Wynnefield Capital 13F holdings, Q2 2011
Holdings as of June 30, 2011 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 39 US equity positions worth $209.0m in its Q2 2011 13F filing. The largest position was CORE at 12.2% of the reported book, followed by NATR and DIREXION SMALL CAP BEAR 3X ETF. Against the Q1 2011 filing, it opened 10 new positions, added to 6 and reduced 10 among the top 39 holdings.
What did Wynnefield Capital own in Q2 2011? Top 39 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q1 2011 |
|---|---|---|---|---|---|---|---|
| 1 | CORE CORE-MARK HOLDING CO INC COMM | 12.2% | $25.4m | 716,752 | 0% | held | |
| 2 | NATR NATURES SUNSHINE PRODS INC COMM | Consumer Defensive | 10.4% | $21.7m | 1,160,211 | -3% | reduced |
| 3 | DIREXION SMALL CAP BEAR 3X ETF | 9.2% | $19.3m | 555,800 | 1753% | added | |
| 4 | MVC CAPITAL INC COMM | 9.2% | $19.2m | 1,478,053 | -2% | reduced | |
| 5 | BREEZE-EASTERN CORP COMM | 7.2% | $15.1m | 2,117,911 | 5% | added | |
| 6 | EASYLINK SERVICES INTL-CL A COMM | 7.0% | $14.7m | 2,543,726 | -0% | held | |
| 7 | ADVANCED PHOTONIX INC-CL A RSTD | 7.0% | $14.6m | 2,075,750 | – | new | |
| 8 | LANDEC CORP COMM | 6.2% | $12.9m | 2,012,714 | 27% | added | |
| 9 | NOBEL LEARNING COMMUNITIES COMM | 5.7% | $11.9m | 1,050,659 | -2% | reduced | |
| 10 | TELOS CORP MD 12% | 3.8% | $8.0m | 373,500 | – | new | |
| 11 | ROTECH HEALTHCARE INC COMM | 3.7% | $7.8m | 1,692,427 | – | new | |
| 12 | UNIGENE LABORATORIES INC COMM | 2.9% | $6.1m | 5,791,454 | – | new | |
| 13 | INTEGRAL SYSTEMS INC/MD COMM | 2.6% | $5.5m | 453,113 | -25% | reduced | |
| 14 | VITACOST.COM INC COMM | 1.4% | $3.0m | 610,000 | 0% | held | |
| 15 | HECKMANN CORP COMM | 1.2% | $2.5m | 432,100 | -1% | reduced | |
| 16 | API TECHNOLOGIES CORP COMM | 1.1% | $2.4m | 2,520,000 | 0% | held | |
| 17 | TRANSWORLD CORPORATION COMM | 1.1% | $2.3m | 1,483,538 | – | new | |
| 18 | FSS FEDERAL SIGNAL CORP COMM | Industrials | 1.0% | $2.1m | 314,200 | 0% | held |
| 19 | CDC SOFTWARE CORP-ADR ADRS | 0.9% | $1.9m | 359,984 | 0% | held | |
| 20 | ULTRASHORT LEHMAN 20+ YEAR ETF | 0.9% | $1.8m | 52,300 | -1% | reduced | |
| 21 | SUN HEALTHCARE GROUP INC NEW COMM | 0.8% | $1.7m | 210,000 | – | new | |
| 22 | PHYSICIANS FORMULA HOLDINGS COMM | 0.8% | $1.6m | 480,700 | -3% | reduced | |
| 23 | WESTMORELAND COAL CO COMM | 0.7% | $1.4m | 80,000 | -16% | reduced | |
| 24 | KINDRED HEALTHCARE INC COMM | 0.7% | $1.4m | 75,000 | – | new | |
| 25 | PHC INC-CL A (MASS) COMM | 0.5% | $1.0m | 330,000 | 154% | added | |
| 26 | NEVADA GOLD & CASINOS INC COMM | 0.4% | $824.0k | 624,388 | 1% | added | |
| 27 | MOUNTAIN PROVINCE DIAMONDS COMM | 0.3% | $559.0k | 102,485 | 0% | held | |
| 28 | SMTC CORPORATION COMM | 0.3% | $537.0k | 500,000 | – | new | |
| 29 | ULTRAPETROL (BAHAMAS) LTD COMM | 0.2% | $494.0k | 100,000 | – | new | |
| 30 | OVERHILL FARMS INC COMM | 0.1% | $300.0k | 55,701 | 0% | held | |
| 31 | HALO HALOZYME THERAPEUTICS INC COMM | Healthcare | 0.1% | $163.0k | 23,600 | 39% | added |
| 32 | ALEXCO RESOURCE CORP COMM | 0.1% | $151.0k | 20,875 | 0% | held | |
| 33 | PEOPLES FEDERAL BANCSHARES I COMM | 0.1% | $141.0k | 10,000 | 0% | held | |
| 34 | PPC PILGRIM'S PRIDE CORP COMM | Consumer Defensive | 0.1% | $135.0k | 25,000 | 0% | held |
| 35 | INDEPENDENCE HOLDING CO COMM | 0.1% | $121.0k | 11,600 | -10% | reduced | |
| 36 | WINTHROP REALTY TRUST REIT | 0.1% | $119.0k | 10,000 | -10% | reduced | |
| 37 | US NATURAL GAS FUND LP ETF | 0.1% | $110.0k | 10,000 | – | new | |
| 38 | U S ENERGY CORP - WYOMING COMM | 0.1% | $107.0k | 25,000 | 0% | held | |
| 39 | AMERICAN INDEPENDENCE CORP COMM | 0.0% | $73.0k | 12,600 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.