Thomas J. Herzfeld Advisors, Inc. 13F holdings, Q1 2026
Holdings as of March 31, 2026 · filings on SEC EDGAR · latest filing →
Thomas J. Herzfeld Advisors, Inc. disclosed 115 US equity positions worth $294.0m in its Q1 2026 13F filing. The largest position was FS Specialty Lending Fund at 11.9% of the reported book, followed by PIMCO Dynamic Income Strategy Fund and FS Credit Opportunities Corp.
What did Thomas J. Herzfeld Advisors, Inc. own in Q1 2026? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs prior |
|---|---|---|---|---|---|---|---|
| 1 | FS Specialty Lending Fund | 11.9% | $35.1m | 2,808,727 | – | ||
| 2 | PIMCO Dynamic Income Strategy Fund | 9.4% | $27.6m | 1,253,348 | – | ||
| 3 | FS Credit Opportunities Corp | 6.4% | $18.8m | 3,679,935 | – | ||
| 4 | Highland Floating Rate Opportunities Fund | 5.3% | $15.5m | 2,715,661 | – | ||
| 5 | Herzfeld Credit Income Fund, Inc. | 4.3% | $12.5m | 807,215 | – | ||
| 6 | SJB ProShares TR | 4.2% | $12.3m | 796,652 | – | ||
| 7 | Guggenheim Strategic Opp Fund | 3.8% | $11.2m | 1,015,400 | – | ||
| 8 | Saba Capital Income & Opport | 3.2% | $9.6m | 1,417,189 | – | ||
| 9 | SDS ProShares UltraShort S&P500 | 2.8% | $8.2m | 108,584 | – | ||
| 10 | ASA Gold and Precious Metals Ltd | 2.7% | $7.8m | 125,885 | – | ||
| 11 | Saba Capital Income & Opport II | 2.2% | $6.4m | 774,518 | – | ||
| 12 | PIMCO Access Income Fund | 2.2% | $6.3m | 439,995 | – | ||
| 13 | Bluerock Private Real Estate Fund | 2.0% | $6.0m | 362,504 | – | ||
| 14 | Duff & Phelps Utility and Infrastructure Fund Inc. | 1.9% | $5.7m | 391,497 | – | ||
| 15 | PFIX Simplify Exchange Traded Fun | 1.8% | $5.4m | 117,701 | – | ||
| 16 | Nuveen Floating Rate Income | 1.8% | $5.4m | 713,294 | – | ||
| 17 | Brookfield Real Assets Incom | 1.5% | $4.4m | 340,641 | – | ||
| 18 | TFLO iShares Tr | 1.4% | $4.0m | 79,468 | – | ||
| 19 | Eagle Pointe Income Company | 1.3% | $3.7m | 394,000 | – | ||
| 20 | Neuberger Berman MLP Income Fund Inc | 1.2% | $3.4m | 323,526 | – | ||
| 21 | KYN Kayne Anderson Energy Infrst | 1.1% | $3.3m | 234,136 | – | ||
| 22 | BlackRock Energy and Resources Trust | 1.1% | $3.1m | 181,116 | – | ||
| 23 | Clearbridge Energy Midstrm O | 1.1% | $3.1m | 59,023 | – | ||
| 24 | PIMCO Corporate & Income Opp Fund | 1.0% | $3.0m | 249,976 | – | ||
| 25 | DUST Direxion Shares ETF Tr | 1.0% | $3.0m | 58,011 | – | ||
| 26 | Rivernorth Flexible Mun Income Fund II, Inc. | 1.0% | $2.9m | 229,634 | – | ||
| 27 | The Taiwan Fund Inc | 0.9% | $2.7m | 41,499 | – | ||
| 28 | PIMCO Dynamic Income Fd | 0.9% | $2.6m | 154,860 | – | ||
| 29 | QID ProShares TR | 0.9% | $2.6m | 116,263 | – | ||
| 30 | BlackRock Res & Commodities Strat Trust | 0.9% | $2.6m | 216,752 | – | ||
| 31 | Columbia Seligman Premium Technology Growth Fund | 0.9% | $2.5m | 66,224 | – | ||
| 32 | Angel Oak Final Strategies Incm Trm Trst | 0.8% | $2.5m | 193,430 | – | ||
| 33 | Nuveen S&P 500 Dynamic Overw | 0.8% | $2.4m | 149,092 | – | ||
| 34 | Invesco Exch Trd SLF IDX Fd | 0.8% | $2.3m | 98,083 | – | ||
| 35 | Invesco Exch Trd SLF IDX Fd | 0.8% | $2.3m | 96,212 | – | ||
| 36 | DXYZ Destiny Tech100 Inc | 0.8% | $2.2m | 82,806 | – | ||
| 37 | First Trust Ultra Short Duration Municipal | 0.7% | $2.2m | 109,973 | – | ||
| 38 | Oxford Lane Cap Corp | 0.7% | $2.2m | 222,539 | – | ||
| 39 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 0.7% | $2.1m | 103,791 | – | ||
| 40 | NYLI CBRE Gbl Infr Megtrnds | 0.7% | $1.9m | 130,723 | – | ||
| 41 | General American Investors Co Inc | 0.6% | $1.9m | 32,661 | – | ||
| 42 | BlackRock Tech and Private Eq | 0.6% | $1.9m | 280,753 | – | ||
| 43 | SRH Total Return Fund Inc | 0.6% | $1.8m | 107,778 | – | ||
| 44 | BlackRock Science and Technology Trust II | 0.6% | $1.8m | 82,672 | – | ||
| 45 | PGIM Short Dur Hig yld Opp F | 0.6% | $1.8m | 113,577 | – | ||
| 46 | Central Securities Corp | 0.6% | $1.8m | 36,505 | – | ||
| 47 | Thornburg Incm Builder Opp Tr | 0.5% | $1.5m | 69,502 | – | ||
| 48 | Exchange Listed FDS Tr | 0.5% | $1.5m | 64,610 | – | ||
| 49 | The Gabelli Dividend & Income Trust | 0.5% | $1.4m | 51,278 | – | ||
| 50 | Nuveen Mortgage and Income Fund | 0.4% | $1.3m | 72,639 | – |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.