Thomas J. Herzfeld Advisors, Inc.: 13F holdings, Q2 2026
Hedge fund · SEC EDGAR filings (CIK 1509510) · Explore on the interactive board
Thomas J. Herzfeld Advisors, Inc. disclosed 129 US equity positions worth $325.8m in its Q2 2026 13F filing (holdings as of June 30, 2026, filed August 10, 2026). Its largest position is FS Specialty Lending Fund at 9.9% of the reported book, followed by PIMCO Dynamic Income Strategy Fund, FS Credit Opportunities Corp. The top ten holdings are 49.8% of the book, and the portfolio behaves like about 28 equal-weight positions. Versus the prior filing it opened 33 new positions, added to 57, reduced 21 and exited 19. Note: this manager's most recent filing is 3934 quarters behind the newest quarter on file, so these figures are history rather than current positioning.
What does Thomas J. Herzfeld Advisors, Inc. own? Top holdings as of June 30, 2026
Change is measured in shares against the previous filing (Q1 2026), so price moves do not read as decisions. This quarter: 33 new, 57 added, 21 reduced, 19 exited.
| # | Stock | Sector | Weight | Value | Shares | Δ shares | Action |
|---|---|---|---|---|---|---|---|
| 1 | FS Specialty Lending Fund | 9.9% | $32.3m | 2,900,663 | 3% | added | |
| 2 | PIMCO Dynamic Income Strategy Fund | 7.0% | $22.8m | 1,095,075 | -13% | reduced | |
| 3 | FS Credit Opportunities Corp | 6.0% | $19.6m | 3,921,573 | 7% | added | |
| 4 | Highland Floating Rate Opportunities Fund | 5.9% | $19.1m | 2,676,474 | -1% | reduced | |
| 5 | Guggenheim Strategic Opp Fund | 4.5% | $14.6m | 1,336,680 | 32% | added | |
| 6 | Herzfeld Credit Income Fund, Inc. | 4.3% | $14.1m | 817,534 | 1% | added | |
| 7 | Pershing Square USA Ltd | 3.3% | $10.7m | 285,421 | – | new | |
| 8 | Saba Capital Income & Opport | 3.1% | $10.1m | 1,544,694 | 9% | added | |
| 9 | NSLR Suro Capital Corp | 3.0% | $9.9m | 788,403 | 2325% | added | |
| 10 | Eagle Pointe Income Company | 2.8% | $9.0m | 897,140 | 128% | added | |
| 11 | Nuveen Floating Rate Income | 2.6% | $8.5m | 1,111,921 | 56% | added | |
| 12 | Saba Capital Income & Opport II | 2.3% | $7.4m | 891,603 | 15% | added | |
| 13 | Columbia Seligman Premium Technology Growth Fund | 2.1% | $7.0m | 129,150 | 95% | added | |
| 14 | PIMCO Dynamic Income Fd | 2.0% | $6.5m | 388,727 | 151% | added | |
| 15 | Duff & Phelps Utility and Infrastructure Fund Inc. | 1.6% | $5.4m | 360,644 | -8% | reduced | |
| 16 | BlackRock Science and Technology Trust II | 1.5% | $5.0m | 166,033 | 101% | added | |
| 17 | Brookfield Real Assets Incom | 1.5% | $4.8m | 369,085 | 8% | added | |
| 18 | BlackRock Tech and Private Eq | 1.4% | $4.7m | 515,402 | 84% | added | |
| 19 | The Taiwan Fund Inc | 1.4% | $4.6m | 47,520 | 15% | added | |
| 20 | PIMCO Access Income Fund | 1.4% | $4.5m | 311,965 | -29% | reduced | |
| 21 | Tortoise Energy Infra Corp | 1.3% | $4.3m | 100,275 | – | new | |
| 22 | Bluerock Private Real Estate Fund | 1.2% | $3.9m | 303,336 | -16% | reduced | |
| 23 | KYN Kayne Anderson Energy Infrst | 1.2% | $3.8m | 276,097 | 18% | added | |
| 24 | The Korea Fund Inc | 1.2% | $3.7m | 49,834 | 13014% | added | |
| 25 | Clearbridge Energy Midstrm O | 1.1% | $3.7m | 73,130 | 24% | added | |
| 26 | Neuberger Berman MLP Income Fund Inc | 1.1% | $3.6m | 352,764 | 9% | added | |
| 27 | BlackRock Energy and Resources Trust | 1.1% | $3.5m | 238,075 | 31% | added | |
| 28 | XAI Octagn Flt Rat & Alt Inm | 1.1% | $3.5m | 198,688 | 234% | added | |
| 29 | ASA Gold and Precious Metals Ltd | 1.1% | $3.5m | 66,761 | -47% | reduced | |
