Wynnefield Capital 13F holdings, Q4 2006
Holdings as of December 31, 2006 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 38 US equity positions worth $212.8m in its Q4 2006 13F filing. The largest position was SEQUA CORPORATION at 15.3% of the reported book, followed by LAYNE CHRISTENSON CO and MVC CAPITAL INC. Against the Q3 2006 filing, it opened 7 new positions, added to 6 and reduced 8 among the top 38 holdings.
What did Wynnefield Capital own in Q4 2006? Top 38 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2006 |
|---|---|---|---|---|---|---|---|
| 1 | SEQUA CORPORATION | 15.3% | $32.6m | 283,500 | 1% | added | |
| 2 | LAYNE CHRISTENSON CO | 10.5% | $22.4m | 682,786 | -14% | reduced | |
| 3 | MVC CAPITAL INC | 7.9% | $16.9m | 1,261,600 | 2% | added | |
| 4 | LANDEC CORP | 7.7% | $16.3m | 1,518,400 | 0% | held | |
| 5 | ACME COMMUNICATION INC | 6.2% | $13.2m | 2,631,184 | 2% | added | |
| 6 | LAIDLAW INT'L INC | 5.7% | $12.2m | 400,000 | 0% | held | |
| 7 | NOBEL LEARNING | 5.5% | $11.8m | 1,029,200 | 0% | held | |
| 8 | ALLIED DEFENSE GRP INC | 5.2% | $11.1m | 523,205 | -0% | held | |
| 9 | HALO HALOZYME THERAP. INC | Healthcare | 4.6% | $9.7m | 1,206,200 | 0% | held |
| 10 | LIFE SCIENCES RESEARCH | 4.3% | $9.1m | 625,596 | – | new | |
| 11 | GIII GIII APPAREL GRP LTD | Consumer Cyclical | 4.0% | $8.4m | 447,100 | -41% | reduced |
| 12 | FIRST AVIAT SERV INC | 3.7% | $7.8m | 2,122,634 | 0% | held | |
| 13 | KINDRED HEALTHCARE INC | 3.1% | $6.6m | 260,050 | -6% | reduced | |
| 14 | NEVADA GOLD & | 2.3% | $4.8m | 1,276,400 | 17% | added | |
| 15 | ROTECH HEALTHCARE INC | 1.8% | $3.8m | 1,675,500 | 0% | held | |
| 16 | LIGHTBRIDGE INC | 1.6% | $3.5m | 258,500 | -14% | reduced | |
| 17 | TARO PHARMACEUTICAL | 1.6% | $3.4m | 340,000 | – | new | |
| 18 | PROSPECT MEDICAL | 1.2% | $2.6m | 413,900 | 0% | held | |
| 19 | TERRA INDUSTRIES INC | 1.1% | $2.4m | 200,000 | 0% | held | |
| 20 | RCMT RCM TECHNOLOGIES INC | 1.1% | $2.4m | 400,000 | 0% | held | |
| 21 | TASTY BAKING CO | 0.9% | $1.8m | 206,500 | 0% | held | |
| 22 | GLENAYRE TECHNOLOGIES | 0.8% | $1.7m | 684,892 | 1% | added | |
| 23 | AMPAL-AMER ISRAEL CORP | 0.7% | $1.5m | 306,854 | 0% | held | |
| 24 | MIND CTI LTD | 0.6% | $1.3m | 478,300 | 4% | added | |
| 25 | DENN DENNY'S CORP | 0.6% | $1.2m | 255,000 | -9% | reduced | |
| 26 | SEQUA CORPORATION | 0.4% | $862.0k | 7,500 | 0% | held | |
| 27 | HUTCHINSON TECH INC | 0.3% | $724.0k | 30,702 | 0% | held | |
| 28 | HILL INTERNATIONAL INC | 0.3% | $715.0k | 100,000 | – | new | |
| 29 | MEDIWARE INFORMATION | 0.2% | $504.0k | 60,300 | -45% | reduced | |
| 30 | UNIFI INC | 0.2% | $343.0k | 140,000 | 0% | held | |
| 31 | WTI W&T OFFSHORE INC | Energy | 0.1% | $230.0k | 7,500 | – | new |
| 32 | CANADIAN SUPERIOR | 0.1% | $221.0k | 110,900 | 0% | held | |
| 33 | SIRVA INC | 0.1% | $174.0k | 50,000 | 0% | held | |
| 34 | MOVIE STAR INC | 0.1% | $157.0k | 100,000 | – | new | |
| 35 | MCMORAN EXPLORATION | 0.1% | $142.0k | 10,000 | – | new | |
| 36 | NEOMAGIC CORP | 0.0% | $90.0k | 15,400 | – | new | |
| 37 | REFAC OPTICAL GRP | 0.0% | $82.0k | 20,589 | -27% | reduced | |
| 38 | GOLDEN ENTERPRISES INC | 0.0% | $50.0k | 16,200 | -82% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.