVIDIA CORPORATION | Technology | 0.7% | $6.3m | 11,613 | -70% | reduced |
| 17 | ON ON SEMICONDUCTOR CORP | Technology | 0.7% | $5.9m | 269,925 | – | new |
| 18 | ZBRA ZEBRA TECHNOLOGIES CORPORATI | Technology | 0.6% | $5.5m | 21,806 | -48% | reduced |
| 19 | ADBE ADOBE SYSTEMS INCORPORATED | Technology | 0.6% | $5.4m | 11,111 | 583% | added |
| 20 | EQIX EQUINIX INC | Real Estate | 0.6% | $5.0m | 6,635 | -59% | reduced |
| 21 | SONY SONY CORP | Technology | 0.6% | $5.0m | 64,759 | -16% | reduced |
| 22 | ISHARES TR | 0.4% | $3.8m | 111,164 | – | new | |
| 23 | DOCU DOCUSIGN INC | Technology | 0.4% | $3.7m | 17,241 | -13% | reduced |
| 24 | QCOM QUALCOMM INC | Technology | 0.4% | $3.3m | 28,223 | 490% | added |
| 25 | BSX BOSTON SCIENTIFIC CORP | Healthcare | 0.3% | $2.9m | 75,000 | – | new |
| 26 | ACTIVISION BLIZZARD INC | 0.3% | $2.8m | 35,000 | -16% | reduced | |
| 27 | FXI ISHARES TR | 0.3% | $2.5m | 59,500 | – | new | |
| 28 | DLTR DOLLAR TREE INC | Consumer Defensive | 0.3% | $2.3m | 25,000 | – | new |
| 29 | GDS GDS HLDGS LTD | Technology | 0.2% | $2.1m | 25,430 | – | new |
| 30 | SPGI S&P GLOBAL INC | Financial Services | 0.2% | $1.7m | 4,843 | 196% | added |
| 31 | NXPI NXP SEMICONDUCTORS N V | Technology | 0.2% | $1.7m | 13,700 | – | new |
| 32 | AMED AMEDISYS INC | 0.2% | $1.5m | 6,551 | 162% | added | |
| 33 | PTC PTC INC | Technology | 0.2% | $1.4m | 17,321 | -52% | reduced |
| 34 | PLUG PLUG POWER INC | Industrials | 0.2% | $1.4m | 103,807 | -83% | reduced |
| 35 | VRSN VERISIGN INC | Technology | 0.2% | $1.4m | 6,688 | 10% | added |
| 36 | NTES NETEASE INC | Communication Services | 0.2% | $1.4m | 3,004 | – | new |
| 37 | MTD METTLER TOLEDO INTERNATIONAL | Healthcare | 0.2% | $1.4m | 1,411 | – | new |
| 38 | DT DYNATRACE INC | Technology | 0.2% | $1.3m | 32,667 | -52% | reduced |
| 39 | DHI D R HORTON INC | Consumer Cyclical | 0.2% | $1.3m | 17,647 | – | new |
| 40 | MSM MSC INDL DIRECT INC | Industrials | 0.1% | $1.3m | 20,934 | – | new |
| 41 | ADSK AUTODESK INC | Technology | 0.1% | $1.3m | 5,599 | 224% | added |
| 42 | FDX FEDEX CORP | Industrials | 0.1% | $1.3m | 5,000 | – | new |
| 43 | MLCO MELCO RESORTS AND ENTMNT LTD | Consumer Cyclical | 0.1% | $1.2m | 75,000 | – | new |
| 44 | TW TRADEWEB MKTS INC | Financial Services | 0.1% | $1.1m | 18,733 | – | new |
| 45 | UI UBIQUITI INC | Technology | 0.1% | $1.1m | 6,465 | 6% | added |
| 46 | MSCI MSCI INC | Financial Services | 0.1% | $1.1m | 2,992 | – | new |
| 47 | MCO MOODYS CORP | Financial Services | 0.1% | $1.1m | 3,623 | – | new |
| 48 | TMO THERMO FISHER SCIENTIFIC INC | Healthcare | 0.1% | $1.0m | 2,311 | – | new |
| 49 | HRL HORMEL FOODS CORP | Consumer Defensive | 0.1% | $1.0m | 20,704 | – | new |
| 50 | VEEV VEEVA SYS INC | Healthcare | 0.1% | $938.0k | 3,337 | 156% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.