Caxton Associates 13F holdings, Q1 2021
Holdings as of March 31, 2021 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 387 US equity positions worth $1.0bn in its Q1 2021 13F filing. The largest position was APTV at 10.1% of the reported book, followed by MSFT and RUN. Against the Q4 2020 filing, it opened 30 new positions, added to 11 and reduced 8 among the top 50 holdings.
What did Caxton Associates own in Q1 2021? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q4 2020 |
|---|---|---|---|---|---|---|---|
| 1 | APTV APTIV PLC | Consumer Cyclical | 10.1% | $103.1m | 747,843 | 62% | added |
| 2 | MSFT MICROSOFT CORP | Technology | 8.5% | $86.8m | 368,231 | 629% | added |
| 3 | RUN SUNRUN INC | Technology | 8.1% | $83.1m | 1,374,100 | – | new |
| 4 | GOOGL ALPHABET INC | Communication Services | 8.1% | $83.0m | 40,250 | – | new |
| 5 | META FACEBOOK INC | Communication Services | 7.9% | $80.8m | 274,445 | – | new |
| 6 | AMZN AMAZON COM INC | Consumer Cyclical | 6.9% | $70.7m | 22,834 | 967% | added |
| 7 | HES HESS CORP | 4.6% | $46.7m | 660,400 | – | new | |
| 8 | TPI COMPOSITES INC | 4.4% | $45.2m | 800,800 | – | new | |
| 9 | OXY OCCIDENTAL PETE CORP | Energy | 4.3% | $44.0m | 1,654,710 | – | new |
| 10 | GLD SPDR GOLD TR | 3.9% | $40.4m | 252,870 | -90% | reduced | |
| 11 | DIS DISNEY WALT CO | Communication Services | 3.6% | $37.3m | 202,168 | 346% | added |
| 12 | MU MICRON TECHNOLOGY INC | Technology | 2.0% | $20.4m | 230,788 | -39% | reduced |
| 13 | BIDU BAIDU INC | Communication Services | 1.4% | $14.8m | 67,810 | – | new |
| 14 | 0VVB VIACOMCBS INC | 1.4% | $14.3m | 316,698 | – | new | |
| 15 | CME CME GROUP INC | Financial Services | 1.2% | $12.3m | 60,000 | – | new |
| 16 | V VISA INC | Financial Services | 1.2% | $11.9m | 56,105 | 127% | added |
| 17 | ZBRA ZEBRA TECHNOLOGIES CORPORATI | Technology | 1.1% | $11.4m | 23,436 | 18% | added |
| 18 | TSM TAIWAN SEMICONDUCTOR MFG LTD | Technology | 1.0% | $10.4m | 87,550 | -41% | reduced |
| 19 | ISRG INTUITIVE SURGICAL INC | Healthcare | 0.8% | $8.2m | 11,096 | 0% | held |
| 20 | SABR SABRE CORP | Technology | 0.5% | $5.5m | 374,732 | – | new |
| 21 | UBER UBER TECHNOLOGIES INC | Technology | 0.5% | $5.0m | 91,700 | -20% | reduced |
| 22 | ON ON SEMICONDUCTOR CORP | Technology | 0.5% | $5.0m | 120,000 | -27% | reduced |
| 23 | AMAT APPLIED MATLS INC | Technology | 0.5% | $4.9m | 36,867 | 9% | added |
| 24 | SONO SONOS INC | Technology | 0.4% | $4.5m | 120,612 | – | new |
| 25 | CMCSA COMCAST CORP NEW | Communication Services | 0.3% | $2.9m | 54,080 | – | new |
| 26 | WDC WESTERN DIGITAL CORP. | Technology | 0.3% | $2.9m | 43,700 | – | new |
| 27 | PTC PTC INC | Technology | 0.3% | $2.8m | 20,111 | 16% | added |
| 28 | DOCU DOCUSIGN INC | Technology | 0.3% | $2.6m | 13,000 | -57% | reduced |
| 29 | TRP TC ENERGY CORP | Energy | 0.2% | $2.0m | 43,500 | – | new |
| 30 | DT DYNATRACE INC | Technology | 0.2% | $1.9m | 40,422 | 16% | added |
| 31 | HP5A EQUITY COMWLTH | 0.2% | $1.9m | 68,841 | – | new | |
| 32 | MSGS MADISON SQUARE GRDN SPRT COR | Communication Services | 0.2% | $1.6m | 8,944 | 550% | added |
| 33 | PCAR PACCAR INC | Industrials | 0.2% | $1.6m | 17,156 | – | new |
| 34 | AAPL APPLE INC | Technology | 0.1% | $1.5m | 12,085 | -92% | reduced |
| 35 | EXTRACTION OIL & GAS INC | 0.1% | $1.5m | 40,660 | – | new | |
| 36 | AMTX AEMETIS INC | Basic Materials | 0.1% | $1.4m | 58,061 | – | new |
| 37 | ZTO ZTO EXPRESS CAYMAN INC | Industrials | 0.1% | $1.4m | 48,547 | – | new |
| 38 | APA APA CORPORATION | Energy | 0.1% | $1.4m | 75,746 | – | new |
| 39 | CTSH COGNIZANT TECHNOLOGY SOLUTIO | Technology | 0.1% | $1.3m | 17,141 | – | new |
| 40 | JKHY HENRY JACK & ASSOC INC | Technology | 0.1% | $1.2m | 7,911 | – | new |
| 41 | MNST MONSTER BEVERAGE CORP NEW | Consumer Defensive | 0.1% | $1.2m | 12,817 | – | new |
| 42 | COWEN INC | 0.1% | $1.1m | 32,120 | – | new | |
| 43 | NAVI NAVIENT CORPORATION | Financial Services | 0.1% | $1.1m | 76,462 | 313% | added |
| 44 | DQ DAQO NEW ENERGY CORP | Technology | 0.1% | $1.1m | 14,423 | – | new |
| 45 | SC SANTANDER CONSUMER USA HLDGS | 0.1% | $1.1m | 39,951 | – | new | |
| 46 | CDP CORPORATE OFFICE PPTYS TR | Real Estate | 0.1% | $1.0m | 39,588 | – | new |
| 47 | MKC MCCORMICK & CO INC | Consumer Defensive | 0.1% | $1.0m | 11,442 | – | new |
| 48 | HSIC HENRY SCHEIN INC | Healthcare | 0.1% | $1.0m | 14,709 | – | new |
| 49 | INFY INFOSYS LTD | Technology | 0.1% | $1.0m | 54,216 | – | new |
| 50 | NEE NEXTERA ENERGY INC | Utilities | 0.1% | $1.0m | 13,300 | -91% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.