Caxton Associates 13F holdings, Q4 2001
Holdings as of December 31, 2001 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 1387 US equity positions worth $9.8bn in its Q4 2001 13F filing. The largest position was KR at 0.7% of the reported book, followed by BAC and BEAR STEARNS COS INC. Against the Q3 2001 filing, it opened 5 new positions, added to 37 and reduced 8 among the top 50 holdings.
What did Caxton Associates own in Q4 2001? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2001 |
|---|---|---|---|---|---|---|---|
| 1 | KR KROGER CO | Consumer Defensive | 0.7% | $64.8m | 3,105,400 | 480% | added |
| 2 | BAC BANK OF AMERICA CORPORATION | Financial Services | 0.6% | $60.7m | 965,000 | 1623% | added |
| 3 | BEAR STEARNS COS INC | 0.6% | $58.4m | 995,200 | 1% | added | |
| 4 | LMT LOCKHEED MARTIN CORP | Industrials | 0.6% | $58.2m | 1,247,209 | 5% | added |
| 5 | ORCL ORACLE CORP | Technology | 0.6% | $57.1m | 4,136,268 | 183% | added |
| 6 | PACTIV CORP | 0.6% | $55.3m | 3,117,600 | 2% | added | |
| 7 | OFFICE DEPOT INC | 0.6% | $55.0m | 2,964,900 | -8% | reduced | |
| 8 | LEAR CORP | 0.5% | $51.3m | 1,344,200 | 11% | added | |
| 9 | TECH DATA CORP | 0.5% | $48.6m | 1,121,850 | 2272% | added | |
| 10 | OXY OCCIDENTAL PETE CORP DEL | Energy | 0.5% | $46.6m | 1,755,300 | 75% | added |
| 11 | QCOM QUALCOMM INC | Technology | 0.5% | $45.4m | 898,708 | 28% | added |
| 12 | BSX BOSTON SCIENTIFIC CORP | Healthcare | 0.5% | $44.8m | 1,858,300 | 221% | added |
| 13 | CIRCUIT CITY STORE INC CIRCT CITY GRP | 0.4% | $43.5m | 1,677,700 | 568% | added | |
| 14 | DELL COMPUTER CORP | 0.4% | $43.2m | 1,588,690 | 3136% | added | |
| 15 | CARNIVAL CORP | 0.4% | $42.4m | 1,511,400 | 87% | added | |
| 16 | ITT INDS INC IND | 0.4% | $41.9m | 830,500 | 1% | added | |
| 17 | STILWELL FINL INC | 0.4% | $41.6m | 1,528,200 | 98% | added | |
| 18 | SCHW SCHWAB CHARLES CORP NEW | Financial Services | 0.4% | $41.0m | 2,649,100 | 19% | added |
| 19 | PGR PROGRESSIVE CORP OHIO | Financial Services | 0.4% | $40.7m | 272,800 | 46% | added |
| 20 | COMPUTER ASSOC INTL INC | 0.4% | $40.4m | 1,172,200 | -38% | reduced | |
| 21 | CABOT MICROELECTRONICS CORP | 0.4% | $40.3m | 508,864 | 35% | added | |
| 22 | LEHMAN BROS HLDGS INC | 0.4% | $39.8m | 595,860 | 16% | added | |
| 23 | GOODRICH CORP | 0.4% | $39.7m | 1,492,000 | 59% | added | |
| 24 | AT&T CORP | 0.4% | $39.0m | 2,152,200 | 400% | added | |
| 25 | CONEXANT SYSTEMS INC | 0.4% | $38.4m | 2,674,108 | 1697% | added | |
| 26 | PENNEY J C INC | 0.4% | $38.4m | 1,426,502 | 100% | added | |
| 27 | FLEETBOSTON FINL CORP | 0.4% | $37.8m | 1,034,900 | – | new | |
| 28 | EDWARDS AG INC | 0.4% | $37.6m | 852,000 | – | new | |
| 29 | DOLE FOOD INC | 0.4% | $37.6m | 1,402,000 | 83% | added | |
| 30 | AA ALCOA INC | Basic Materials | 0.4% | $37.3m | 1,050,500 | – | new |
| 31 | EBAY EBAY INC | Consumer Cyclical | 0.4% | $37.1m | 554,628 | 618% | added |
| 32 | MGA MAGNA INTL INC | Consumer Cyclical | 0.4% | $36.1m | 568,200 | -15% | reduced |
| 33 | GAP GAP INC DEL | Consumer Cyclical | 0.4% | $35.8m | 2,565,400 | 19% | added |
| 34 | PBI PITNEY BOWES INC | Industrials | 0.4% | $34.9m | 927,300 | 11% | added |
| 35 | STAPLES INC | 0.4% | $34.6m | 1,852,811 | 65% | added | |
| 36 | RYLAND GROUP INC | 0.4% | $34.6m | 473,100 | 81% | added | |
| 37 | ULTRAMAR DIAMOND SHAMROCK CORP | 0.4% | $34.2m | 690,500 | -2% | reduced | |
| 38 | DDS DILLARDS INC | Consumer Cyclical | 0.3% | $34.1m | 2,128,200 | -6% | reduced |
| 39 | HAL HALLIBURTON CO | Energy | 0.3% | $34.0m | 2,598,800 | – | new |
| 40 | MCK MCKESSON CORP | Healthcare | 0.3% | $33.7m | 901,200 | 666% | added |
| 41 | KLAC KLA-TENCOR CORP | Technology | 0.3% | $33.4m | 674,851 | -2% | reduced |
| 42 | AZO AUTOZONE INC | Consumer Cyclical | 0.3% | $33.4m | 464,700 | 154% | added |
| 43 | THOMAS & BETTS CORP | 0.3% | $33.0m | 1,558,400 | 11% | added | |
| 44 | IMMUNEX CORP NEW | 0.3% | $32.9m | 1,188,907 | 3% | added | |
| 45 | F FORD MTR CO DEL | Consumer Cyclical | 0.3% | $32.8m | 2,084,423 | 4069% | added |
| 46 | INGRAM MICRO INC | 0.3% | $32.6m | 1,883,800 | 138% | added | |
| 47 | BOISE CASCADE CORP | 0.3% | $31.9m | 938,100 | -11% | reduced | |
| 48 | NVR NVR INC | Consumer Cyclical | 0.3% | $31.8m | 155,800 | -7% | reduced |
| 49 | RELIANT RES INC | 0.3% | $31.6m | 1,912,800 | 91% | added | |
| 50 | NORTEL NETWORKS CORP NEW | 0.3% | $31.4m | 4,207,700 | – | new |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.