Caxton Associates 13F holdings, Q4 2009
Holdings as of December 31, 2009 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 308 US equity positions worth $1.0bn in its Q4 2009 13F filing. The largest position was QCOM at 3.2% of the reported book, followed by VIVUS INC and FCX. Against the Q3 2009 filing, it opened 9 new positions, added to 19 and reduced 22 among the top 50 holdings.
What did Caxton Associates own in Q4 2009? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2009 |
|---|---|---|---|---|---|---|---|
| 1 | QCOM QUALCOMM INC | Technology | 3.2% | $32.6m | 705,054 | 30% | added |
| 2 | VIVUS INC | 3.1% | $31.6m | 3,436,057 | 57% | added | |
| 3 | FCX FREEPORT-MCMORAN COPPER & GO | Basic Materials | 3.1% | $31.5m | 392,811 | – | new |
| 4 | AMERICAN TOWER CORP | 2.5% | $25.6m | 591,589 | 6% | added | |
| 5 | OXY OCCIDENTAL PETE CORP DEL | Energy | 2.4% | $24.8m | 304,749 | 47% | added |
| 6 | V VISA INC | Financial Services | 2.2% | $22.8m | 260,427 | -14% | reduced |
| 7 | JPM JPMORGAN CHASE & CO | Financial Services | 2.2% | $22.8m | 546,500 | -17% | reduced |
| 8 | HEWLETT PACKARD CO | 2.2% | $22.7m | 439,961 | 45% | added | |
| 9 | CTRIP | 2.0% | $20.6m | 286,132 | – | new | |
| 10 | CVS CVS CAREMARK CORPORATION | Healthcare | 1.9% | $19.9m | 616,300 | – | new |
| 11 | ABT ABBOTT LABS | Healthcare | 1.9% | $19.2m | 356,318 | 494% | added |
| 12 | SNI SCRIPPS NETWORKS INTERACT IN | 1.7% | $17.3m | 416,169 | 9% | added | |
| 13 | L LOEWS CORP | Financial Services | 1.6% | $16.8m | 462,864 | -11% | reduced |
| 14 | PEP PEPSICO INC | Consumer Defensive | 1.6% | $16.7m | 275,156 | -25% | reduced |
| 15 | COCA COLA ENTERPRISES INC | 1.6% | $16.5m | 778,533 | 35% | added | |
| 16 | SMG SCOTTS MIRACLE GRO CO | Basic Materials | 1.6% | $16.3m | 413,635 | 61% | added |
| 17 | UNP UNION PAC CORP | Industrials | 1.6% | $16.2m | 253,032 | -14% | reduced |
| 18 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 1.6% | $16.0m | 332,878 | -33% | reduced |
| 19 | DIS DISNEY WALT CO | Communication Services | 1.5% | $15.8m | 491,375 | 23% | added |
| 20 | MGA MAGNA INTL INC | Consumer Cyclical | 1.5% | $15.4m | 304,554 | 1657% | added |
| 21 | GRACE W R & CO DEL NEW | 1.5% | $15.3m | 604,290 | -36% | reduced | |
| 22 | BEN FRANKLIN RES INC | Financial Services | 1.5% | $15.1m | 143,227 | -25% | reduced |
| 23 | GIS GENERAL MLS INC | Consumer Defensive | 1.5% | $15.1m | 213,083 | -58% | reduced |
| 24 | LOW LOWES COS INC | Consumer Cyclical | 1.4% | $14.3m | 609,446 | – | new |
| 25 | MSCI MSCI INC | Financial Services | 1.4% | $14.1m | 442,970 | 13% | added |
| 26 | GE GENERAL ELECTRIC CO | Industrials | 1.4% | $14.0m | 926,389 | 229% | added |
| 27 | AAPL APPLE INC | Technology | 1.4% | $13.9m | 66,127 | -64% | reduced |
| 28 | APD AIR PRODS & CHEMS INC | Basic Materials | 1.4% | $13.9m | 171,480 | – | new |
| 29 | WY WEYERHAEUSER CO | Real Estate | 1.3% | $13.4m | 310,874 | -27% | reduced |
| 30 | GPN GLOBAL PMTS INC | Industrials | 1.3% | $13.2m | 245,421 | – | new |
| 31 | ROCKWOOD HLDGS INC | 1.3% | $13.0m | 552,168 | -14% | reduced | |
| 32 | GT GOODYEAR TIRE & RUBR CO | Consumer Cyclical | 1.3% | $12.9m | 914,672 | -8% | reduced |
| 33 | GS GOLDMAN SACHS GROUP INC | Financial Services | 1.3% | $12.9m | 76,330 | -29% | reduced |
| 34 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 1.2% | $12.6m | 96,628 | 15% | added |
| 35 | RAYTHEON CO | 1.2% | $12.4m | 240,429 | -29% | reduced | |
| 36 | COVIDIEN PLC | 1.2% | $12.3m | 257,727 | 2% | added | |
| 37 | BAC BANK OF AMERICA CORPORATION | Financial Services | 1.2% | $12.1m | 801,119 | -30% | reduced |
| 38 | KSS KOHLS CORP | Consumer Cyclical | 1.2% | $11.9m | 220,200 | -1% | reduced |
| 39 | STANLEY WKS | 1.1% | $11.8m | 228,263 | – | new | |
| 40 | COST COSTCO WHSL CORP NEW | Consumer Defensive | 1.1% | $11.7m | 197,815 | -43% | reduced |
| 41 | AA ALCOA INC | Basic Materials | 1.1% | $11.6m | 717,892 | -39% | reduced |
| 42 | WFC WELLS FARGO & CO NEW | Financial Services | 1.1% | $11.5m | 424,986 | 1% | added |
| 43 | ANADARKO PETE CORP | 1.1% | $11.2m | 179,481 | 125% | added | |
| 44 | TKR TIMKEN CO | Industrials | 1.1% | $10.9m | 459,246 | -31% | reduced |
| 45 | EXPRESS SCRIPTS INC | 1.0% | $10.3m | 119,672 | -18% | reduced | |
| 46 | TEVA TEVA PHARMACEUTICAL INDS LTD | Healthcare | 0.9% | $9.1m | 162,800 | 4% | added |
| 47 | RIG TRANSOCEAN LTD REG | Energy | 0.9% | $9.1m | 110,000 | -42% | reduced |
| 48 | DIRECTV | 0.9% | $9.1m | 272,277 | – | new | |
| 49 | CSCO CISCO SYS INC | Technology | 0.9% | $8.8m | 367,027 | – | new |
| 50 | EEM ISHARES TR INDEX MSCI EMERG MKT | 0.8% | $8.7m | 210,000 | 87% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.