Caxton Associates 13F holdings, Q3 2001
Holdings as of September 30, 2001 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 1370 US equity positions worth $7.2bn in its Q3 2001 13F filing. The largest position was LMT at 0.7% of the reported book, followed by USX MARATHON GROUP and BEAR STEARNS COS INC. Against the Q2 2001 filing, it opened 2 new positions, added to 33 and reduced 14 among the top 50 holdings.
What did Caxton Associates own in Q3 2001? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2001 |
|---|---|---|---|---|---|---|---|
| 1 | LMT LOCKHEED MARTIN CORP | Industrials | 0.7% | $51.9m | 1,187,409 | 9% | added |
| 2 | USX MARATHON GROUP | 0.7% | $50.6m | 1,890,900 | 59% | added | |
| 3 | BEAR STEARNS COS INC | 0.7% | $49.5m | 989,200 | 41% | added | |
| 4 | COMPUTER ASSOC INTL INC | 0.7% | $48.9m | 1,900,400 | 95% | added | |
| 5 | HILLENBRAND INDS INC | 0.6% | $44.7m | 828,500 | -2% | reduced | |
| 6 | PACTIV CORP | 0.6% | $44.5m | 3,071,300 | -4% | reduced | |
| 7 | OFFICE DEPOT INC | 0.6% | $44.0m | 3,237,000 | 37% | added | |
| 8 | HRB BLOCK H & R INC | Consumer Cyclical | 0.5% | $38.2m | 991,300 | 313% | added |
| 9 | ITT INDS INC IND | 0.5% | $36.9m | 823,600 | 4% | added | |
| 10 | FEDERAL HOME LN MTG CORP | 0.5% | $36.6m | 563,500 | -8% | reduced | |
| 11 | MGA MAGNA INTL INC | Consumer Cyclical | 0.5% | $35.1m | 664,600 | 2% | added |
| 12 | BURLINGTON RES INC | 0.5% | $34.7m | 1,014,000 | 1187% | added | |
| 13 | ST JUDE MED INC | 0.5% | $34.3m | 501,100 | 49% | added | |
| 14 | ULTRAMAR DIAMOND SHAMROCK CORP | 0.5% | $33.8m | 704,400 | -18% | reduced | |
| 15 | GOLDEN ST BANCORP INC | 0.5% | $33.7m | 1,109,900 | 19% | added | |
| 16 | FEDERAL NATL MTG ASSN | 0.5% | $33.4m | 417,500 | 153% | added | |
| 17 | QCOM QUALCOMM INC | Technology | 0.5% | $33.4m | 702,432 | 11% | added |
| 18 | LEAR CORP | 0.5% | $32.8m | 1,214,600 | 34% | added | |
| 19 | ASTORIA FINL CORP | 0.5% | $32.6m | 550,161 | -3% | reduced | |
| 20 | OXFORD HEALTH PLANS INC | 0.5% | $32.6m | 1,147,700 | 0% | held | |
| 21 | PBI PITNEY BOWES INC | Industrials | 0.4% | $32.0m | 837,600 | 24% | added |
| 22 | CPB CAMPBELL SOUP CO | Consumer Defensive | 0.4% | $31.5m | 1,125,500 | 6% | added |
| 23 | BOISE CASCADE CORP | 0.4% | $31.2m | 1,057,500 | 60% | added | |
| 24 | GPU INC | 0.4% | $30.8m | 762,700 | -3% | reduced | |
| 25 | FCX FREEPORT-MCMORAN COPPER & GOLD | Basic Materials | 0.4% | $30.5m | 2,777,700 | 28% | added |
| 26 | INCO LTD | 0.4% | $30.1m | 2,429,500 | 2% | added | |
| 27 | AMERADA HESS CORP | 0.4% | $29.9m | 471,400 | 10% | added | |
| 28 | DDS DILLARDS INC | Consumer Cyclical | 0.4% | $29.7m | 2,257,000 | 107% | added |
| 29 | TENET HEALTHCARE CORP | 0.4% | $29.6m | 496,300 | – | new | |
| 30 | LEHMAN BROS HLDGS INC | 0.4% | $29.3m | 515,660 | -14% | reduced | |
| 31 | MIRANT CORP | 0.4% | $28.1m | 1,285,087 | 13% | added | |
| 32 | CSX CSX CORP | Industrials | 0.4% | $27.5m | 873,200 | 103% | added |
| 33 | RALSTON PURINA CO | 0.4% | $27.4m | 835,200 | -20% | reduced | |
| 34 | SYY SYSCO CORP | Consumer Defensive | 0.4% | $27.2m | 1,065,500 | 57% | added |
| 35 | CAREMARK RX INC | 0.4% | $27.2m | 1,630,700 | -13% | reduced | |
| 36 | PEPSI BOTTLING GROUP INC | 0.4% | $27.2m | 589,700 | -28% | reduced | |
| 37 | VZ VERIZON COMMUNICATIONS | Communication Services | 0.4% | $27.0m | 499,500 | 329% | added |
| 38 | CANADIAN PAC LTD NEW | 0.4% | $26.5m | 827,000 | -20% | reduced | |
| 39 | BJ SVCS CO | 0.4% | $26.5m | 1,491,700 | 6% | added | |
| 40 | GTECH HLDGS CORP | 0.4% | $26.5m | 767,800 | -17% | reduced | |
| 41 | GAP GAP INC DEL | Consumer Cyclical | 0.4% | $25.8m | 2,162,500 | – | new |
| 42 | SCHW SCHWAB CHARLES CORP NEW | Financial Services | 0.4% | $25.6m | 2,224,900 | 35% | added |
| 43 | COMPAQ COMPUTER CORP | 0.4% | $25.3m | 3,049,600 | 57% | added | |
| 44 | PGR PROGRESSIVE CORP OHIO | Financial Services | 0.3% | $25.1m | 187,400 | 117% | added |
| 45 | AMAT APPLIED MATLS INC | Technology | 0.3% | $24.9m | 876,475 | 1523% | added |
| 46 | EOG EOG RES INC | Energy | 0.3% | $24.9m | 860,900 | 6% | added |
| 47 | BA BOEING CO | Industrials | 0.3% | $24.8m | 739,400 | -14% | reduced |
| 48 | THOMAS & BETTS CORP | 0.3% | $24.6m | 1,409,400 | 75% | added | |
| 49 | OXY OCCIDENTAL PETE CORP DEL | Energy | 0.3% | $24.4m | 1,003,900 | 490% | added |
| 50 | NVR NVR INC | Consumer Cyclical | 0.3% | $23.5m | 167,600 | -6% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.