Wynnefield Capital 13F holdings, Q3 2006
Holdings as of September 30, 2006 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 239 US equity positions worth $259.2m in its Q3 2006 13F filing. The largest position was Sequa Corporation at 10.1% of the reported book, followed by Layne Christensen Co and Cornell Companies Inc. Against the Q2 2006 filing, it opened 4 new positions, added to 9 and reduced 5 among the top 50 holdings.
What did Wynnefield Capital own in Q3 2006? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2006 |
|---|---|---|---|---|---|---|---|
| 1 | Sequa Corporation | 10.1% | $26.3m | 279,800 | 2% | added | |
| 2 | Layne Christensen Co | 8.7% | $22.5m | 790,034 | 0% | held | |
| 3 | Cornell Companies Inc | 8.3% | $21.6m | 1,250,700 | 5% | added | |
| 4 | Landec Corp | 6.3% | $16.4m | 1,518,400 | -0% | held | |
| 5 | MVC Capital Inc | 6.2% | $16.0m | 1,232,500 | 0% | held | |
| 6 | Acme Communication Inc | 5.2% | $13.5m | 2,570,584 | 0% | held | |
| 7 | Laidlaw International, Inc | 4.2% | $10.9m | 400,000 | 0% | held | |
| 8 | Nobel Learning Communities Inc | 4.0% | $10.4m | 1,029,200 | 0% | held | |
| 9 | Allied Defense Group Inc | 3.3% | $8.6m | 523,225 | 5% | added | |
| 10 | GIII G-III Apparel Group Ltd | Consumer Cyclical | 3.3% | $8.6m | 756,812 | 0% | held |
| 11 | Kindred Healthcare Inc | 3.2% | $8.2m | 275,750 | -45% | reduced | |
| 12 | First Aviation Services Inc | 2.8% | $7.2m | 2,122,634 | 0% | held | |
| 13 | CVGI Commercial Vehicle Group Inc | Consumer Cyclical | 2.5% | $6.5m | 335,389 | 14% | added |
| 14 | Nevada Gold & Casinos Inc | 2.0% | $5.3m | 1,092,800 | 76% | added | |
| 15 | Cronos Group S A | 1.7% | $4.5m | 348,122 | 0% | held | |
| 16 | Petrohawk Energy Corp | 1.7% | $4.5m | 430,000 | 16% | added | |
| 17 | Schnitzer Steel Industries | 1.6% | $4.1m | 130,000 | 30% | added | |
| 18 | Lightbridge Inc | 1.4% | $3.5m | 300,000 | 0% | held | |
| 19 | Techteam Global Inc | 1.3% | $3.4m | 437,000 | 20% | added | |
| 20 | HALO Halozyme Therapeutics Inc | Healthcare | 1.2% | $3.2m | 1,206,200 | 0% | held |
| 21 | Yak Communications Inc | 1.2% | $3.1m | 608,750 | -40% | reduced | |
| 22 | Dynegy Inc | 1.2% | $3.0m | 550,000 | -27% | reduced | |
| 23 | Gold Kist Inc | 1.0% | $2.7m | 130,000 | -56% | reduced | |
| 24 | Prospect Medical Holdings Inc | 0.9% | $2.4m | 413,900 | 0% | held | |
| 25 | Teamstaff Inc | 0.9% | $2.4m | 1,928,000 | 0% | held | |
| 26 | Trico Marine Services Inc | 0.9% | $2.4m | 70,000 | 0% | held | |
| 27 | Goldcorp Inc | 0.8% | $2.1m | 90,000 | 0% | held | |
| 28 | KMG Chemicals Inc | 0.8% | $2.1m | 251,200 | 0% | held | |
| 29 | RCMT RCM Technologies Inc | 0.8% | $2.0m | 400,000 | 0% | held | |
| 30 | Internet Commerce Corp | 0.8% | $2.0m | 509,732 | 0% | held | |
| 31 | Rotech Healthcare Inc | 0.8% | $1.9m | 1,675,500 | 34% | added | |
| 32 | Tasty Baking Co | 0.7% | $1.8m | 206,500 | 0% | held | |
| 33 | PSMT Pricesmart Inc | Consumer Defensive | 0.7% | $1.8m | 116,258 | 0% | held |
| 34 | Horizon Offshore Inc | 0.7% | $1.7m | 100,000 | – | new | |
| 35 | Cagles Inc | 0.6% | $1.7m | 207,400 | 0% | held | |
| 36 | Terra Industries Inc | 0.6% | $1.5m | 200,000 | – | new | |
| 37 | Glenayre Technologies Inc | 0.6% | $1.5m | 678,800 | 0% | held | |
| 38 | Ampal-American Israel Corp | 0.6% | $1.4m | 306,854 | 0% | held | |
| 39 | Hollywood Media Corp | 0.5% | $1.4m | 356,600 | 0% | held | |
| 40 | Mind CTI Ltd | 0.5% | $1.2m | 458,300 | 0% | held | |
| 41 | RailAmerica Inc | 0.4% | $1.1m | 367,100 | 0% | held | |
| 42 | DENN Denny's Corp | 0.4% | $952.0k | 280,000 | -33% | reduced | |
| 43 | Virbac Corp | 0.3% | $868.0k | 166,361 | – | new | |
| 44 | Mediware Information Systems | 0.3% | $861.0k | 110,300 | 0% | held | |
| 45 | CALM Cal-Maine Foods, Inc | Consumer Defensive | 0.3% | $809.0k | 121,500 | 0% | held |
| 46 | Sequa Corporation | 0.3% | $707.0k | 7,500 | 0% | held | |
| 47 | Hutchinson Technology Inc | 0.2% | $646.0k | 30,702 | 0% | held | |
| 48 | Rosetta Resources Inc | 0.2% | $561.0k | 32,700 | 0% | held | |
| 49 | Princeton Review Inc | 0.2% | $521.0k | 100,638 | – | new | |
| 50 | Bexil Corp | 0.1% | $362.0k | 13,900 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.