Caxton Associates 13F holdings, Q4 2019
Holdings as of December 31, 2019 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 379 US equity positions worth $551.9m in its Q4 2019 13F filing. The largest position was SPY at 24.6% of the reported book, followed by APTV and BAC. Against the Q3 2019 filing, it opened 35 new positions, added to 11 and reduced 3 among the top 50 holdings.
What did Caxton Associates own in Q4 2019? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2019 |
|---|---|---|---|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF TR | 24.6% | $135.8m | 421,950 | -29% | reduced | |
| 2 | APTV APTIV PLC | Consumer Cyclical | 6.2% | $34.1m | 358,663 | – | new |
| 3 | BAC BANK AMER CORP | Financial Services | 2.2% | $12.3m | 348,000 | 2842% | added |
| 4 | VOYA VOYA FINL INC | Financial Services | 1.7% | $9.6m | 157,530 | 2281% | added |
| 5 | AMZN AMAZON COM INC | Consumer Cyclical | 1.7% | $9.2m | 5,000 | – | new |
| 6 | TSM TAIWAN SEMICONDUCTOR MFG LTD | Technology | 1.6% | $8.8m | 152,264 | -50% | reduced |
| 7 | CFG CITIZENS FINL GROUP INC | Financial Services | 1.5% | $8.1m | 200,000 | – | new |
| 8 | SONY SONY CORP | Technology | 1.4% | $8.0m | 117,618 | – | new |
| 9 | C CITIGROUP INC | Financial Services | 1.4% | $8.0m | 100,000 | – | new |
| 10 | ADBE ADOBE INC | Technology | 1.4% | $7.5m | 22,842 | – | new |
| 11 | EEM ISHARES TR | 1.3% | $7.4m | 165,728 | – | new | |
| 12 | BABA ALIBABA GROUP HLDG LTD | Consumer Cyclical | 1.3% | $7.0m | 32,890 | – | new |
| 13 | SPGI S&P GLOBAL INC | Financial Services | 1.2% | $6.5m | 23,964 | – | new |
| 14 | NVDA NVIDIA CORP | Technology | 1.1% | $6.0m | 25,674 | – | new |
| 15 | STT STATE STR CORP | Financial Services | 1.0% | $5.7m | 72,522 | – | new |
| 16 | CVS CVS HEALTH CORP | Healthcare | 1.0% | $5.7m | 76,700 | – | new |
| 17 | BNY BANK NEW YORK MELLON CORP | Financial Services | 1.0% | $5.6m | 111,814 | 1930% | added |
| 18 | ALLERGAN PLC | 1.0% | $5.6m | 29,172 | – | new | |
| 19 | ZBH ZIMMER BIOMET HLDGS INC | Healthcare | 0.9% | $5.2m | 35,000 | – | new |
| 20 | SYY SYSCO CORP | Consumer Defensive | 0.9% | $5.2m | 60,700 | – | new |
| 21 | MLM MARTIN MARIETTA MATLS INC | Basic Materials | 0.9% | $5.1m | 18,400 | – | new |
| 22 | ACTIVISION BLIZZARD INC | 0.9% | $5.1m | 85,000 | -68% | reduced | |
| 23 | DVA DAVITA INC | Healthcare | 0.9% | $5.0m | 67,300 | – | new |
| 24 | TSLA TESLA INC | Consumer Cyclical | 0.9% | $5.0m | 12,035 | – | new |
| 25 | BLK BLACKROCK INC | Financial Services | 0.9% | $5.0m | 10,000 | – | new |
| 26 | LKQ LKQ CORP | Consumer Cyclical | 0.9% | $4.9m | 138,427 | – | new |
| 27 | ARCONIC INC | 0.9% | $4.8m | 157,000 | 1435% | added | |
| 28 | NEE NEXTERA ENERGY INC | Utilities | 0.7% | $4.0m | 16,396 | – | new |
| 29 | MU MICRON TECHNOLOGY INC | Technology | 0.6% | $3.5m | 64,700 | 29% | added |
| 30 | SU SUNCOR ENERGY INC NEW | Energy | 0.6% | $3.4m | 104,560 | 105% | added |
| 31 | NIO NIO INC | Consumer Cyclical | 0.6% | $3.4m | 840,000 | 0% | held |
| 32 | JCI JOHNSON CTLS INTL PLC | Industrials | 0.6% | $3.4m | 82,747 | – | new |
| 33 | NXPI NXP SEMICONDUCTORS N V | Technology | 0.5% | $3.0m | 23,500 | – | new |
| 34 | SEDG SOLAREDGE TECHNOLOGIES INC | Technology | 0.5% | $2.8m | 29,897 | 389% | added |
| 35 | XYL XYLEM INC | Industrials | 0.5% | $2.7m | 33,701 | – | new |
| 36 | RENEWABLE ENERGY GROUP INC | 0.5% | $2.5m | 94,221 | – | new | |
| 37 | EWZ ISHARES INC | 0.4% | $2.2m | 46,700 | – | new | |
| 38 | AYI ACUITY BRANDS INC | Industrials | 0.4% | $2.1m | 15,141 | – | new |
| 39 | SENSATA TECHNOLOGIES HLDNG P | 0.4% | $2.1m | 38,406 | – | new | |
| 40 | GPRE GREEN PLAINS INC | Basic Materials | 0.4% | $2.0m | 132,354 | 523% | added |
| 41 | ALB ALBEMARLE CORP | Basic Materials | 0.4% | $2.0m | 27,430 | – | new |
| 42 | AMD ADVANCED MICRO DEVICES INC | Technology | 0.4% | $2.0m | 43,550 | – | new |
| 43 | EWW ISHARES INC | 0.4% | $2.0m | 44,330 | – | new | |
| 44 | XP XP INC | Financial Services | 0.3% | $1.9m | 50,000 | – | new |
| 45 | LII LENNOX INTL INC | Industrials | 0.3% | $1.9m | 7,737 | 389% | added |
| 46 | FSLR FIRST SOLAR INC | Technology | 0.3% | $1.8m | 32,682 | – | new |
| 47 | CREE INC | 0.3% | $1.8m | 38,659 | – | new | |
| 48 | ORCL ORACLE CORP | Technology | 0.3% | $1.7m | 31,853 | 144% | added |
| 49 | ITRI ITRON INC | Technology | 0.3% | $1.7m | 19,880 | – | new |
| 50 | TEL TE CONNECTIVITY LTD | Technology | 0.3% | $1.7m | 17,251 | 304% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.