Wynnefield Capital 13F holdings, Q1 2011
Holdings as of March 31, 2011 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 35 US equity positions worth $143.4m in its Q1 2011 13F filing. The largest position was CORE at 16.4% of the reported book, followed by MVC CAPITAL INC COMM and API TECHNOLOGIES CORP COMM. Against the Q4 2010 filing, it opened 3 new positions, added to 2 and reduced 2 among the top 35 holdings.
What did Wynnefield Capital own in Q1 2011? Top 35 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q4 2010 |
|---|---|---|---|---|---|---|---|
| 1 | CORE CORE-MARK HOLDING CO INC COMM | 16.4% | $23.5m | 716,752 | 0% | held | |
| 2 | MVC CAPITAL INC COMM | 14.2% | $20.3m | 1,515,362 | -3% | reduced | |
| 3 | API TECHNOLOGIES CORP COMM | 13.7% | $19.6m | 2,520,000 | – | new | |
| 4 | BREEZE-EASTERN CORP COMM | 7.4% | $10.7m | 2,015,633 | 0% | held | |
| 5 | NOBEL LEARNING COMMUNITIES COMM | 7.3% | $10.4m | 1,075,659 | 0% | held | |
| 6 | EASYLINK SERVICES INTL-CL A COMM | 7.3% | $10.4m | 2,553,726 | 0% | held | |
| 7 | NATR NATURES SUNSHINE PRODS INC COMM | Consumer Defensive | 7.2% | $10.3m | 1,191,892 | 0% | held |
| 8 | LANDEC CORP COMM | 7.0% | $10.1m | 1,587,500 | 27% | added | |
| 9 | INTEGRAL SYSTEMS INC/MD COMM | 5.1% | $7.4m | 605,540 | 0% | held | |
| 10 | HECKMANN CORP COMM | 1.9% | $2.7m | 435,000 | 0% | held | |
| 11 | VITACOST.COM INC COMM | 1.8% | $2.6m | 610,000 | 0% | held | |
| 12 | FSS FEDERAL SIGNAL CORP COMM | Industrials | 1.4% | $2.0m | 314,200 | 142% | added |
| 13 | ULTRASHORT LEHMAN 20+ YEAR ETF | 1.4% | $2.0m | 52,680 | 0% | held | |
| 14 | PHYSICIANS FORMULA HOLDINGS COMM | 1.3% | $1.9m | 497,890 | 0% | held | |
| 15 | CDC SOFTWARE CORP-ADR ADRS | 1.2% | $1.7m | 359,984 | 0% | held | |
| 16 | MOTORCAR PARTS OF AMERICA IN COMM | 1.0% | $1.4m | 100,000 | -76% | reduced | |
| 17 | WESTMORELAND COAL CO COMM | 1.0% | $1.4m | 95,000 | 0% | held | |
| 18 | DIREXION SMALL CAP BEAR 3X ETF | 0.7% | $1.1m | 30,000 | – | new | |
| 19 | NEVADA GOLD & CASINOS INC COMM | 0.5% | $664.0k | 615,188 | 0% | held | |
| 20 | MOUNTAIN PROVINCE DIAMONDS COMM | 0.4% | $629.0k | 102,485 | 0% | held | |
| 21 | MAG SILVER CORP COMM | 0.3% | $482.0k | 40,400 | 0% | held | |
| 22 | AMERICA SERVICE GROUP INC COMM | 0.2% | $358.0k | 13,975 | 0% | held | |
| 23 | OVERHILL FARMS INC COMM | 0.2% | $327.0k | 55,701 | 0% | held | |
| 24 | PHC INC-CL A (MASS) COMM | 0.2% | $290.0k | 130,000 | 0% | held | |
| 25 | PPC PILGRIM'S PRIDE CORP COMM | Consumer Defensive | 0.1% | $193.0k | 25,000 | 0% | held |
| 26 | ALEXCO RESOURCE CORP COMM | 0.1% | $185.0k | 20,875 | 0% | held | |
| 27 | U S ENERGY CORP - WYOMING COMM | 0.1% | $157.0k | 25,000 | 0% | held | |
| 28 | PEOPLES FEDERAL BANCSHARES I COMM | 0.1% | $141.0k | 10,000 | 0% | held | |
| 29 | WINTHROP REALTY TRUST REIT | 0.1% | $136.0k | 11,091 | 0% | held | |
| 30 | HALO HALOZYME THERAPEUTICS INC COMM | Healthcare | 0.1% | $114.0k | 17,000 | – | new |
| 31 | INDEPENDENCE HOLDING CO COMM | 0.1% | $104.0k | 12,900 | 0% | held | |
| 32 | AMERICAN INDEPENDENCE CORP COMM | 0.0% | $61.0k | 12,600 | 0% | held | |
| 33 | NSSC NAPCO SECURITY SYSTEMS INC COMM | Industrials | 0.0% | $53.0k | 23,440 | 0% | held |
| 34 | ONVIA COMM | 0.0% | $43.0k | 10,000 | 0% | held | |
| 35 | HOOPER HOLMES COMM | 0.0% | $17.0k | 23,200 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.