| 30 | NXG NextGen Intrastruacture Inc Fund | 1.1% | $3.4m | 53,297 | – | new | |
| 31 | Calamos Conv & High Income Fund | 1.0% | $3.3m | 245,638 | – | new | |
| 32 | Rivernorth Flexible Mun Income Fund II, Inc. | 1.0% | $3.3m | 243,641 | 6% | added | |
| 33 | Virtus Convertible & Income Fund II | 1.0% | $3.3m | 205,874 | – | new | |
| 34 | Virtus Convertible & Income Fund | 1.0% | $3.3m | 185,909 | – | new | |
| 35 | PIMCO Corporate & Income Opp Fund | 0.9% | $3.0m | 252,532 | 1% | added | |
| 36 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 0.9% | $2.9m | 137,739 | 33% | added | |
| 37 | Angel Oak Final Strategies Incm Trm Trst | 0.9% | $2.8m | 222,390 | 15% | added | |
| 38 | BlackRock Res & Commodities Strat Trust | 0.8% | $2.7m | 238,622 | 10% | added | |
| 39 | PGIM Global Short Duration High Yield Fund, Inc. | 0.8% | $2.6m | 215,331 | – | new | |
| 40 | BlackRock Credit Allocation Income Trust | 0.8% | $2.5m | 245,318 | – | new | |
| 41 | PGIM Short Dur Hig yld Opp F | 0.7% | $2.3m | 138,168 | 22% | added | |
| 42 | General American Investors Co Inc | 0.6% | $2.0m | 31,935 | -2% | reduced | |
| 43 | NYLI CBRE Gbl Infr Megtrnds | 0.6% | $2.0m | 129,641 | -1% | reduced | |
| 44 | MFS Municipal Income Trust | 0.6% | $1.9m | 345,429 | 459% | added | |
| 45 | Blackstone / GSO Long-Short Credit Income Fund | 0.6% | $1.9m | 177,105 | 50% | added | |
| 46 | Ares Dynamic Cr Allocation Fund | 0.6% | $1.9m | 150,623 | – | new | |
| 47 | Thornburg Incm Builder Opp Tr | 0.5% | $1.8m | 80,479 | 16% | added | |
| 48 | PIMCO Calif Mun Income Fund | 0.5% | $1.7m | 185,469 | 134% | added | |
| 49 | Pimco New York Municipal Income Fund II | 0.5% | $1.6m | 231,370 | 208% | added | |
| 50 | Exchange Listed FDS Tr | 0.5% | $1.6m | 62,053 | -4% | reduced |
What did Thomas J. Herzfeld Advisors, Inc. sell? Positions exited since the previous filing
| Stock | Prior weight | Prior value |
|---|---|---|
| SJB ProShares TR | 27.2% | $12.3m |
| SDS ProShares UltraShort S&P500 | 18.0% | $8.2m |
| PFIX Simplify Exchange Traded Fun | 11.9% | $5.4m |
| DUST Direxion Shares ETF Tr | 6.5% | $3.0m |
| QID ProShares TR | 5.8% | $2.6m |
| Nuveen S&P 500 Dynamic Overw | 5.3% | $2.4m |
| Invesco Exch Trd SLF IDX Fd | 5.1% | $2.3m |
| Invesco Exch Trd SLF IDX Fd | 5.0% | $2.3m |
| First Trust Ultra Short Duration Municipal | 4.9% | $2.2m |
| Oxford Lane Cap Corp | 4.8% | $2.2m |
| Invesco Exch Traded Fd Tr II | 2.7% | $1.2m |
| Western Asset Emerging Mkts | 1.5% | $671.5k |
| MFS High Income Mun Tr | 0.7% | $328.1k |
| MFS Investment Grade Municipal Trust | 0.4% | $187.0k |
| Proshares Tr | 0.1% | $62.3k |
| Virtus Stone HBR Emrg Mkts I | 0.1% | $31.6k |
| ANGX Angel Studios Inc | 0.0% | $17.4k |
| Real Asset Acquisition | 0.0% | $5.5k |
| Purecycle Technologies Inc | 0.0% | $4.1k |
Sector mix
| Sector | Weight |
|---|---|
| Communication Services | 0.0% |
| Industrials | 0.0% |
Sectors cover positions whose ticker resolved to a sector; the remainder is unclassified, not cash.
Filing history
How concentrated is Thomas J. Herzfeld Advisors, Inc.'s portfolio?
Across every quarter Thomas J. Herzfeld Advisors, Inc. has filed, its median largest position is 10.9% of the book and its median top-ten weight is 51.9%, which WhaleCreep classifies as concentrated (the gate is a median largest position of 5%). Of 19.0 completed holding spells, the median lasted 1.0 quarters; 129.0 positions are still open and their final length is unknown.