Caxton Associates 13F holdings, Q3 2019
Holdings as of September 30, 2019 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 367 US equity positions worth $469.4m in its Q3 2019 13F filing. The largest position was SPY at 37.7% of the reported book, followed by LNG and TSM. Against the Q2 2019 filing, it opened 22 new positions, added to 12 and reduced 14 among the top 50 holdings.
What did Caxton Associates own in Q3 2019? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2019 |
|---|---|---|---|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF TR | 37.7% | $177.1m | 596,628 | -31% | reduced | |
| 2 | LNG CHENIERE ENERGY INC | Energy | 7.8% | $36.5m | 579,200 | – | new |
| 3 | TSM TAIWAN SEMICONDUCTOR MFG LTD | Technology | 3.0% | $14.1m | 303,100 | – | new |
| 4 | ACTIVISION BLIZZARD INC | 3.0% | $14.0m | 264,204 | – | new | |
| 5 | SC SANTANDER CONSUMER USA HDG I | 1.8% | $8.3m | 325,987 | -36% | reduced | |
| 6 | VMC VULCAN MATLS CO | Basic Materials | 1.5% | $6.9m | 45,668 | -33% | reduced |
| 7 | AAPL APPLE INC | Technology | 1.4% | $6.7m | 30,051 | – | new |
| 8 | NOC NORTHROP GRUMMAN CORP | Industrials | 1.2% | $5.7m | 15,300 | – | new |
| 9 | SYK STRYKER CORP | Healthcare | 1.2% | $5.7m | 26,307 | – | new |
| 10 | ALLY ALLY FINL INC | Financial Services | 1.1% | $5.0m | 151,481 | 255% | added |
| 11 | GIS GENERAL MLS INC | Consumer Defensive | 1.1% | $5.0m | 91,500 | – | new |
| 12 | EIX EDISON INTL | Utilities | 1.1% | $4.9m | 65,500 | – | new |
| 13 | NEM NEWMONT GOLDCORP CORPORATION | Basic Materials | 1.0% | $4.7m | 125,000 | – | new |
| 14 | ZYNGA INC | 0.9% | $4.4m | 761,686 | -2% | reduced | |
| 15 | GM GENERAL MTRS CO | Consumer Cyclical | 0.6% | $3.0m | 80,220 | – | new |
| 16 | CMCSA COMCAST CORP NEW | Communication Services | 0.6% | $2.6m | 58,850 | -22% | reduced |
| 17 | CME CME GROUP INC | Financial Services | 0.5% | $2.4m | 11,301 | -43% | reduced |
| 18 | MU MICRON TECHNOLOGY INC | Technology | 0.5% | $2.1m | 50,000 | – | new |
| 19 | OPTU ALTICE USA INC | Communication Services | 0.4% | $2.0m | 69,450 | -95% | reduced |
| 20 | YUM YUM BRANDS INC | Consumer Cyclical | 0.4% | $1.7m | 15,163 | -82% | reduced |
| 21 | TME TENCENT MUSIC ENTMT GROUP | Communication Services | 0.4% | $1.7m | 130,000 | 0% | held |
| 22 | SU SUNCOR ENERGY INC NEW | Energy | 0.3% | $1.6m | 51,000 | -44% | reduced |
| 23 | LRCX LAM RESEARCH CORP | Technology | 0.3% | $1.5m | 6,539 | – | new |
| 24 | MHO M/I HOMES INC | Consumer Cyclical | 0.3% | $1.5m | 39,583 | – | new |
| 25 | PBF PBF ENERGY INC | Energy | 0.3% | $1.5m | 53,472 | 9% | added |
| 26 | T86 TRI POINTE GROUP INC | 0.3% | $1.4m | 92,308 | – | new | |
| 27 | MA MASTERCARD INC | Financial Services | 0.3% | $1.4m | 5,000 | -79% | reduced |
| 28 | VLO VALERO ENERGY CORP NEW | Energy | 0.3% | $1.3m | 15,441 | 28% | added |
| 29 | NIO NIO INC | Consumer Cyclical | 0.3% | $1.3m | 840,000 | 0% | held |
| 30 | UNH UNITEDHEALTH GROUP INC | Healthcare | 0.2% | $1.2m | 5,342 | – | new |
| 31 | M D C HLDGS INC | 0.2% | $1.1m | 24,445 | – | new | |
| 32 | ATLANTICA YIELD PLC | 0.2% | $1.1m | 43,603 | – | new | |
| 33 | UNM UNUM GROUP | Financial Services | 0.2% | $1.0m | 35,416 | 81% | added |
| 34 | CORENERGY INFRASTRUCTURE TR | 0.2% | $1.0m | 21,933 | 75% | added | |
| 35 | KBH KB HOME | Consumer Cyclical | 0.2% | $998.0k | 29,340 | – | new |
| 36 | CMA COMERICA INC | 0.2% | $991.0k | 15,018 | 73% | added | |
| 37 | STNG SCORPIO TANKERS INC | Energy | 0.2% | $985.0k | 33,100 | – | new |
| 38 | NVR NVR INC | Consumer Cyclical | 0.2% | $985.0k | 265 | – | new |
| 39 | CNA CNA FINL CORP | Financial Services | 0.2% | $972.0k | 19,742 | 85% | added |
| 40 | MET METLIFE INC | Financial Services | 0.2% | $945.0k | 20,029 | – | new |
| 41 | CCL CARNIVAL CORP | Consumer Cyclical | 0.2% | $927.0k | 21,205 | -12% | reduced |
| 42 | SERVICEMASTER GLOBAL HLDGS I | 0.2% | $909.0k | 16,258 | 18% | added | |
| 43 | MPC MARATHON PETE CORP | Energy | 0.2% | $904.0k | 14,880 | -25% | reduced |
| 44 | HOLLYFRONTIER CORP | 0.2% | $890.0k | 16,600 | -44% | reduced | |
| 45 | H HYATT HOTELS CORP | Consumer Cyclical | 0.2% | $885.0k | 12,011 | – | new |
| 46 | MTG MGIC INVT CORP WIS | Financial Services | 0.2% | $877.0k | 69,713 | 56% | added |
| 47 | COSAN LTD | 0.2% | $871.0k | 58,487 | -20% | reduced | |
| 48 | SLP SIMULATIONS PLUS INC | Healthcare | 0.2% | $863.0k | 24,916 | 56% | added |
| 49 | RDN RADIAN GROUP INC | Financial Services | 0.2% | $858.0k | 37,566 | 63% | added |
| 50 | LNC LINCOLN NATL CORP IND | Financial Services | 0.2% | $856.0k | 14,289 | 31% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.